2010-08-09

Historical methods: how historical Jesus studies fall over before they start

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by Neil Godfrey

Although a certain professor of religion regularly insists that his historical methods are the same as those of other historians who deal in nonbiblical subjects, he has failed to demonstrate the similarity. Rather, his attempt to establish this particular point is a classic in obfuscation, misrepresentation of the issues and avoidance of the challenges of mythicist arguments.

One thing cannot be reasonably denied. Mainstream historical Jesus scholarship . . . uses the same methods as mainstream historical study. Those who study early Christianity, those who study Jewish history, those who study Hellenistic and Roman history, those who study any of these overlapping areas or some subset thereof, all interact regularly at conferences, in scholarly volumes and publications, and in numerous other ways. While scholars certainly disagree regularly with one another’s conclusions, if we did not share some common scholarly methodological ground rules, such fruitful interaction would not be possible.

Reflecting on this, it struck me that mythicism is very much like intelligent design in at least one important regard. It wishes to redefine the methods of a scholarly discipline in order to accomplish an ideological agenda.

(Mythicism, Intelligent Design, Courts and Sports)

Of course there are many grounds for fruitful interaction among scholars of “early Christianity”, “Jewish history” and those who study “Hellenistic and Roman history” — and more — I would add especially with those who study ancient classical literature. Of course these scholars do indeed “share some common scholarly methodological ground rules”.

But the author uses this statement of the bleeding obvious as a cover to hide the fact he is sweeping under the carpet the key points made about historical Jesus studies in particular. I will explain below.

The mythical claims of a NT historian

As for the claim in the second paragraph above, I would be interested if this good associate professor could offer supporting evidence for the claim that “mythicists” seek to “redefine methods of a historical discipline” — at least to the extent that that historical discipline shares methodological ground rules with any other academic historical discipline.

The irony is that Professor Thomas L. Thompson has cast doubt on the historicity of Jesus by applying the very same methodological ground rules that are applied to both other biblical and nonbiblical areas of interest. In his recent criticism of Robert Price’s chapter in The Historical Jesus 5 Views, McGrath did question what he perceived as Price’s inconsistency in applying certain rules — but he made no complaint that Price was attempting to redefine the rules. None of the criticisms of Doherty or Wells or Ellgard or Zindler that I have encountered have ever suggested they are attempting to change the ground rules of historical inquiry. If McGrath has perceived something in their works that no-one else has noticed it would benefit us all if he could demonstrate or provide evidence for it.

So although I know of no mythicist who has been challenged for attempting to redefine historical methods “to suit their own ideological agenda”, I myself have argued consistently that historical Jesus scholars are themselves the ones who have long claimed a certain exceptionalism from standard historical approaches for their particular area of interest.

What is meant by historical method?

First, it can help to understand what is meant by “historical methods”. This term can have several layers of meaning.

At one level, we have philosophical and ideological assumptions that inevitably guide every historian in how he or she selects and interprets the evidence and tells their story. Discussions of methodology at this level are the popular topics of many conferences and publications.

Historiography has come a long way since those “Liberal” nineteenth century historians who were convinced that history was a matter of setting out the objective facts. Historians have come to learn that it’s not as black and white as that. One challenge to this view (from E. H. Carr) even had historians debating “What is a fact?” By that question, they did not question whether or not there really was a riot at Stalybridge Wakes in 1850 in which a gingerbread seller was beaten to death. That was a well documented and established fact. The question was whether or not such a fact had “historical significance”.

One principle has not changed since the nineteenth century, however, and that is the well-known maxim of a pioneer of modern historiography, Leopold von Ranke, that “history is an art”. What he meant by this is the way historians tell their stories, how they weave and spin their facts to create a narrative.

I avoid discussing here postmodernist historiography. But suffice it to say that even postmodernists do not deny the existence of real facts, such as the violent death of the gingerbread seller. Their argument is with the construction of stories and interpretations of such ‘facts’ in historians’ heads, and what they see as the confusion between objective and subjective realities.

The starting point that is skipped or cheated by Historical Jesus studies

But there is one point underlying all of this that is rarely addressed head on. And I think the reason is that this point is justifiably taken for granted before one begins any of the above discussions of “historical methodology”.

Historical enquiry necessarily begins with the raw materials of evidence. Jewish apocalyptic literature, Stoic literature, ancient novels, Herodotus,  Homer, Polybius, Livy, Philo and the gospels are all forms of evidence. They are literary documents through which we can investigate the thoughts and world-views of the ancients. Some of these lend themselves to direct comparative or intertextual studies, and that is also a rewarding historical exercise.

Such enquiries are posing questions to the documents that they can yield as documents or narratives in their own right. There is no question about whether or not the contents of their narratives are historically true, such as whether Enoch really was taken up to heaven.

But if we are to inquire into the details of certain events and persons of the past, we can only go as far as our evidence will allow us. We cannot ask the same sorts of questions of very sparse and mostly secondary evidence as we can of richly documented and mostly primary documents. (By secondary evidence, I mean evidence that does not physically derive from the period under study. Within this definition Homeric epics and the gospels are not primary evidence since they are not physically traced to their original periods of compositions. We only have late manuscripts that are copies of earlier manuscripts, and so on.)

It is obvious, then, that historians cannot ask the same sorts of questions of ancient history as they can of modern history, for which they have an abundance of primary documentation.

The reason for this discrepancy is worth repeating. It is because the actual evidence itself is of a different quantity and quality (mostly secondary rather than primary).

Why no quest for the historical Socrates?

This is the reason you do not find books on the various quests for “the historical Socrates”. The evidence as it exists does not allow for such an inquiry. All historians can do is study the history of Greek philosophical thought, and apparent social trends, such as the rise of the sophists, etc, from the evidence. It is beyond the nature of the evidence to allow anyone to draw a definitive portrait of the personal Socrates, except perhaps in the broadest brushstrokes. Some historians have even raised the question about the historical existence of Socrates, but it’s not a question of any real consequence. The evidence only permits a serious study of the history of ideas, not of the persons behind them.

So how does this impact historical Jesus studies?

Well, it means we have absolutely no primary evidence at all for Jesus. That does not necessarily mean Jesus did not exist. By no means. But it does mean that historians must apply consistently the same historical methodologies to the  evidence for Jesus that they also apply to the evidence for any other person or event under investigation.

The evidence for major political figures is of a different order altogether. We have primary evidence to establish their historicity and this gives us an external set of controls by which to evaluate the secondary evidence we have.

If we do not have the same sorts of external controls for Jesus then we can’t break the rules to suit our own ideological agendas. Yet this is just what historical Jesus scholars often seem very willing to do.

The misuse of criteriology

But if there is no primary evidence, or any reliable external controls by which to evaluate their secondary evidence, what do HJ historians do for their “bedrock” evidence? How do they decide if a gingerbread seller’s death is of historical value or not if they don’t even have the basic documentation for the existence of the gingerbread seller in the first place?

They break the rules and substitute the findings of criteria for hard evidence.

Now there is nothing wrong with criteria as a historiographical tool. It is used a lot in evaluating motives of authors of primary documents, for example. But its findings can never be absolute in the same way primary evidence itself can be absolute. Nor can its findings ever attain the same probability as certain testimonies from secondary sources that are supported by reliable external controls to those sources.

It is possible to use criteria to argue, for example, that Jesus both did and did not “cleanse the temple” when he entered Jerusalem, or that he was and was not baptized by John, or that his disciples really did and did not desert him at Gethsemane.

Appealing to mainstream scholars for consistency

Those calling for consistency of historical methodology are from among the ranks of mainstream biblical scholarship — and yet these voices have been ignored by most HJ scholars, as far as I am aware.

My own critique of HJ methodologies is based squarely on the methods of mainstream historians. If indeed emerged out of my studies of mainstream historical methods.

. . . . only in special cases does there exist a tradition about a given literary production independent of the self-witness of the literary production itself; and that the person who utilizes a literary-historical tradition must always first demonstrate its character as a historical document. General grounds of probability cannot take the place of this demonstration.

from an academic paper delivered in 1904 by E. Schwartz: cited in a 1991 chapter by Luise Abramowski titled “The ‘Memoirs of the Apostles’ in Justin” pp.331-332 published in “The Gospel and the Gospels” ed. Peter Stuhlmacher.

Schweitzer by no means thought of mythicist arguments of his day as “crank”, as McGrath is attempting to paint them today:

In reality, however, these writers are faced with the enormous problem that strictly speaking absolutely nothing can be proved by evidence from the past, but can only be shown to be more or less probable. Moreover, in the case of Jesus, the theoretical reservations are even greater because all the reports about him go back to the one source of tradition, early Christianity itself, and there are no data available in Jewish or Gentile secular history which could be used as controls. Thus the degree of certainty cannot even be raised so high as positive probability.

. . . Modern Christianity must always reckon with the possibility of having to abandon the historical figure of Jesus. Hence it must not artificially increase his importance by referring all theological knowledge to him and developing a ‘christocentric’ religion: the Lord may always be a mere element in ‘religion’, but he should never be considered its foundation. (Quest, p.402)

McGrath loves to make the analogy with a court of law:

I will appeal once more to an analogy for historical investigation that I’ve used before and that is popular and widespread. You may truly believe that your client is innocent or guilty. But when you are in the court of law, what matters is what you can persuade the jury, and you must do so using criteria of evidence that are well-established and have been honed through use and through effort to achieve a fair and just system. The system and its rules may be imperfect. But inasmuch as you want to appear in court, you must abide by them. And inasmuch as you want to advocate changes to them, you must do so through appropriate channels and having a firm basis with the necessary legal qualifications and expertise. History is not different, as far as I can tell.

Agreed. And mainstream historians agree, as we find in this excerpt from a famous secular historian:

In no case can we infer the reality of any specific ’social bandit’ merely from the ‘myth’ that has grown up around him. In all cases we need independent evidence of his actions. (p.142)

From p.24 of A Contra Corriente: a Journal on Social History and Literature in Latin America (2004)

In a court of law testimony must be tested. Mere claims need corroboration. The identities of those making the claims is also signficant. McGrath is wanting to justify how HJ scholars have changed the rules of the courtroom to allow uncorroborated claims to be substituted for hard evidence.

So where does this leave mythicist arguments?

It leaves them working with the literary evidence, the secondary documentation, in the same way, using the same methods, as scholars of classical literature and documents relating to ancient history. It leaves them working with these documents as literature and as tools for exploring the ideas they express, and sometimes their relationships, even intertextual relationships, with other literature.

It leaves them in the methodological justifiable position of not making any a priori assumptions about the historicity of the origins of their narratives. It leaves them working with the evidence as they find it, and seeking to understand it in its own terms, and asking only those questions of it that it legitimately can answer. Mainstream historians in other fields do not use “criteria” to decide whether or not Caesar really did cross the Rubicon. Nor do they use criteria to sift from Plato’s works what “the real Socrates” must have taught. So one can also say that all of the above leaves mythicist arguments working with the evidence they do have, and not seeking to misguidedly apply criteria to establish “bedrock” fact that will always be debatable anyway.

The unanswered challenges

To date, I have only ever argued for consistency of methodology of historical practices. (In particular, on sham methodology and Scot McKnight’s laments.) I know of no mythicist who has been accused of seeking to change the rules of general historical methodology as found outside NT studies.

One has to wonder, therefore, why McGrath repeatedly insists the contrary in the face of all the evidence that witnesses to the falsity of his charge.

The closest he has ever come to supporting his accusation is to speak in vague generalities (we couldn’t get along at conferences if we didn’t agree on basic methodologies; if there is a consensus there must be a good reason for it) that smudge over the actual challenges to HJ methodologies, and conveniently manage to ignore (or alternately manufacture through the criteriological machine) the facts.

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  • Daryl
    2010-08-10 05:11:25 UTC - 05:11 | Permalink

    Excellent post. If McGrath enjoys making legal analogies to the study of history, perhaps he should employ one in regards to the Testimonium Flavianum, and admit that any evidence that already shows signs of being tampered with should be termed inadmissible, and therefore not used as proof of a person’s historical existence? Just a suggestion.

  • TimVonHobbyhorsen
    2010-08-10 08:52:55 UTC - 08:52 | Permalink

    Thomas L. Thompson’s The Messiah Myth ought to shake up NT studies, if the scholars would only pay attention. Can’t we all just step back and identify the assumptions mainstream scholars make before they even start “criteriolgizing”? We’d also like them to justify those assumptions, but getting them to acknowledge them is the first step.

    For example, as Thompson points out, even if an oral tradition existed at the time Mark put pen to papyrus (already a huge assumption), that oral tradition had evolved and mutated over at least 40 years. Is some Q material earlier than Mark (as Borg and Crossan desperately wish to be true)? Perhaps. But recent studies indicate that parts Q were still in flux when Matthew first wrote the sayings down. They were still being retold and refashioned to fit current circumstances, evolving as they appeared successively in Luke, Thomas, the Didache, etc. The oral tradition doesn’t get us any closer to the historical Jesus. It isn’t as if reading an “original” Q saying is the same as listening to a Dictaphone recording of Jesus.

    NT scholars assume an historical Jesus. (If you disagree with this first assumption, you are no longer permitted to play the game.) They assume the New Testament contains historical material that can be exhumed via criteriology. They assume there is an oral tradition behind the written word. They assume they can correctly identify the earliest material in the New Testament. They assume that the earliest material must go back to the historical Jesus. They assume that plausibility indicates probability. And wouldn’t you know it? Each historian’s reconstruction always seems to end up looking like the Jesus they’re most comfortable with.

    Of course, if you point out that they’re assuming an awful lot, they’ll lash out and accuse you of “trying to redefine the methods of a scholarly discipline in order to accomplish an ideological agenda.” I think I smell a bit of Freudian projection here.

  • 2010-08-10 13:26:12 UTC - 13:26 | Permalink

    Freudian projection indeed! I have responded to one such clear projection of McGrath’s accusations against me here: http://exploringourmatrix.blogspot.com/2010/07/quote-of-day-this-explains-lot.html#comment-form

    I don’t know yet if he will approve my reply. It appears he has placed posts from me “on moderation” on his blog. Interesting.

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  • Time traveller five
    2010-08-11 13:16:41 UTC - 13:16 | Permalink

    Does the mythicist maintain that Paul was a fraud? That he knew Jesus hadn’t existed but wrote about him as if he had? Or does the mythicist say instead that Paul was himself taken in, and believed that Jesus was a man, a historical personage, but that he had been taken in, deluded, led to accept a myth, a false story, wherein Jesus was represented as an historical personage, though in fact he had never been born of Joseph and Mary, grown up in Nazareth, preached in Capernaum, crucified in or or near Jerusalem?

    And what of the Jews in Rome who, Suetonious tells us, mixed it up among themselves but seem to have been persuaded that a historical personage, Jesus, biography as sketched above, did exist. Were they taken in by a false representation of this personage and his life? Or did they take it to be a falsehood but nonetheless to serve well enough as the basis if a religion worth fighting over? (Or are we to take it that “Chrestus” doesn’t refer to Jesus at all?)

    And is Tacitus’ reporting in error? Or is it that Nero was mistaken in thinking those whom he persecuted believed that Jesus was a historical personage? Or was it they did but they were mistaken? Or that they didn’t, and regarded a myth as reality enough?

    It seems to me implausible that Paul and Suetonius’s Jews in Rome and Tacitus’s were fraudsters, devotees who knew Jesus never to have lived but made representations that he had. Nor does it seem plausible to me that, situated as they were, they had acquired a mistaken belief in the historicity of Jesus Christ.

    Of course the career of a former follower of John who preached maybe only a few months in small towns and villages in a backwater of the Roman Empire didn’t get much press—hasn’t left us much in the way of documentation. He was no Emperor. Yes, of course,, it would be very nice if only we had records of all judicial hearings conduced by the prefect of the time. (If Jerusalem hadn’t been leveled.)

    But we do have Paul, who seems an improbable fraudster and something of a fool if he only imagined Jesus to have been a real personage. Similarly, the followers of Christ in Suetonius’s Rome.

    Applying the ordinary standards of historical inquiry, surely it’s not an arbitrary assumption that Jesus led the life outlined in the gospels. What seems contrived and extra-evidential is the assumption that someone make up a fictional life which others accepted as fact.

  • 2010-08-11 14:12:17 UTC - 14:12 | Permalink

    Time traveler five: “…Or are we to take it that “Chrestus” doesn’t refer to Jesus at all?”

    I’ve never quite understood why we should, unless we’re desperate for external authentication.

  • Steven Carr
    2010-08-11 15:49:32 UTC - 15:49 | Permalink

    ‘Similarly, the followers of Christ in Suetonius’s Rome.’

    ‘Since the Jews constantly made disturbances at the instigation of Chrestus, he expelled them from Rome.’

    Yes, how do mythicists explain away Chrestus instigating trouble in Rome in the 40’s?

    By pointing out that Jesus was supposed to have been dead for 10 years, and could hardly instigate trouble?

  • Steven Carr
    2010-08-11 15:55:02 UTC - 15:55 | Permalink

    ‘Of course the career of a former follower of John who preached maybe only a few months in small towns and villages in a backwater of the Roman Empire didn’t get much press’

    No wonder the Romans killed him. Jesus was so obscure that he had to be killed as a threat to the Roman Empire.

    And Judas, Lazarus, Nicodemus, Joseph of Arimathea, Joanna, Salome, Mary Magdalene, Barabbas, Simon of Cyrene, Bartimaeus, Jairus were all so obscure that no Christian ever mentioned them for 3 decades after the death of Jesus.

    The Angel Moroni is equally obscure. No wonder there are no contemporary reports of him.

    Paul regarded Jesus as so obscure that Jesus didn’t even make the list of what testified to this new righteousness that had come from god.

    In fact, Paul regarded Jesus as so obscure that it was God who had appointed apostles, and Jesus does not get a mention as appointing apostles.

    Jesus does help God create the world though, in the view of Paul, even if it was God who appointed apostles.

  • 2010-08-11 20:44:03 UTC - 20:44 | Permalink

    Time traveller five: “Applying the ordinary standards of historical inquiry, surely it’s not an arbitrary assumption that Jesus led the life outlined in the gospels. What seems contrived and extra-evidential is the assumption that someone make up a fictional life which others accepted as fact.”

    The ordinary standards of historical inquiry require that a document’s worth as a historical record be assessed in terms of its provenance (when was it written, by whom, for whom), literary critical analysis of the type of text it is, internal and external evidence for its authenticity, etc.

    The gospels pass none of these tests in favour of historicity. The details of the life of Jesus in the gospels are for most part — according to “mainstream” to propagate specific theological views. The stories are full of implausibilities and tales of miracles — and contradictory in a way that would leave a respectable historian like Josephus embarrassed.

    Suetonius is notorious for not checking his facts. Historians of Suetonius all acknowledge his egregious sloppiness as an historian. What is behind his Chrestus is anybody’s guess. It is just as likely that Christians were expelled and Suetonius assumed Chrestus was their leader there (he really is that slack as a historian! — he is a gossip monger and not much more). — But Chrestus was also a most common slave-name, so why not take him at face-value here and accept there was a riot led by Chrestus?

    Tacitus’ note was unheard of for ages, which immediately must raise suspicions — which have been explored in some depth. But there is no way Tacitus had gone through archives in Rome to dig out his information about Jesus. He is simply reporting what he heard about them at the time.

    Albert Schweitzer was right when he said that there is no reliable external testimony to support the historicity of the gospels.

    Not even Justin Martyr in the mid second century or the author of the Gospel of Peter knew that Jesus was crucified by Pilate, or had been betrayed by one of the twelve. None of the epistle authors knew anything about Jesus’ life, either. There are good reasons for thinking that the gospel narratives were very late developments and took some time to acquire their “Gospel Truth” status we take for granted.

    Paul, who said that demons crucified Jesus, that Jesus only got his name after his resurrection, that he had absolutely no interest in knowing anything about Jesus except his crucifixion and resurrection, who spoke of his flesh and crucifixion in mystical terms, who only knows about Jesus from a revelation of the scriptures and spirit, who never says God recently sent Jesus to Palestine but only that God revealed the gospel about Jesus in the scriptures, whose Jesus Christ is little more than the Stoic Logos or Reason in whom all believers must dwell and become “new creations” — I’m not sure if it’s really possible to fairly read the later gospel narratives back into Paul.

  • Time traveller five
    2010-08-12 00:59:11 UTC - 00:59 | Permalink

    The most successful apologist for Christianity these days, William Craig, defends the historicity of the resurrection by appealing to the supposed fact that in early days, soon after the crucifixion, several followers of Jesus came to believe that Jesus had been raised from the dead. He infers that in this belief they could not have been mistaken.

    The inference is preposterous. But that Mary Magdalene, Peter, some other disciples came to believe Jesus rose seems probable enough–after all, Paul came to believe it within a year or so of Jesus’s death.

    There would seem to be two ways of denying the historicity of the man Jesus.

    Both deny that Jesus (a man Jesus anything like the one whom Sanders’ certitudes apply to) ever existed.

    The first also denies that in early days anyone believed in the existence of such a man. Hence all the reports of belief and believers (Paul, Mark, Matthew, Luke, Josephus, Suetonius, Tacitus) are to be discredited. Belief was in fact a later development.

    The second denies the historicity of the man Jesus, but accepts that in early days dozens, soon hundreds, of his followers believed in his existence. (Variant: the earliest followers didn’t believe in his existence, perceiving that he was only mythical, but later followers came to believe in his historical reality.) Hence early reports (Paul, etc.) are accepted, but interpreted as reports based on delusion–on a mistaken belief that there had been a man who was born in Nazareth, preached in Capernaum, etc.

    It seems to me that the first sort of mythicism isn’t as plausible as the second. The second can accept the accuracy of reports in the belief in a historical Jesus but still hold that they don’t serve as evidence of the correctness of that belief, anymore than does an early belief in the resurrection serve as evidence of the correctness of that belief.

    I’m not sure that mythicists are well advised to question any assertions about the life of Jesus–for instance, about whether his presence could have precipitated a threat of disorder in Jerusalem at Passover. This would be like saying that Bloom couldn’t have been at the Post Office at ten in the morning on Bloomsday. If Jesus didn’t exist–the radical hypothesis mythicist holds–then Jesus was a fictional character, and there are fewer restrictions (restrictions of a different kind) on what they can do.

    Or perhaps it should simply be made clear that when the accounts of what Jesus did and said are questioned, it is merely with a view to showing that these accounts are so incredible that they count as evidence that no such historical personage as is reported about could really have lived.

  • mikelioso
    2010-08-12 14:51:45 UTC - 14:51 | Permalink

    Daryl, if the Testimonium Flavianum is inadmissible due to tampering would that not include the whole work? If one part has been altered so could all of them, but we don’t ignore the whole work. We just determine which parts have been tampered with which ones have not been. And so the process goes from the whole book to individual treatments of subjects. Part of a treatment of a subject may be corrupted with out all of them, thus we need not to presume that all Josephus’ treatments of people mentioned in the New Testament have been altered to suit Christian belief. Nor all of the treatments of specific individuals. Maybe Josephus hated John the Baptist and passages where where re written to have a positive witness to them? Maybe there was no John the Baptist or Theudas (one of the supposed rebels that Jesus is compared to in Acts 5:35-19). Despite a certain level of uncertainty, we just dont have a positive enough case that these are all interpolations. They may all be used as evidences with the caveat that virtually any part of the work might be later falsified.

    Steven Carr

    “No wonder the Romans killed him. Jesus was so obscure that he had to be killed as a threat to the Roman Empire.”

    Steven are you arguing that no obscure person would be executed for being a threat to the empire? Or is it that the Gospels convey that Jesus was a mortal threat to the empire, more Hitler than Tim McVeigh? Is it really shocking to you that a person would be executed in the Roman Empire for sedition or treason, and not be mentioned in the surviving histories of the period?

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