2024-01-12

Where does John the Baptist fit in History? — The Evidence of Josephus, Pt 2

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by Neil Godfrey

Continuing to respond to The Authenticity of John the Baptist in Josephus. The previous two posts —

1. Where does John the Baptist fit in History? (Or, the Place of Fact and Opinion in History)

2. Where does John the Baptist fit in History? — The Evidence of Josephus, Pt 1

I would like to reiterate an approach I attempted to emphasize in my opening salvo. I am not arguing a black and white, slam-dunk case. If such existed there would be no discussion about this passage. One does not have to be persuaded one way or the other. I myself do not know if the John the Baptist passage in Josephus is an interpolation. It might be authentic. The best we can do is examine it critically. I think humility requires us to accept that there are reasonable grounds for suspecting it is an interpolation. Given those reasonable arguments there is necessarily some room for doubt. That means that the honest historian cannot dogmatically declare that Josephus wrote that passage. A historical reconstruction cannot validly be built on the conviction that Josephus wrote it — unless one makes clear the questionable nature of one of the foundations of that hypothetical reconstruction. I do not believe I am being hyper-sceptical or extreme. Rather than label arguments as “weak” or “not persuasive” — which sound like subjective impressions to me —  I prefer to address whether arguments are logically valid or invalid and if they can marshal support with relevant evidence. To repeat, it doesn’t matter if one is persuaded or not. What matters is that one recognises that there are reasonable grounds for suspecting the authenticity of the passage. I understand why there will be some dogmatic and emotional resistance to that idea, but dogmatism and emotional attachment are not always the most faithful of friends — especially when working with ancient texts that come from a “culture of interpolations“.

By the way, I have never encountered historians in other (non-biblical) fields build historical reconstructions that rely on disputed evidence on which to stake their “facts” — at least not without acknowledging that the evidence for their claims is disputed. That’s not how history is done elsewhere, as far as I am aware. And the reason I believe I so often find myself at variance with certain conventional wisdoms in biblical studies is because I am always trying to examine the evidence with the same critical methods as are taken for granted in other historical fields. That means I have little time for “criteria of authenticity” and “memory theory” which seem to me to have a unique place in biblical scholarship.

Here is the John the Baptist passage in Jewish Antiquities 18.116-119

But to some of the Jews the destruction of Herod’s army seemed to be divine vengeance, and certainly a just vengeance, for his treatment of John, called the Baptist. For Herod had put him to death, though he was a good man and had exhorted the Jews who lead righteous lives and practice justice towards their fellows and piety toward God to join in baptism. In his view this was a necessary preliminary if baptism was to be acceptable to God. They must not employ it to gain pardon for whatever sins they committed, but as a consecration of the body implying [on the condition] that the soul was already thoroughly cleansed by righteousness. When others too joined the crowds about him, because they were aroused to the highest degree by his sermons. Herod became alarmed. Eloquence that had so great an effect on mankind might lead to some form of sedition, for it looked as if they would be guided by John in everything that they did. Herod decided therefore that it would be much better to strike first and be rid of him before his work led to an uprising, than to wait for an upheaval, get involved in a difficult situation, and see his mistake. Though John, because of Herod’s suspicions, was brought in chains to Machaerus, the stronghold that we have previously mentioned, and there put to death, yet the verdict of the Jews was that the destruction visited upon Herod’s army was a vindication of John, since God saw fit to inflict such a blow on Herod. (Nir, pp. 32f)

. . .

The next point Peter Kirby presents is more technical. He copies at length from another forum one side of a discussion about the place and use of δὲ, a word often but not always translated as “but”.

(15) Ant. 18.120 Incongruous without Ant. 18.116-119 (and Appropriate As-Is)

Here is Kirby’s point:

If Ant. 18.116-119 is removed from the text, it would read:

[Greek text omitted]

So Herod wrote about these affairs to Tiberius, who being very angry at the attempt made by Aretas, wrote to Vitellius to make war upon him, and either to take him alive, and bring him to him in bonds, or to kill him, and send him his head. This was the charge that Tiberius gave to the president of Syria. […]

“But” [δὲ] Vitellius prepared to make war with Aretas, …

This conjunction δὲ is not translated in the readily-available Whiston and Feldman in a way that makes the full force of the difficulty above in the Greek apparent to the English reader. Feldman leaves it untranslated, while Whiston translates it as “so” (which is actually not inappropriate, if it is understood in the very specific English sense of resuming the narrative after an interruption or parenthesis, as it functions after the passage on John the Baptist, not in some different sense of the English). Yet it is very strange if the passage reads as it is shown above.

Oh so close….. Yes, Whiston translates δὲ as “so” and we will soon see that that is indeed a most appropriate translation but not for the reason Kirby proposes.

Kirby follows with a lengthy selection from another forum by citing snippets from one side of a discussion on the use of this δὲ.

Focusing on the one word δὲ alone, though, draws attention away from the fact that what we have here are two words, a correlation, μὲν … δὲ, that are normally a linked pair to express meanings such as the following:

  • both…and,
  • on the one hand…on the other,
  • one person [did such and such]….another person [did this and that],
  • some [said]….others [said],

The Perseus online Liddell & Scott dictionary explains that δὲ can be an adversative (=”but”) and also a copulative (=”and”, “so” etc)

As for translations of the μένδέ pair, the same dictionary explains:

Generally, μέν and δέ may be rendered on the one hand, on the other hand, or as well . . , as, while or whereas, but it is often necessary to leave μέν untranslated.

Here’s an instance in Acts 14:4

εσχισθη δε το πληθος της πολεως και οι μεν ησαν συν τοις ιουδαιοις οι δε συν τοις αποστολοις

But the people of the city were divided some sided with the Jews and some with the apostles

From Dobson’s Learn New Testament Greek:

μὲν…δὲ . . .

When two ideas or words are compared or contrasted they are often liked by μὲν… and δὲ …. In English we often use “but” for δὲ. We do not have a word which quite corresponds to μὲν. “On the one hand” and “on the other hand” are rather too weighty for μὲν and δὲ.

(p. 263)

Ken Olson has written in a forum discussion:

The μὲν … δὲ construction distinguishes one party’s activities from those of another. There’s no requirement of a cause and effect relationship between the two, nor that they be in opposition. To use an example that springs readily to my mind, Jesus in the Testimonium Flavianum won over many of the Jews, but also many of Hellenes. What would be irregular is for the μὲν not to be related to the δὲ which follows it.

(the bolding is mine in all quotations)

Other works explain that this correlative was far more common in classical Greek than it was in New Testament and later times. But a search for μέν and δέ in the Loeb editions of Antiquities will quickly show anyone interested that Josephus made frequent use of it. 

With all of that in mind, we are now in a position to grasp Rivka Nir’s discussion of how the John the Baptist passage can be understood to intrude into otherwise naturally sequential sentences or passages. It can be read as breaking apart the μένδέ structure beyond recognition.

How this passage is integrated into the text is suspect. Inserted midway into the description of events following the defeat of Herod Antipas, betweenTiberius’s order to Vitellius to prepare for war against Aretas and Vitellius’s preparations, it constitutes a self-contained literary unit that disrupts the descriptive sequence.38 In terms of syntax, as Léon Herrmann has pointed out,39 it is inserted halfway through a sentence structured on καί μέν and δε, which suggest the narrative sequence. Namely, between paragraph 115, which concludes with the sentence: ‘These were the orders that Tiberius gave to the proconsul of Syria [και Τιβέριος μέν ταυ τα πράσσειν έπέστελλεντω κατά Συρίαν στρατηγώ]’, and paragraph 120, which opens with the sentence: ‘So Vitellius prepared to make war with Aretas . . . and made haste for Petra, and came to Ptolemais [Ούιτέλλιος δέ παρασκευασάμενοςώς εις πόλεμον τόν προς Αρέταν. . . έπι της Πέτρας ήπείγετο καί έσχε Πτολεμαίδα]’. On removal of the passage, paragraph 120, flows smoothly and uninterruptedly from paragraph 115, and the order of events and correct syntactical structure are retained: Tiberius commands and Vitellius acts.

38. For Meier (A Marginal Jew, 11. pp. 56. 59-60). this literary unit is. by way of an inclusio. framed by certain key words and themes clustered at the beginning and the end. Il opens with ‘But to some of the Jews the destruction of Herod’s army seemed to be divine vengeance, and certainly a just vengeance, for his treatment of John, called the Baptist’, and ends with ‘and there put to death, yet the verdict of the Jews was that the destruction visited upon Herod’s army was a vindication of John, since God saw lit to inflict such a blow on Herod’.

39. Herrmann. Chrestos, p. 99; L. Herrmann. ’Herodiade’, REJ 132 (1973), pp. 49-63 (51).

(Nir, 43f)

In addition…

Furthermore, Josephus had already explained how ‘all Herod’s army was destroyed by the treachery of some fugitives, who, though they were of the tetrarchy of Philip, joined with Aretas’s army’ (Ant. 114), his seemingly historical explanation for Herod’s defeat which is placed in the appropriate context. Why, then, would Josephus need to provide an additional explanation? And why place it at a distance from his first explanation, and moreover in a way that interrupts the factual sequence?

(Nir, 44)

It is at this point that Nir addressed the chronological and political incongruities vis a vis the New Testament — as quoted in the previous post.

Kirby then introduces the arguments for inauthenticity:

(1) The Text Reads Intelligibly if the Passage Is Removed

We have just seen how syntactic irregularity can be restored if the passage is removed. So a more general “intelligibility” is not the only factor open for consideration.

We also know that Josephus elsewhere broke a narrative with digressions. What is of interest, though, is a comparison of other places where Josephus makes those (removable) digressions. I have selected the “removable” insert passages from Kirby’s list but want to draw attention to how the narrative on either side of those inserts flows. Above we saw how the John the Baptist passage seems to break into what we would expect to be a tight syntactical structure. It interrupts two sentences that belong naturally together: the emperor gives the order and the proconsul obeys. Compare the surrounding passages in each of the following digressions and see if you can find anything similar. Or are the breaks more natural, more logical, such that the digression does not rip apart something like an ordered action and its correlative partner-statement that it was obeyed?

Honi the Circle-Drawer (c. 65 BCE) ~ Jewish Antiquities 14.21-28. 

Because of these promises which were made to him, Aretas marched against Aristobulus with an army of fifty thousand horsemen and foot soldiers as well, and defeated him in battle. After his victory many deserted to Hyrcanus, and Aristobulus, being left alone, fled to Jerusalem. Thereupon the Arab king took his whole army and attacked the temple, where he besieged Aristobulus ; and the citizens, joining Hyrcanus’ side, assisted him in the siege, while only the priests remained loyal to Aristobulus. . . .

And so Aretas placed the camps of the Arabs and Jews next to one another, and pressed the siege vigorously. But as this action took place at the time of observing the festival of Unleavened Bread, which we call Phaska, the Jews of best repute left the country and fled to Egypt. Now there was a certain The saintly Oni Onias, who, being a righteous man and dear to God, had once in a rainless period prayed to God to end the drought, and God had heard his prayer and sent rain; this man hid himself when he saw that the civil war continued to rage, but he was taken to the camp of the Jews and was asked to place a curse on Aristobulus and his fellow-rebels, just as he had, by his prayers, put an end to the rainless period. But when in spite of his refusals and excuses he was forced to speak by the mob, he stood up in their midst and said, “ O God, king of the universe, since these men standing beside me are Thy people, and those who are besieged are Thy priests, I beseech Thee not to hearken to them against these men nor to bring to pass what these men ask Thee to do to those others.” And when he had prayed in this manner the villains among the Jews who stood round him stoned him to death. (2) But God straightway punished them for this savagery, and exacted satisfaction for the murder of Onias in the following manner. While the priests and Aristobulus were being besieged, there happened to come round the festival called Phaska, at which it is our custom to offer numerous sacrifices to God. But as Aristobulus and those with him lacked victims, they asked their countrymen to furnish them with these, and take as much money for the victims as they wished. And when these others demanded that they pay a thousand drachmas for each animal they wished to get, Aristobulus and the priests willingly accepted this price and gave them the money, which they let down from the walls by a rope. Their countrymen, however, after receiving the money did not deliver the victims, but went to such lengths of villainy that they violated their pledges and acted impiously toward God by not furnishing the sacrificial victims to those who were in need of them.* But the priests, on suffering this breach of faith, prayed to God to exact satisfaction on their behalf from their countrymen ; and He did not delay their punishment, but sent a mighty and violent wind to destroy the crops of the entire country, so that people at that time had to pay eleven drachmas for a modius of wheat.

. . . Meanwhile Pompey sent Scaurus also to Syria, as he himself was in Armenia, still making war on Tigranes. And when Scaurus came to Damascus, he found that Lollius and Metellus had just taken the city, and so he hurried on to Judaea. On his arrival envoys came to him from both Aristobulus and Hyrcanus, each of whom asked him to come to his aid.

(All translations are from the Loeb edition of Antiquities.)

Galilean Cave Brigands (c. 38 BCE) ~ Jewish Antiquities 14.415-430. 

Herod, however, did not choose to remain inactive, but sent off his brother Joseph to Idumaea with two thousand foot-soldiers and four hundred mounted men, while he himself went to Samaria, where he left his mother and his other relatives, who had by now made their way out of Masada, and proceeded to Galilee to capture some of the strongholds which had been occupied by the garrisons of Antigonus. He reached Sepphoris in a snow-storm, and as Antigonus’ garrison had quietly withdrawn, he came into possession of an abundance of provisions. . . .

From here he then sent out a troop of cavalry and three companies of foot-soldiers against some brigands living in caves, for he had made up his mind to put an end to their depredations’; these caves were very near a village called Arbela. Forty days later he himself came with his entire army, and under the enemy’s bold attack the left wing of his line gave way, but when he appeared in person with a compact body of men, he put to flight those who had before been victorious, and rallied those of his men who were fleeing. And he pressed on in pursuit of the enemy as far as the river Jordan, to which they fled along different roads ; and so he got into his hands all the people of Galilee except those who lived in the caves? he then distributed money, giving each of his men a hundred and fifty drachmas, and considerably more to the officers, and dismissed them to their winter quarters. Meanwhile Silo and the officers of the men who were in winter quarters came to him because Antigonus was unwilling to furnish them with food; that worthy had fed them for a month and no longer he had, moreover, sent out orders to the inhabitants round about that they were to gather up all the provisions throughout the country and flee to the hills in order that the Romans might be entirely without necessary food and so perish of hunger. Accordingly Herod entrusted the care of these men to Pheroras, his youngest brother, and ordered him to fortify Alexandreion also. And he quickly made it possible for the soldiers to have an abundance of the necessary provisions, and also restored Alexandreion, which had been left in ruins. About the same time, while Antony was staying at Athens, Ventidius in Syria sent for Silo to join him against the Parthians, but instructed him first to assist Herod in the present war and then summon their allies to the Romans’ own war. But Herod, who was hastening against the brigands in the caves, sent Silo off to Ventidius, and set out against them by himself. Now their caves were in hills that were altogether rugged, having their entrances half-way up the sheer cliffs and being surrounded by sharp rocks; in such dens did they lurk with all their people. Thereupon the king, whose men were unable either to climb up from below or creep upon them from above because of the steepness of the hill, had cribs built and lowered these upon them with iron chains as they were suspended by a machine from the summit of the hill. The cribs were filled with armed men holding great grappling hooks, with which they were supposed to draw towards them any of the brigands who opposed them, and kill them by hurling them to the ground. The lowering of the cribs was proving to be a risky business because of the immense depth that lay below them, although the men within them had everything they needed. But when the cribs were let down, none of the men standing near the entrances of the caves dared come forward? instead, they remained quiet out of fear, whereupon one of the soldiers in irritation at the delay caused by the brigands who dared not come out, girded on his sword, and heading on with both hands to the chain from which the crib was suspended, lowered himself to the entrance of a cave. And when he came opposite an entrance, he first drove back with javelins most of those who were standing there, and then with his grappling hook drew his opponents towards him and pushed them over the precipice; after this he attacked those within and slaughtered many of them, whereupon he re-entered the crib and rested. Then fear seized the others as they heard the shrieking, and they despaired of their lives; all action, however, was halted by the coming on of night; and many, after sending spokesmen with the king’s consent, surrendered and made their submission. The same method of attack was used the following day, when the men in the baskets d fell upon them still more fiercely and fought at their doors and threw flaming fire inside, and so the caves, which had much wood in them, were set on fire. Now there was an old man shut up within one of the caves with his seven children and his wife : and when they begged him to let them slip through to the enemy, he stood at the entrance and cut down each of his sons as he came out, and afterwards his wife, and after hurling their dead bodies over the precipice, threw himself down upon them, thus submitting to death rather than to slavery. But before doing so, he bitterly reviled Herod for his meanness of spirit, although the king—for he was a witness of what was happening—stretched out his right hand and promised him full immunity. By such methods, then, all the caves were finally taken.

. . . The king thereupon appointed Ptolemy general in that region, and departed for Samaria with six hundred mounted men and three thousand foot-soldiers to try the issue of battle with Antigonus. 

The next “insert” passages by Josephus are actually a series of incidents all grouped together. So I will quote the edges of the bracketing narrative before and after them.

Meanwhile continuous and countless new tumults filled Judaea, and in many quarters many men rose in arms either in hope of personal gain or out of hatred for the Jews. For example, two thousand of the soldiers who had once campaigned with Herod and had been disbanded, now assembled in Judaea itself and fought against the king’s troops. These were led against them by Achiab, a cousin of Herod, but he was forced out of the plains into higher country by the enemy, who were very experienced in warfare, and by retreating to an inaccessible position, he saved what he could. . . .

Judas son of Hezekiah (c. 4 BCE) ~ Jewish Antiquities 17.271-272.

Then there was Judas, the son of the brigand chief Ezekias, who had been a man of great power and had been captured by Herod only with great difficulty. This Judas got together a large number of desperate.men at Sepphoris in Galilee and there made an assault on the royal palace, and having seized all the arms that were stored there, he armed every single one of his men and made off with all the property that had been seized there. He became an object of terror to all men by plundering those he came across in his desire for great possessions and his ambition for royal rank, a prize that he expected to obtain not through the practice of virtue but through excessive ill-treatment of others.

Simon of Peraea (c. 4 BCE) ~ Jewish War 2.57-59 and Jewish Antiquities 17.273-277. (Removable.)

There was also Simon, a slave of King Herod but a handsome man, who took pre-eminence by size and bodily strength, and was expected to go farther. Elated by the unsettled conditions of affairs, he was bold enough to place the diadem on his head, and having got together a body of men, he was himself also proclaimed king by them in their madness, and he rated himself worthy of this beyond anyone else. After burning the royal palace in Jericho, he plundered and carried off the things that had been seized there. He also set fire to many other royal residences in many parts of the country and utterly destroyed them after permitting his fellow-rebels to take as booty whatever had been left in them. And he would have done something still more serious if attention had not quickly been turned to him. For Gratus, the officer of the royal troops, joined the Romans and with what forces he had went to meet Simon. A long and heavy battle was fought between them, and most of the Peraeans, who were disorganized and fighting with more recklessness than science, were destroyed. As for Simon, he tried to save himself by fleeing through a ravine, but Gratus intercepted him and cut off his head. The royal palace at Ammatha on the river Jordan was also burnt down by some rebels, who resembled those under Simon. Such was the great madness that settled upon the nation because they had no king of their own to restrain the populace by his pre-eminence, and because the foreigners who came among them to suppress the rebellion were themselves a cause of provocation through their arrogance and their greed.

Athronges (c. 4-2? BCE) ~ Jewish Antiquities 17.278-284. (Removable.)

Then there was a certain Athronges, a man distinguished neither for the position of his ancestors nor by the excellence of his character, nor for any abundance of means but merely a shepherd completely unknown to everybody although he was remarkable for his great stature and feats of strength. This man had the temerity to aspire to the kingship, thinking that if he obtained it he would enjoy freedom to act more outrageously; as for meeting death, he did not attach much importance to the loss of his life under such circumstances. He also had four brothers, and they too were tall men and confident of being very successful through their feats of strength, and he believed them to be a strong point in his bid for the kingdom. Each of them commanded an armed band, for a large number of people had gathered round them. Though they were commanders, they acted under his orders whenever they went on raids and fought by themselves. Athronges himself put on the diadem and held a council to discuss what things were to be done, but everything depended upon his own decision. This man kept his power for a long while, for he had the title of king and nothing to prevent him from doing as he wished. He and his brothers also applied themselves vigorously to slaughtering the Romans and the king’s men, toward both of whom they acted with a similar hatred, toward the latter because of the arrogance that they had shown during the reign of Herod, and toward the Romans because of the injuries that they were held to have inflicted at the present time. But as time went on they became more and more savage (toward all) alike. And there was no escape for any in any way, for sometimes the rebels killed in hope of gain and at other times from the habit of killing. On one occasion near Emmaus they even attacked a company of Romans, who were bringing grain and weapons to their army. Surrounding the centurion Arms, who commanded the detachment, and forty of the bravest of his foot-soldiers, they shot them down. The rest were terrified at their fate but with the protection given them by Gratus and the royal troops that were with him they made their escape, leaving their dead behind. This kind of warfare they kept up for a long time and caused the Romans no little trouble while also inflicting much damage on their own nation. But the brothers were eventually subdued, one of them in an engagement with Gratus, the other in one with Ptolemy. And when Archelaus captured the eldest, the last brother, grieving at the other’s fate and seeing that he could no longer find a way to save himself now that he was all alone and utterly exhausted, stripped of his force, surrendered to Archelaus on receiving a pledge sworn by his faith in God (that he would not be harmed). But this happened later.

The main narrative resumes at Ant 17.285

. . . . And so Judaea was filled with brigandage. Anyone might make himself king as the head of a band of rebels whom he fell in with, and then would press on to the destruction of the community, causing trouble to few Romans and then only to a small degree but bringing the greatest slaughter upon their own people.

That’s the group of three “digressions” (or rather illustrations of the theme in the main narrative, if one wanted to be exact about the evidence we are discussing.)

Tholomaus (early 40s CE) ~ Jewish Antiquities 20.5.

Fadus, on being informed of this, was greatly incensed that the Peraeans, granted that they thought themselves wronged by the Philadelphians, had not waited for him to give judgement but had instead resorted to arms. He therefore seized three of their leaders, who were in fact responsible for the revolt and ordered them to be held prisoner. Next he put one of them, named Annibas, to death, and imposed exile on the other two, Amaramus and Eleazar. . . .

20.5 Not long afterwards Tholomaeus the arch-brigand, who had inflicted very severe mischief upon Idumaea and upon the Arabs, was brought before him in chains and put to death.

. . . . From then on the whole of Judaea was purged of robber-bands, thanks to the prudent concern displayed by Fadus.

Theudas (c. 45 CE) ~ Jewish Antiquities 20.97-98.

Monobazus sent her bones and those of his brother to Jerusalem with instructions that they should be buried in the three pyramids that his mother had erected at a distance of three furlongs from the city of Jerusalem. As for the acts of King Monobazus during his lifetime, I shall narrate them later. . . .

During the period when Fadus was procurator of Judaea, a certain impostor named Theudas persuaded the majority of the masses to take up their possessions and to follow him to the Jordan River. He stated that he was a prophet and that at his command the river would be parted and would provide them an easy passage. With this talk he deceived many. Fadus, however, did not permit them to reap the fruit of their folly, but sent against them a squadron of cavalry. These fell upon them unexpectedly, slew many of them and took many prisoners. Theudas himself was captured, whereupon they cut off his head and brought it to Jerusalem. These, then, are the events that befell the Jews during the time that Cuspius Fadus was procurator.

. . . . The successor of Fadus was Tiberius Alexander, the son of that Alexander who had been alabarch in Alexandria and who surpassed all his fellow citizens both in ancestry and in wealth.

Eleazar ben Dinai (30s-50s CE) ~ Jewish Antiquities 20.161.

In Judaea matters were constantly going from bad to worse. For the country was again infested with bands of brigands and impostors who deceived the mob. Not a day passed, however, but that Felix captured and put to death many of these impostors and brigands.. . . .

He also, by a ruse, took alive Eleazar the son of Dinaeus, who had organized the company of brigands ; for by offering a pledge that he would suffer no harm, Felix induced him to appear before him. Felix then imprisoned him and dispatched him to Rome.

. . . . Felix also bore a grudge against Jonathan the high priest because of his frequent admonition to improve the administration of the affairs of Judaea.

The Egyptian prophet (c. 56 CE) ~ Jewish Antiquities 20.169-172 [corr. from 171].

With such pollution did the deeds of the brigands infect the city. Moreover, impostors and deceivers called upon the mob to follow them into the desert. For they said that they would show them unmistakable marvels and signs that would be wrought in harmony with God’s design. Many were, in fact, persuaded and paid the penalty of their folly; for they were brought before Felix and he punished them. . . .

At this time there came to Jerusalem from Egypt a man who declared that he was a prophet and advised the masses of the common people to go out with him to the mountain called the Mount of Olives, which lies opposite the city at a distance of five furlongs. For he asserted that he wished to demonstrate from there that at his command Jerusalem’s walls would fall down, through which he promised to provide them an entrance into the city. When Felix heard of this he ordered his soldiers to take up their arms. Setting out from Jerusalem with a large force of cavalry and infantry, he fell upon the Egyptian and his followers, slaying four hundred of them and taking two hundred prisoners. The Egyptian himself escaped from the battle and disappeared. And now the brigands once more incited the populace to war with Rome, telling them not to obey them. They also fired and pillaged the villages of those who refused to comply.

. . . There arose also a quarrel between the Jewish and Syrian inhabitants of Caesarea on the subject of equal civic rights.

An anonymous prophet (59 CE) ~ Jewish Antiquities 20.188.

For, as we said previously,” they would mingle at the festivals with the crowd of those who streamed into the city from all directions to worship, and thus easily assassinated any that they pleased. They would also frequently appear with arms in the villages of their foes and would plunder and set them on fire. . . .

Festus also sent a force of cavalry and infantry against the dupes of a certain impostor who had promised them salvation and rest from troubles, if they chose to follow him into the wilderness. The force which Festus dispatched destroyed both the deceiver himself and those who had followed him.

. . . About this time King Agrippa built a chamber of unusual size in his palace at Jerusalem adjoining the colonnade.

Eleazar, an exorcist ~ Jewish Antiquities 8.46-49.

And God granted him [Solomon] knowledge of the art used against demons for the benefit and healing of men. He also composed incantations by which illnesses are relieved, and left behind forms of exorcisms with which those possessed by demons drive them out, never to return. . . .

And this kind of cure is of very great power among us to this day, for I have seen a certain Eleazar, a countryman of mine, in the presence of Vespasian, his sons, tribunes and a number of other soldiers, free men possessed by demons, and this was the manner of the cure : he put to the nose of the possessed man a ring which had under its seal one of the roots prescribed by Solomon, and then, as the man smelled it, drew out the demon through his nostrils, and, when the man at once fell down, adjured the demon never to come back into him, speaking Solomon’s name and reciting the incantations which he had composed. Then, wishing to convince the bystanders and prove to them that he had this power, Eleazar placed a cup or foot- basin full of water a little way off and commanded the demon, as it went out of the man, to overturn it and make known to the spectators that he had left the man. And when this was done, the understanding and wisdom of Solomon were clearly revealed, on account of which we have been induced to speak of these things, in order that all men may know the greatness of his nature and how God favoured him, and that no one under the sun may be ignorant of the king’s surpassing virtue of every kind.

. . . Now when Eiromos, the king of the Tyrians, heard that Solomon had succeeded to his father’s kingdom, he was overjoyed, for he was a friend of David, and sent him greetings and congratulations on his present good fortune.

These are but a smattering of the digressions in Josephus but I would be interested to know if any of them break up a narrative sentence by sentence tight logical sequence as does the John the Baptist passage. To my mind none of the above instances break a “this…that” or an “A so B” type of naturally proximate passage.

That’s enough for one post. More to come.


Kirby, Peter. “The Authenticity of John the Baptist in Josephus.” Peter Kirby: Just Another WordPress Site, 21 May 2015, https://peterkirby.com/john-the-baptist-authentic.html.

Nir, Rivka. The First Christian Believer: In Search of John the Baptist. Sheffield Phoenix Press, 2019.



2024-01-11

Where does John the Baptist fit in History? — The Evidence of Josephus, Pt 1

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by Neil Godfrey

Continuing from Where does John the Baptist fit in History? . . . . 

Peter Kirby’s first argument for the authenticity of the John the Baptist passage in Antiquities of Josephus is

(1) The Textual Witness Itself

All manuscripts contain the passage and Kirby goes one step further and states as a fact:

It is referenced already by Origen in the middle of the third century (Against Celsus, 1.47), . . .

However, anyone who has studied the problem of interpolations and textual corruptions in ancient texts (not only the biblical ones) knows that manuscript uniformity tells us nothing about whether any particular passage is an interpolation. At the most all the manuscript record can do is affirm that an interpolation took place before all surviving manuscripts. Rather than repeat the arguments here I refer anyone interested to previous explanations for why we should expect interpolations. To bias ourselves against their likelihood is to defy what scholarship knows about ancient practices:

The serious scholar of ancient texts should never adopt a defensive position against the possibility that any particular passage might be an interpolation.

Kirby’s second argument for authenticity of the John the Baptist passage in a work by Josephus:

(2) The Unlikelihood of an Interpolation on John Being Inserted First

The argument here is that Origen, writing in the mid third century, clearly declared that he found the John the Baptist passage in a work by Josephus, and if sceptics who like to think that the Jesus passage in Josephus was an invention of the fourth century Eusebius are correct, then it is very strange that a Christian interpolator would introduce John the Baptist into Josephus in the absence of any reference in Josephus to Jesus. Surely an interpolator would insist on adding something about Jesus at the same time, if not before, adding a note about John the Baptist — so the argument goes.

Kirby repeats the mainstream view as if it is a fact:

Origen already attests to the passage on John as being present in Antiquities book 18 . . .

Yet scholars have good reasons to suspect that Origen sometimes confused in his memory Josephus for Hegesippus. What Origen says he found in Josephus is not always in Josephus, but was instead very likely in Hegesippus.

At this point I’ll hand over the discussion to Rivka Nir (with my own bolded highlighting) (pp 37-42):

Turning to Origen, he appears to have been unacquainted with the Baptist testimony in Josephus, at least in its present form. Attempting to prove John’s existence, Origen (185-254 ce) writes:

I would like to have told Celsus, when he represented the Jew as in some way accepting John as a baptist in baptizing Jesus, that a man who lived not long after John and Jesus recorded that John was a Baptist who baptized for the remission of sins. For Josephus in the eighteenth book of the Jewish antiquities bears witness that John was a Baptist and promised purification to people who were baptized.19

Contrary to the usual standpoint in research,20 Origen is not citing the passage from Jewish Antiquities, either wholly or partly. In contrast to his habitually accurate citations of Jewish War, Antiquities and Against Apion, here he uses indirect speech (oratio obliqua). Moreover, he provides no details from this particular passage, and what he says implies he knows nothing about its contents. Quite the contrary, he ascribes to John a baptism ‘for the remission of sins’, which explicitly contradicts Josephus (‘if baptism was to be acceptable to God. They must not employ it to gain pardon for whatever sins they committed’), and can merely tell us that John baptized Jesus, was called ‘Baptist’ and ‘promised purification to the people who were baptized’. It is only from Christian tradition that he could acquire these details, as noted by Grant: Origen made John’s baptism thoroughly Christian, claiming that he was simply relying on Josephus … The expression “for the remission of sins” is thoroughly Christian and Josephus did not use it.’21

How are we to account for this? Undeniably, Origen was well acquainted with Josephus’s texts: he had been to Rome, where they were preserved in libraries, and as a resident of Caesarea, in Josephus’s native land, he was sure to find them at the local library.22 If so, why does his testimony about John the Baptist differ from that in the extant text of Josephus? To answer this query, it would perhaps be helpful to compare what Origen says about John to what he goes on to say about James, the brother of Jesus:

The same author [Josephus], although he did not believe in Jesus as Christ, sought for the cause of the fall of Jerusalem and the destruction of the temple. He ought to have said that the plot against Jesus was the reason why these catastrophes came upon the people, because they had killed the prophesied Christ: however, although unconscious of it, he is not far from the truth, when he says that these disasters befell the Jews to avenge James the Just, who was a brother of ‘Jesus the so-called Christ’, since they had killed him who was a very righteous man. This is the James whom Paul, the true disciple of Jesus, says that he saw, describing him as the Lord’s brother, not referring so much to their blood relationship or common upbringing as to his moral life and understanding. If therefore he says that the destruction of Jerusalem happened because of James, would it not be more reasonable to say that this happened on account of Jesus the Christ?23

About the killing of James, Jewish Antiquities recounts that following the death of the procurator Festus and while his successor Albinus was on his way to the Land of Israel (62 ce), the high priest Ananus son of Ananus, without obtaining the procurator’s approval, persuaded the Sanhedrin to execute certain opponents, among them ‘the brother of Jesus, who was called Christ, whose name was James … and when he had formed an accusation against them as breakers of the law, he delivered them to be stoned’ (Ant. 20.200).

As with his testimony about John the Baptist, Origen claims that his account of James, the brother of Jesus, also derives from Josephus, but it is untraceable in any manuscript of Josephus’s works. Nowhere does Josephus ever attribute the destruction of Jerusalem and the temple to the killing of James by the high priest Ananus. Nor, by contrast, does Origen refer to any of Josephus’s specific details concerning James, for example, the political background for his execution.24 We have two testimonies by Origen, on John the Baptist and on James the brother of Jesus, both allegedly draw from Josephus, but are, as provided by Origen, nowhere to be found in any of his manuscripts. How do we account for this?

What Origen tells us about John the Baptist is too short for detecting its source: what he says about James and the circumstances of his death apparently draws on Christian tradition, which similarly calls James ‘the Just’ and regards his death as the reason for the siege and destruction of Jerusalem. These two details about James are found in Eusebius and ascribed to Hegesippus,25 who was Eusebius’s principal source for the second-century history of the church in general and of the Jerusalem church in particular. Hegesippus emphasizes the righteousness of James, who ‘was called the “Just” by all men from the Lord’s time to ours … So from his excessive righteousness he was called the Just.’26 And he is the first to connect the death of James with the destruction of Jerusalem by concluding his account with ‘and at once Vespasian began to besiege them’.27

In view of the affinity between Origen’s testimony and what is recounted about James in Christian sources, scholars have suggested that the Josephus text used by Origen already contained a Christian interpolation28 or that he confused Josephus with Hegesippus.29 If so, then the same may apply to Origen’s testimony about John the Baptist. The possibility that for the death of James Origen relied on some Christian interpolation into Josephus, or drew the James’s testimony from Hegesippus, namely, from an anterior Christian source that he confused with Josephus, may suggest that his testimony about John the Baptist likewise relied on some Christian interpolation into Josephus or an anterior Christian source. That Eusebius does not make it explicit that the Baptist testimony is based on Hegesippus, as he does in the case of James, is no ground for dismissing this possibility outright, as all agree that Eusebius relied on Hegesippus much more than he was willing to concede.30 The fact that Origen’s two testimonies are continuous, coming one after the other, may serve as indirect proof that both were borrowed from the same source and may conceivably have appeared in this order in Hegesippus.

Whatever the explanation for Origen’s source of information, he was obviously unacquainted with the Baptist testimony in Josephus, and what he says contributes nothing to its authenticity.

Nir, Rivka. The First Christian Believer: In Search of John the Baptist. Sheffield Phoenix Press, 2019. pp. 37-41

Kirby’s third argument for authenticity: Continue reading “Where does John the Baptist fit in History? — The Evidence of Josephus, Pt 1”


2024-01-09

Where does John the Baptist fit in History? (Or, the Place of Fact and Opinion in History)

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by Neil Godfrey

Until a few days ago it seems that I had either missed or forgotten about a 23,256 word essay from 2015 that rebuts the arguments of some works that I had posted about setting out a case for the inauthenticity of the John the Baptist passage in Josephus’s Antiquities. Not to worry, since it has now engaged my attention and I must leave a response “somewhere on the internet”, however belated.

First things first: What is the point of this discussion?

One can argue at length that Josephus did indeed write the John the Baptist passage but that won’t change the fact that the passage remains disputable. And as long as the passage remains disputable, then the only honest way to handle it in any discussion is to be upfront and admit its debatable status. The question of authenticity will remain a matter of (hopefully informed) opinion. And we know how the saying goes: you are entitled to your own opinion but you are not entitled to your own facts.

This means that when it comes to engaging in historical discussion, we can’t say “Josephus wrote about John the Baptist” in a way that creates the impression to less informed readers that that is a certain fact. It is always obligatory to say something like, “While some scholars disagree. . . .” It’s even more honourable to say it with good grace and respect. No sneering words like “fringe” or “hyper-sceptical” allowed. Even better, it is appropriate to simply ignore disputed evidence entirely insofar as a hypothesis relies upon “certain facts”.

Indeed, the mere “fact” that the question of authenticity of the passage elicits so many lengthy discussions, setting out hypotheses for and against, is evidence enough that the question is not and perhaps never can be settled.

What is the point of this discussion, then? The discussion cannot transform debatable data into certain facts. The more often the question of authenticity is discussed, the more reminders we have that caution is required.

So in the next post I’ll begin to respond in some depth to Peter Kirby’s 2015 post.

In the meantime, what follows is a mini-essay that I found myself composing in an attempt to highlight the differences between opinions and facts in historical research. . . .

Facts and Opinions in History

Historical reconstructions are built on historical facts but the mortar that holds those edifices in one piece is opinion, or hypothesis. If one is convinced that it is a sure fact that Josephus wrote about John the Baptist then one is entitled to reconstruct a historical scenario from that point — but only if one makes it clear that its foundation is hypothetical. One’s own convictions should never be presented as facts in any serious or honest discussion. (It seems silly to have to write that sentence, but I have seen so many biblical scholars engage with their audiences and present their personal interpretations and views as if they are undisputed truth even while knowing full well that those same points are debated among their peers.)

Positivism – too often misunderstood: A dominant approach to history in the nineteenth century was what we know as “positivism”. Some professors of biblical studies or religion have repeatedly declared that an “unrealistic” demand for “certainty” and “facts” belongs to the “bad old positivist” past. (The implication is that one should not protest over the lack of evidence for some of their theoretical reconstructions of Christian origins/the historical Jesus.) Those statements betray an embarrassing ignorance of what positivism means. Historians always rely on “certain facts” such as “Julius Caesar was assassinated”, “the Jerusalem temple was destroyed in 70 CE”, etc. Positivism, however, goes one step further and declares either that those facts are all the history we can know about (that is, we cannot discover causes, results, motivations, behind those “facts”) — or else we can objectively discern causes, results etc in a way that produce scientific laws of history. That’s positivism in a nutshell. Historians always seek out “certain facts”. Positivism is more than that. (See Collingwood, The Idea of History, pp 126ff)

Don’t misunderstand me, though. Historical works are rich in hypotheses, opinions, debatable interpretations — but all of those “iffy bits” are ideally attempts to understand the agreed upon facts and their significance for this or that historical question.

Take one topic from the history of Australia. White settlement here began as a “dumping ground” for convicts after Britain lost the American colonies. That is a fact. (Let’s not get into some of the post-modernist notions that would dispute that point.) But was it the primary reason for Britain’s claiming of Australia and establishing a colony here as most of us have been taught in years past? Now that is debatable. If historians factor in the impact of another datum, the first global war, the Seven Years War of 1757-63, which highlighted Britain’s need for a secure base for sea power that could project into southern and eastern Asia, another perspective on the reason for Britain’s colonisation of Australia emerges. Convicts, the contingencies of global naval power, trade routes, wars — all of these are the “facts” of history. But what makes history interesting is researching those facts and attempting to interpret them, to understand their significance, if any, in how subsequent events turned out. Facts plus (informed) opinions make history.

Admittedly, sometimes facts and opinions do get blurred. Again, the most notable instance of the blurring of what is fact and non-fact involved “the history wars” in which historians fought over whether it was a “fact” that Australian pioneering settlers were truly guilty of mass murders of Aborigines. Or were those claims ideologically driven gross exaggerations, even falsehoods? Major battlegrounds for that “history war” were the multiple archives where researchers flocked in order to dig further into the evidence and to produce more (and more detailed) documented facts. The battle was fought over facts and how to interpret diaries and letters, newspaper reports, court transcripts, government correspondence, police records, etc. Opinions clashed over how to interpret the information uncovered, but the information itself was first established as the authentic records of settlers, government officials, etc. The facts of the records were front and centre of the debate.

Time to return to that John the Baptist passage in Josephus’s Antiquities.

It is one thing to debate the significance of any particular passage written by an ancient author, but it is quite another to enquire into whether a particular passage has been interpolated by some other hand. Opinions will differ. One generation of scholars might generally ignore the passage in Antiquities about Jesus because it was deemed corrupt while another generation might consider it partially authentic and therefore of some use in historical reconstruction.

In the next post I’ll address some of the details in Peter Kirby’s 2015 essay.


2024-01-03

The “Objective” and “Neutral” Historian Versus the Provocateur

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by Neil Godfrey

A historian is supposed to stimulate thought. A histo­rian who insists on being neutral, a per­son of footnotes, and does not provoke, is doing a disservice to the profession.

When I think about Germany and about German historians who con­stantly hid behind the ‘neutrality’ and ‘objectivity’ of history, I know where that leads.

Those who are col­orless, who are neither here nor there, in the end collaborate with what exists.

Moshe Zimmermann, emeritus professor at the Hebrew University of Jerusalem

A classic example of the “purely objective” historian is another Israeli, Benny Morris, whose works on the events connected with the founding of Israel are widely known.

Benny Morris (Wikipedia image)

In 2004 Counterpunch published an interview with Benny Morris that opened with this paragraph:

Note: Benny Morris is the dean of Israeli ‘new historians’, who have done so much to create a critical vision of Zionism–its expulsion and continuing oppression of the Palestinians, its pressing need for moral and political atonement. His 1987 book, The Birth of the Palestinian Refugee Problem, chronicled the Zionist murders, terrorism, and ethnic cleansing that drove 600,000-750,000 Palestinians from their homes in 1948, thus refuting the myth that they fled under the orders of Arab leaders. A second edition of this book is due out this month [= the green cover on the right], chronicling even more massacres, and a previously unsuspected number of rapes and murders of Palestinian women. Thus Morris continues to provide crucial documentation for Palestinians fighting the heritage of Al-Nakba, “The Catastrophe.”

But it was all objectively told and the historian author in fact personally lamented that the expulsion of the Palestinians at that time was left as unfinished business:

But in an astonishing recent Ha’aretz interview, after summarizing his new research, Morris proceeds to argue for the necessity of ethnic cleansing in 1948. He faults David Ben-Gurion for failing to expel all Arab Israelis, and hints that it may be necessary to finish the job in the future. Though he calls himself a left-wing Zionist, he invokes and praises the fascist Vladimir Jabotinsky in calling for an “iron wall” solution to the current crisis. Referring to Sharon’s Security Wall, he says, “Something like a cage has to be built for them. I know that sounds terrible. It is really cruel. But there is no choice. There is a wild animal there that has to be locked up in one way or another.” He calls the conflict between Israelis and Arabs a struggle between civilization and barbarism, and suggests an analogy frequently drawn by Palestinians, though from the other side of the Winchester: “Even the great American democracy could not have been created without the annihilation of the Indians.”

Continue reading “The “Objective” and “Neutral” Historian Versus the Provocateur”


2023-10-01

Continuing Dialog with ChatGPT — historical methods

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by Neil Godfrey

Continuing from https://vridar.org/2023/10/01/a-dialog-with-chatgpt-on-christian-origins/

Me: What, if anything, changes, if we introduce the need for independent corroboration?

ChatGPT:

The requirement for independent corroboration significantly tightens the standards for historical verification. If historians strictly demand independent sources to corroborate each event or claim, it can add more confidence to their conclusions but also presents challenges:

    1. Higher Confidence in Established Facts: When multiple, independent sources attest to a particular event, person, or phenomenon, the historical confidence in that event’s actual occurrence is strengthened. This is why events in ancient history that are documented by different and independent historians are often considered more reliable.
    2. Loss of Potentially Authentic Material: Many historical events, especially from antiquity, may not have multiple independent attestations. If we strictly require independent corroboration, we risk dismissing potentially genuine historical events or facts simply because they lack external confirmation.
    3. Redefining “Independence”: Determining the independence of sources can be complex. For instance, if two texts share material, but it’s unclear whether one borrowed from the other or both drew from a common earlier source, how “independent” are they? Historians must grapple with these nuances.
    4. Increased Reliance on Archaeology and Non-textual Evidence: If textual sources lack independent corroboration, historians might turn more to archaeological evidence or other non-textual forms of evidence. For instance, an event mentioned in a single ancient text might gain credibility if there’s archaeological evidence that aligns with the account.
    5. Challenges for Religious or Mythical Texts: Texts that describe religious events, miracles, or supernatural occurrences often lack independent corroboration outside of their religious tradition. Requiring external validation could make it nearly impossible to establish many religious narratives’ historical cores, leading to more skepticism about religious figures and events.
    6. Limited Application in Some Historical Contexts: In certain periods or places, there might be only one primary source of information. For instance, certain ancient civilizations or periods in the Middle Ages might have limited extant records. Requiring independent corroboration might hinder the study of these times and places.
    7. Potential for Bias in Surviving Records: The sources that have survived time might reflect particular viewpoints or biases (e.g., those of the ruling class, victors in conflicts, or dominant cultural or religious groups). If these are the only sources available for corroboration, the resulting historical narrative might be skewed.

In the context of historical Jesus research, insisting on independent corroboration would mean relying heavily on non-Christian sources (like the writings of Tacitus, Josephus, or Pliny the Younger) or different Christian traditions that developed independently. However, these sources are limited in number and detail, which would constrain the scope of reliable historical assertions about Jesus.

In summary, while independent corroboration is a valuable standard in historical research, it’s not always feasible and comes with its own set of challenges. Historians often have to balance the desire for multiple attestations with the realities of available evidence.

–0–

Me: What are some of the “potentially genuine historical events or facts” that would be “at risk” if we insisted on independent corroboration?

ChatGPT:

If historians insisted strictly on independent corroboration, many events or details from antiquity (and even more recent history) might be cast into doubt or overlooked. Here are some examples from various time periods and contexts:

    1. Socrates’ Teachings: Much of what we know about the Athenian philosopher Socrates comes from the writings of his student, Plato, and to a lesser extent, Xenophon. There aren’t many independent sources that corroborate specific dialogues or teachings attributed to Socrates.
    2. Julius Caesar’s Commentaries: Caesar wrote commentaries on the Gallic Wars, which provide detailed accounts of his campaigns. While there are other references to Caesar’s actions in Gaul, the specific details of battles, strategies, and interactions are primarily from Caesar himself.
    3. Details from the Chinese Historian Sima Qian: The Records of the Grand Historian, written by Sima Qian in the early Han Dynasty, is one of our primary sources for many events and figures in ancient China. While there are other sources and records, many specific stories and details come primarily from Sima Qian.
    4. Events Described in Epics: The events described in epic poems like the “Epic of Gilgamesh” or the “Mahabharata” don’t have comprehensive independent corroboration. While these are understood to be mythological or legendary to some extent, any potential historical kernels would be hard to verify without external sources.
    5. Autobiographical Writings: Any autobiographical account, from Augustine’s “Confessions” to more recent memoirs, would lack independent corroboration for many personal experiences and reflections.
    6. Specific Events in Jesus’ Life: While there are some references to Jesus in non-Christian sources like Tacitus or Josephus, many specific events, parables, or teachings from the Gospels would lack independent corroboration.
    7. Private Interactions of Historical Figures: Many private conversations, interactions, or letters between historical figures, unless they were documented by multiple independent observers, would fall under suspicion.
    8. Events in Isolated Communities: Historical events that occurred in isolated or remote communities, which might have been documented by a single chronicler or observer, would be hard to corroborate independently.
    9. Reports from Explorers: Many explorers were the first from their culture or country to visit specific lands or peoples. Their accounts, like those of Marco Polo or Ibn Battuta, while valuable, often lack independent corroboration for many details.
    10. Scientific Discoveries and Observations: Many groundbreaking scientific observations, from Galileo’s astronomical findings to Darwin’s notes on the Galápagos finches, were initially based on individual observation without immediate independent corroboration.

This list underscores a fundamental challenge in historical research: the tension between the desire for multiple, independent attestations and the recognition that many events or details are recorded by single sources. Historians often have to weigh the reliability of these sources, considering their proximity to the events they describe, their potential biases, the consistency of their accounts, and other factors.

–0–

Me: Can you give some examples of “private interactions of historical figures” that you mentioned?

ChatGPT:

Certainly. There are many instances in history where our knowledge of private interactions between historical figures comes from limited sources, often the writings of one of the participants or from later accounts that may have been based on personal testimonies. Here are some examples:

    1. Martin Luther and the Diet of Worms: While we have a general account of Martin Luther’s defense at the Diet of Worms in 1521, the exact details, including his famous declaration “Here I stand,” are based on later recollections and not on immediate documentation.
    2. Abraham Lincoln’s Private Conversations: Various accounts of Lincoln’s views, especially those pertaining to slavery and his personal beliefs, come from personal memoirs or letters of those who interacted with him privately, such as his law partner William Herndon.
    3. The Meetings of Churchill, Roosevelt, and Stalin: While there were official minutes and agreements from the World War II conferences involving these leaders, many of the private discussions and side agreements were later recounted by the leaders themselves or close aides.
    4. Thomas Jefferson and John Adams: Much of what we know about the personal relationship between these two Founding Fathers, especially in their later years, comes from their extensive correspondence. While these letters provide insight into their views and relationship, they are, of course, just one side of many interactions.
    5. Conversations of Queen Elizabeth I: There are many accounts of private conversations that Queen Elizabeth I had with her courtiers, suitors, and advisors. However, the exact details often come from the recollections of those individuals or from later accounts.
    6. Napoleon’s Exile on Saint Helena: Many details of Napoleon’s life and thoughts during his exile come from the writings of those who accompanied him, such as his valet Louis Marchand or the Grand Marshal of the Palace, Henri-Gatien Bertrand.
    7. The Relationship between Sigmund Freud and Carl Jung: While both Freud and Jung wrote extensively, much of what we know about their personal interactions, disagreements, and eventual split comes from their letters and later recollections.
    8. Gandhi’s Personal Interactions: Mahatma Gandhi’s interactions with close associates, family members, and political figures were often documented in letters or remembered in memoirs, giving us insights into his personal beliefs and strategies.
    9. Marilyn Monroe’s Conversations: Many details about Monroe’s personal life, including her interactions with other celebrities, politicians, and acquaintances, come from personal testimonies and interviews, which often lack independent corroboration.
    10. Meetings of the Bloomsbury Group: This influential group of writers, intellectuals, and artists in the early 20th century had many private interactions and discussions. Much of what we know about these comes from personal letters, diaries, and later recollections.

In many of these cases, while the broad outlines of events or relationships are well-documented, the specific details, nuances, or exact words spoken in private interactions are harder to verify with certainty. Historians often rely on the credibility of the sources, the consistency of accounts, and the context in which the interactions occurred to gauge their reliability.

–0–

Me: When you gave “specific events in Jesus’ life” as an example of potentially historical material being “at risK, are you not also falling into the circular reasoning trap?

ChatGPT:

You’re right to point out the potential pitfall. My intention was to provide an illustrative example, but it’s crucial to unpack the underlying assumptions.

When discussing the events in Jesus’ life as found in the Gospels and other Christian writings, there’s an inherent presumption that some of these events have a basis in historical reality. However, without independent corroboration, establishing which events are historically genuine becomes challenging.

If we were to strictly demand independent corroboration for all events, then many specific episodes in Jesus’ life, as they’re recorded solely within Christian texts, would indeed be at risk of being deemed historically uncertain. However, the phrase “potentially genuine historical events or facts” suggests that there’s an underlying possibility of their historicity, even if not yet confirmed.

The circularity would arise if we were to assert that these events are genuine because they are recorded in the sources, without a robust external basis for that claim. It’s always vital in historical discussions to remain aware of, and transparent about, the assumptions and methodologies underlying any conclusions.

Thank you for drawing attention to this. It’s essential to approach historical research, especially in areas as complex and debated as the life of Jesus, with methodological rigor and critical awareness.

–0–

Me: What “robust external basis” can be applied to any particular event or saying in the life of Jesus?

ChatGPT:

The “robust external basis” for any particular event or saying in the life of Jesus would ideally come from sources outside the Christian scriptures, archaeological evidence, or other non-textual attestations that can corroborate or provide context for the New Testament accounts. Here’s what that might look like:

    1. Non-Christian Written Sources: These are references to Jesus or early Christians by writers who weren’t followers of Jesus. Examples include:
      • Tacitus: The Roman historian Tacitus, writing around AD 115, mentions the execution of Jesus under Pontius Pilate and the subsequent spread of Christianity in Rome.
      • Josephus: The Jewish historian Josephus, in his “Antiquities of the Jews” (written around AD 93-94), contains a controversial passage known as the “Testimonium Flavianum” that references Jesus. While the authenticity of parts of this passage is debated, many scholars believe it has a historical core that confirms Jesus’ existence and crucifixion.
      • Pliny the Younger: In his letters to Emperor Trajan around AD 112, Pliny mentions Christians, their worship of Christ, and some of their practices.
    2. Archaeological Evidence: While direct archaeological evidence specifically corroborating New Testament events is rare, archaeology can provide context. For example:
      • Excavations in Nazareth, Capernaum, and other places mentioned in the Gospels can provide insights into the socio-economic and cultural backdrop of Jesus’ ministry.
      • The discovery of the ossuary (bone box) with the inscription “James, son of Joseph, brother of Jesus” brought discussions, though its authenticity is debated.
      • The Pilate Stone, discovered in Caesarea Maritima, confirms Pontius Pilate’s historical existence and his role as a prefect of Judaea.
    3. Comparative Religious and Cultural Studies: By examining the religious, philosophical, and cultural milieu of the 1st century, scholars can determine how unique or common certain sayings or actions of Jesus were in that context.
    4. Internal Textual Analysis: Though not “external,” comparing independent traditions within the New Testament can sometimes provide clues. For instance, if a saying of Jesus appears in both the Gospel of Mark and the hypothetical source Q (reconstructed from material common to Matthew and Luke but absent in Mark), it suggests that the tradition might be earlier than any of these texts.
    5. Early Christian Writings: Early non-canonical Christian writings, such as the Didache, the Gospel of Thomas, or the letters of early Church fathers, can sometimes provide complementary views or echoes of Jesus’ sayings or events in his life.

While these sources and methods can provide context, background, or even corroboration for certain broad aspects of the Jesus story (e.g., his existence, crucifixion, the rise of the early Christian movement), many specific events or sayings remain hard to externally corroborate. Most scholars rely on a combination of these methods, along with critical textual analysis of the New Testament itself, to build a plausible historical portrait of Jesus.

–0–

Me: But a plausible portrait is not the same as a genuinely historical portrait.

ChatGPT:

You’re absolutely right. There’s a distinction between what’s plausible based on available evidence and what’s historically certain. Historical research, particularly in areas where sources are sparse or potentially biased, often deals in probabilities rather than certainties.

A “plausible” portrait is constructed from available evidence and seeks to present a coherent and likely picture based on that evidence. This construction is influenced by the methodology, assumptions, and sometimes even the biases of the historian or scholar in question. It tries to answer the question, “Given the available evidence, what is a reasonable interpretation of this figure or event?”

A “genuinely historical” portrait would imply a level of objectivity and certainty that is often elusive in historical studies, especially when dealing with ancient figures like Jesus. It would seek to answer the question, “What can we know for certain about this figure or event?”

In the case of Jesus, while certain broad strokes—like his existence, his role as a teacher or prophet, his crucifixion under Pontius Pilate—have a high degree of consensus among historians due to their multiple attestations and contextual fit, many specifics of his life, teachings, and actions remain in the realm of plausibility rather than certainty.

It’s important for anyone engaging with historical research to be aware of these distinctions and the inherent limitations of the sources and methods at our disposal. Always, the challenge for the historian is to navigate between healthy skepticism and reasonable inference, drawing conclusions that are as grounded in the evidence as possible while acknowledging the gaps and uncertainties that persist.

–0–

Me: What ancient figures are studied by ancient historians who have a comparable level of acceptance of probability rather than certainty?

ChatGPT:

Many ancient figures are studied with a sense of probability rather than certainty. The further back in time we go, the scarcer and more fragmented our primary sources become. Even for relatively well-documented figures, there are often gaps in the record or ambiguities in the sources. Here are some examples:

    1. Socrates: We don’t have any writings from Socrates himself. Our knowledge of him comes mainly from his students, primarily Plato and Xenophon, and references from contemporaries like Aristophanes. Different sources present varying portraits of Socrates, making it challenging to pin down with certainty his exact views and personality.
    2. Confucius: While his ideas are foundational to Chinese thought, exact details of Confucius’s life and many of his sayings are wrapped in tradition and later interpretations. “The Analects,” the primary source of his teachings, is a compilation of sayings attributed to him and was written down by his followers long after his death.
    3. Homer: There’s ongoing debate about whether Homer, traditionally said to be the author of the “Iliad” and the “Odyssey,” was a historical person, multiple persons, or a symbolic figure representing a tradition of oral poets.
    4. King Arthur: The historical existence of King Arthur, a legendary British leader who supposedly led the defense against Saxon invaders, is debated among historians. The main sources about him, like Geoffrey of Monmouth’s “Historia Regum Britanniae,” were written centuries after the supposed events and are mixed with legend.
    5. Pre-Imperial Chinese Emperors: Figures like the Yellow Emperor or Emperor Yao are central to Chinese legends and traditions, but historical details about their reigns, achievements, and even their historical existence are debated.
    6. Boudica: The Celtic queen who led a revolt against the Romans is known primarily through Tacitus and Cassius Dio, both of whom wrote about her years after the events and had their own biases.
    7. Druids: These religious figures from ancient Celtic cultures are surrounded by mystique, with most of our detailed accounts coming from Roman sources, like Julius Caesar’s “Gallic Wars.” There’s a level of uncertainty about their practices, beliefs, and societal roles.
    8. The Hebrew Patriarchs (Abraham, Isaac, Jacob): While foundational to Jewish, Christian, and Islamic traditions, there’s limited archaeological and external textual evidence for their historical existence and activities.

These examples underscore a crucial point: Ancient history often requires a careful balance between the analysis of available sources and the acknowledgment of the inherent uncertainties. Whether studying Jesus, Socrates, or Boudica, historians must grapple with gaps in the record, potential biases in sources, and the challenges of distinguishing legend from fact.

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Me: But some of those figures are indeed concluded to be nonhistorical by historians (e.g. Homer, Arthur) — and it is accepted that the teachings we have of Socrates are really the teachings of Plato. There is a difference between being certain about certain events and persons and the details of those events and what those people actually said.

ChatGPT:

Absolutely, you’re right to draw attention to these nuances.

    1. Homer and Arthur: While some scholars have proposed historical cores for figures like Homer and King Arthur, there’s no clear consensus. Many believe that “Homer” might represent a tradition or amalgamation of several poets rather than a single historical individual. Similarly, King Arthur, if he existed, is likely very different from the legendary figure represented in later medieval romances.
    2. Socrates: While the teachings in Platonic dialogues are often seen as primarily reflecting Plato’s own philosophical development, especially in the later dialogues, many scholars believe that the earlier dialogues may capture the essence of the historical Socrates’ ideas. Still, it’s recognized that we’re seeing Socrates through Plato’s lens, making it challenging to differentiate between the historical figure and his portrayal by his most famous student.

The point is that when historians engage with such ancient figures, there’s often a spectrum of opinion, informed by various methodologies and interpretive frameworks. Some figures, like Socrates, are widely accepted as historical, but details of their lives and teachings remain debated. Others, like Homer or Arthur, occupy a more nebulous space, with debates about their very historicity.

Regarding the study of Jesus, while his existence and some broad aspects of his life have a strong consensus among historians, many details, especially specifics of his teachings and actions, fall into the realm of probability rather than certainty. This complexity arises from the nature of our sources, which are primarily religious texts with theological agendas.

Your broader point stands: there’s a spectrum from historical certainty to uncertainty in ancient history, and it’s crucial to delineate where any given figure or event stands on that spectrum.

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Me: In the case of Socrates we have independent contemporary witnesses (e.g. Plato, Aristophanes, Xenophon), but in the case of Jesus we do not.

ChatGPT:

That’s a valid observation. The nature and variety of evidence for Socrates differ from that for Jesus, and the types of sources available have implications for historical reconstructions.

For Socrates:

    1. Plato: A student of Socrates who wrote dialogues where Socrates is the main character. While the historicity of these dialogues varies, they provide a significant amount of information (though interpreted and perhaps idealized) about Socrates’ teachings and methods.
    2. Xenophon: Another student of Socrates who wrote about him, providing a somewhat different portrayal than Plato. Xenophon’s “Memorabilia” offers a defense of Socrates against the charges that led to his execution.
    3. Aristophanes: A contemporary playwright who caricatured Socrates in his comedy “The Clouds.” While not a factual account, it gives a glimpse into how Socrates was perceived by some in Athenian society.

These sources provide different perspectives, and their independent attestations bolster the case for a historical Socrates, even as they offer varying portrayals of him.

For Jesus:

    1. The Gospels (Matthew, Mark, Luke, John): These are the primary sources of information about Jesus, but they are theological in nature and were written decades after the events they describe. While they draw on earlier traditions (oral or written), discerning the historical from the theological is challenging.
    2. Pauline and other New Testament Letters: These were written closer in time to Jesus’ life but focus more on theological interpretations and the early Christian community than on the details of Jesus’ life.
    3. Josephus and Tacitus: These are non-Christian sources that mention Jesus or early Christians. However, their accounts are brief and were written some decades after Jesus’ lifetime.

The key difference, as you rightly noted, is the contemporaneity and independence of the sources. For Socrates, we have writings from his direct students and a contemporary comedic portrayal. For Jesus, our primary sources are later and are written with a specific theological intent, making the task of historical reconstruction more complex.

This doesn’t mean that a historical reconstruction of Jesus is impossible or invalid, but it requires careful methodological consideration, awareness of the nature and limitations of the sources, and often results in conclusions framed in terms of probability rather than certainty.

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Me: Paul concedes never having met Jesus and stresses he is not interested in knowing about any Jesus “according to the flesh”, so he is hardly a witness to the historical Jesus.

ChatGPT:

Indeed, Paul’s relationship with the historical Jesus is a unique and debated topic within New Testament scholarship. It’s correct that Paul did not know Jesus during his earthly ministry and primarily emphasized a spiritual or revelatory knowledge of Jesus. Here are some points to consider:

    1. Revelatory Experience: Paul’s foundational experience was his encounter with the risen Christ on the road to Damascus. This experience, described in several places in the New Testament (Acts 9, 22, 26; Galatians 1:11-24), was revelatory in nature. Paul understood his apostolic authority as stemming from this direct revelation from Jesus.
    2. Not According to the Flesh: In 2 Corinthians 5:16, Paul writes, “From now on, therefore, we regard no one according to the flesh. Even though we once regarded Christ according to the flesh, we regard him thus no longer.” This statement is complex, and interpretations vary. Some see it as evidence that Paul was disinterested in the earthly, historical Jesus. Others believe it emphasizes the spiritual, transformative nature of understanding Christ post-resurrection.
    3. Historical References: While Paul’s primary focus was on the theological significance of Jesus’ death and resurrection, there are moments in his letters where he alludes to or cites traditions that seem to have a basis in the historical life of Jesus. For instance, in 1 Corinthians 11:23-25, Paul refers to the Last Supper tradition, and in 1 Corinthians 15:3-8, he provides a list of resurrection appearances. These references suggest that while his primary focus was theological, Paul wasn’t entirely disconnected from traditions about Jesus’ earthly life.
    4. Information from Other Apostles: In Galatians 1:18-19, Paul mentions meeting Cephas (Peter) and James, the Lord’s brother, in Jerusalem. While the exact nature and content of their interactions are not detailed, it’s possible that Paul received some traditions or teachings about Jesus during such encounters.

In summary, while Paul’s primary engagement with Jesus was theological and based on revelatory experiences, his letters contain hints of awareness of the historical Jesus. However, it’s true that for historical reconstructions of Jesus’ life and teachings, Paul’s letters are of limited direct utility, especially when compared to the Gospels.

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Me: How can the gospels be of use if they derive from a generation after the events purported to be of Jesus’ life and do not offer readers any assurance about their sources? Even the prologue in Luke’s gospel is very vague.

ChatGPT:

You’ve touched upon some longstanding challenges and debates in historical Jesus research. The Gospels, while primary sources for the study of Jesus, present methodological challenges due to their genre, the time gap between the events and their composition, and their theological nature. Let’s unpack some of these issues:

    1. Genre and Intent: The Gospels are not historical accounts in the sense of modern historiography. They’re a mix of biography (or “bios” in the Greco-Roman tradition), theology, and proclamation. They were written for communities of believers and aimed not just to inform but also to inspire faith.
    2. Time Gap: The Gospels were written decades after the events they describe. Mark, the earliest, is typically dated around 65-70 CE, with Matthew and Luke in the 80s or 90s, and John potentially as late as the 90s or early 100s. This time gap means they’re reliant on oral and perhaps written traditions that circulated before them.
    3. Anonymous Authors: The traditional attributions of the Gospels (to Matthew, Mark, Luke, and John) are not found within the texts themselves and were assigned later. The authors do not provide detailed accounts of their sources or methodologies.
    4. Theological Development: Over the decades between Jesus’ ministry and the writing of the Gospels, theological reflection and developments occurred within the Christian community. This evolution is evident in the way the Gospel writers shape their narratives and emphasize different aspects of Jesus’ teachings and deeds.
    5. Luke’s Prologue: While Luke does offer a prologue (Luke 1:1-4) suggesting an intent to provide an “orderly account,” it’s true that he doesn’t specify his sources or offer detailed methodological insights. His reference to “eyewitnesses and servants of the word” is intriguing but not explicit about who these were or how he accessed their testimonies.

Given these complexities, how can scholars approach the Gospels historically?

    1. Comparative Analysis: By comparing Gospel accounts of the same events or teachings, scholars can try to discern earlier traditions or layers within the text.
    2. Criteria of Authenticity: While not without criticism, several criteria, like the criterion of embarrassment or the criterion of multiple attestation, have been used to evaluate the likelihood of certain events or sayings going back to the historical Jesus.
    3. External Corroboration: While limited, external sources like Josephus or Tacitus, or archaeological findings, can provide some context or confirmation for certain Gospel claims.
    4. Social and Historical Context: Understanding the 1st-century Palestinian context can provide insights into which Gospel elements might reflect genuine historical situations or concerns.
    5. Awareness of Later Theological Development: By being aware of how early Christian theology developed, scholars can sometimes discern between earlier traditions and later theological reflections in the Gospels.

In sum, while the Gospels are challenging sources for historical reconstruction, they are not unusable. They require careful and nuanced methodological approaches. Even with these methods, conclusions often remain in the realm of probability rather than certainty.

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Me: But “multiple attestation” can confirm nothing unless the multiple witnesses are independent of one another. Albert Schweitzer long ago conceded that since all the sources go back to the one origin, early Christianity itself, we are trapped in a circularlity.

ChatGPT:

You’re right to highlight the challenge. Multiple attestation as a criterion has its limitations, especially when applied to the New Testament materials, where the interdependence of the sources is a key concern.

Multiple Attestation and Interdependence: The Synoptic Gospels (Matthew, Mark, and Luke) have a complex literary relationship. The majority scholarly view, the Two-Source Hypothesis, posits that Matthew and Luke both had access to Mark’s Gospel and another hypothetical source called Q (from the German “Quelle” meaning “source”). This means that many of the overlaps between these Gospels cannot be considered truly independent. Moreover, while John’s Gospel is different in style and content from the Synoptics, it’s debated whether John had knowledge of any of the Synoptic accounts.

Albert Schweitzer, in his seminal work “The Quest of the Historical Jesus,” did indeed acknowledge the challenges and limitations of then-current methodologies in historical Jesus research. He was critical of the way many scholars seemed to recreate Jesus in their own image, influenced by their theological or philosophical presuppositions.

Challenges of Circular Reasoning: If all our sources can be traced back to a single early Christian tradition or set of traditions, then multiple attestation merely confirms that a particular story or saying was widespread in early Christianity, not necessarily that it goes back to the historical Jesus. This is a significant methodological challenge.

However, while acknowledging these challenges, many scholars believe that there still can be value in the criterion of multiple attestation, especially when combined with other criteria. For instance:

    1. Different Forms: If a saying or deed of Jesus is found in multiple forms (e.g., in a parable, a saying, and a narrative), it might increase the probability of its historical authenticity.
    2. Multiple Contexts: If a tradition is attested across different early Christian communities or contexts, it might be seen as more likely historical.
    3. Dissimilarity: This is another often-used criterion. If a saying or deed of Jesus is dissimilar from both the Judaism of his time and the early Christian community, it might be considered more likely to be historical.

Still, all these criteria have their own limitations and critiques. In essence, the work of the historical Jesus scholar involves navigating these methodological challenges, being transparent about the limitations, and making probabilistic judgments based on the evidence available.

Scholars, since Schweitzer’s time, have been keenly aware of these challenges. Yet, while some are more skeptical about what can be known of the historical Jesus, others believe that a careful and critical use of these methods, combined with other insights (e.g., archaeology, social-scientific models), can still yield a reasonable portrait, albeit with acknowledged uncertainties.

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Me: But don’t all those other criteria rest upon the circular assumption that there is a historical core or origin to begin with?

ChatGPT:

You’re identifying a fundamental epistemological challenge in historical Jesus research: How can one establish a “historical core” when the primary sources (the Gospels) are theological in nature and were written decades after the purported events? The criteria are, indeed, attempts to sift through these theological texts to extract what might be historical, but their effectiveness and validity are subjects of debate.

    1. Criteria of Dissimilarity: This criterion assumes that if something doesn’t fit the context of early Christian beliefs and also doesn’t fit the context of earlier Jewish beliefs, it’s more likely to be historical. The logic is that the early Christian community wouldn’t have invented something that didn’t serve their theological or evangelistic purposes. However, critics point out that this might lead to an overly “stripped-down” Jesus, only recovering what’s anomalous.
    2. Criterion of Embarrassment: This posits that the early Christian community wouldn’t have invented stories or sayings that would be embarrassing or challenging to them. Critics argue that what might seem “embarrassing” to us today might not have been to the earliest Christian communities.
    3. Criteria of Coherence: Once some sayings or deeds are deemed authentic (using other criteria), this criterion checks if other sayings or deeds are coherent with those. The circularity potential here is evident: the criterion’s effectiveness depends on the effectiveness of other criteria.
    4. Multiple Attestation: As we discussed, this criterion can indeed be problematic if the sources are not genuinely independent.

To your point, if one starts with a deep skepticism about the Gospels containing any genuine historical material, then these criteria might seem like tools to confirm pre-existing assumptions rather than objective methods. Indeed, a critic might argue that they are simply tools to extract from the texts what modern scholars find plausible based on current understandings of the historical context.

However, many scholars believe that while these criteria are not infallible, they can, when used judiciously, help to navigate the complex terrain of the Gospels to provide probable reconstructions. They argue that complete skepticism (i.e., the view that we can know next to nothing about the historical Jesus) is as much a position of faith as complete credulity.

In summary, you’re right to identify an underlying assumption: that there is a historical core or origin to the Gospel narratives. This assumption is based, in part, on the broader historiographical principle that texts, even when written with biases or theological aims, can still contain kernels of genuine history. How to extract that history, and how confident one can be about the reconstructions, remains a challenge and a topic of debate.

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Me: Why do you speak of “deep skepticism” as if a refusal to accept circularity is somehow a flaw, an extreme position?

ChatGPT:

You raise a valid point. The phrasing “deep skepticism” might inadvertently imply a negative or extreme position, and I apologize for that. Skepticism in historiography is essential, especially when dealing with ancient sources that are layered with theological, literary, and political agendas. It ensures that historical reconstructions are grounded and not overly speculative.

It’s not a flaw to demand rigorous methodology and to reject circular reasoning. Indeed, one could argue that approaching ancient texts with a healthy dose of skepticism is a scholarly strength, as it can lead to more nuanced and cautious conclusions.

The challenge with historical Jesus research is that there’s a wide spectrum of positions, from those who believe we can know quite a lot about the historical Jesus based on the existing sources, to those who believe we can know very little or almost nothing. Each position has its own set of assumptions and methodological challenges.

Your criticism is a reminder that scholars, and those discussing scholarly work, need to be aware of and transparent about the assumptions underlying their methodologies and conclusions.

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Conclusion: It is easier and more informative to have a discussion about such fundamental questions with artificial intelligence than it is with many human theologians and their lay acolytes who are quick to express outrage or contempt that such questions are raised at all by an outsider.


A Dialog with ChatGPT on Christian Origins

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This work is licensed under a Creative Commons Attribution 4.0 International License.

by Neil Godfrey

While recently attempting to relate the views of the anthropologist Harvey Whitehouse to what we know of Christian origins, I decided to turn to an obliging dialog partner for assistance — ChatGPT. For background you might want to skim through what I wrote about Whitehouse’s models at https://vridar.org/2020/06/20/modes-of-religiosity/

Me: Given Harvey Whitehouse’s description of the doctrinal and imagistic modes of religiosity, what is the most likely origin of Christianity?

ChatGPT:

Harvey Whitehouse’s theory distinguishes between two modes of religiosity: the imagistic and the doctrinal modes. These modes differ in their frequency and emotional intensity, the way they are transmitted, the nature of their rituals, and their social organization.

    • Imagistic Mode: This mode is characterized by:
      • Low-frequency, high-arousal rituals (e.g., initiations)
      • Emotional bonding
      • Informal, often decentralized social structures
      • Knowledge often passed down through oral tradition and personal experience
    • Doctrinal Mode: This mode is characterized by:
      • High-frequency, low-arousal rituals (e.g., regular worship services)
      • Emphasis on doctrine and orthodoxy
      • Centralized authority and more formal organizational structures
      • Knowledge passed down through codified texts, doctrines, and teachings

Given this distinction, the origins of Christianity can be seen in both modes but with a clear progression from the imagistic to the doctrinal:

    • The Imagistic Beginnings:
      • Jesus and his disciples: The early ministry of Jesus involved a close-knit group of followers experiencing transformative moments together, reminiscent of the imagistic mode. For instance, Jesus performed miracles, healings, exorcisms, and other rare and emotionally intense events.
      • Early Christian communities: After Jesus’s crucifixion and reported resurrection, early Christian communities shared meals (the Eucharist), remembered Jesus’s teachings, and recounted stories of his life. They often met in secret and were bound together in the face of persecution.
    • Transition to the Doctrinal Mode:
      • Pauline epistles and missionary work: Apostle Paul’s letters to various Christian communities emphasized doctrine, ethical standards, and communal practices. His missionary work also spread Christianity, requiring more standardized beliefs and practices.
      • Canonical texts: As Christian communities grew and spread, there was a need to standardize teachings. This led to the formation of the New Testament canon, providing authoritative texts for doctrine and belief.
      • Institutionalization: By the 4th century, with the Edict of Milan in 313 AD and the Council of Nicaea in 325 AD, Christianity became a legal religion and later the state religion of the Roman Empire. This resulted in a formalized church hierarchy, standardized liturgies, and more consistent doctrinal teachings.

In conclusion, while the very origins of Christianity show traces of the imagistic mode, especially in the close-knit experiences of Jesus’s followers and the early Christian communities, it soon transitioned into a more doctrinal mode as it grew, spread, and became institutionalized. This progression can be seen in many religions as they move from small, personal, and intense beginnings to large, organized, and standardized institutions.

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Me: But how might that view of Christian origins change, if it would change, if we accepted that there were no historical basis for believing that the miracles Jesus performed were any more remarkable than those of other prophets or shamans of the day?

ChatGPT:

If one assumes that Jesus’ miracles were not historically more remarkable than those of other prophets or shamans of his time, the origins of Christianity would still need to be explained, as it grew to become a major world religion while many other similar movements did not. This change in perspective would shift the emphasis from the singular nature of Jesus’ miracles to other factors that contributed to the rise and spread of Christianity.

    1. Teachings and Message: Without the uniqueness of miracles as a focal point, the teachings and message of Jesus might be viewed as more central to the appeal of early Christianity. The message of universal love, forgiveness, and the promise of eternal life could have been particularly compelling in the context of the Roman Empire, with its diverse mix of cultures and beliefs.
    2. Apostle Paul and Early Christian Missionaries: Even without uniquely spectacular miracles, the work of Paul and other early missionaries was vital in spreading Christianity. Paul’s ability to bridge the gap between Jewish and Gentile worlds and his establishment of churches across the Roman Empire played a significant role in Christianity’s expansion.
    3. Community and Support: The early Christian communities were known for their mutual support, especially during times of persecution. This tight-knit communal bond, characterized by sharing of resources and a sense of belonging, could have made the religion attractive, irrespective of the nature of Jesus’ miracles.
    4. Narrative and Resurrection: The narrative of Jesus’ crucifixion and resurrection would still remain pivotal. Even if his miracles were on par with other shamans or prophets, the resurrection story set Jesus apart. If this event were historically accepted or at least fervently believed in by early followers, it would still provide a unique foundation for the faith.
    5. Sociopolitical Context: The eventual acceptance and promotion of Christianity by the Roman state, starting with Emperor Constantine, would still be a turning point. The political patronage and the subsequent establishment of Christianity as the state religion would play a key role in its spread, regardless of the nature of Jesus’ miracles.
    6. Contrast with Existing Religions: The teachings of Christianity might have contrasted favorably with some of the existing religious practices of the time, offering a refreshing alternative to potential converts.

In conclusion, while the uniqueness of Jesus’ miracles might serve as an attractive feature of early Christianity, the faith’s spread and establishment can be attributed to a combination of theological, sociopolitical, and communal factors. If the miracles were viewed as no more remarkable than those of other contemporary figures, these other factors would likely take on increased importance in explanations of Christianity’s origins and growth.

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Me: But what if Jesus’ teachings were not any more radical than those of other idealistic Pharisees or prophets — but simply enjoined the ideal of keeping the spirit of the Mosaic law?

ChatGPT:

If we consider that Jesus’ teachings were not particularly radical or distinct from other idealistic Pharisees or prophets of his time and that he primarily emphasized keeping the spirit of the Mosaic law, then the rise and spread of Christianity would need to be attributed to factors beyond Jesus’ teachings alone.

      1. Charismatic Leadership: Even without radically different teachings, the charisma, leadership style, and personal qualities of a leader can have a significant impact. Many movements have been built around charismatic leaders whose personal qualities inspire deep loyalty and devotion among followers.
      2. The Role of Followers: The interpretations, writings, and organizational activities of early Christian followers, especially influential figures like Paul, would play a pivotal role. Paul’s efforts to spread Christianity to Gentiles, his theological contributions in the form of letters, and the establishment of Christian communities across the Roman Empire would remain key.
      3. Narrative of Crucifixion and Resurrection: Regardless of the nature of Jesus’ teachings, the narrative surrounding his crucifixion and resurrection would remain central. If this story were accepted, believed, or promoted by his followers, it provides a foundation of sacrifice and redemption that sets Christianity apart.
      4. Community Bonding: The ways in which early Christian communities operated—supporting one another, sharing resources, and forming tight-knit bonds—could still serve as a significant draw for many, making the faith appealing irrespective of how radical Jesus’ teachings were.
      5. Sociopolitical Factors: The eventual endorsement of Christianity by key political figures and its establishment as the state religion of the Roman Empire would still be major catalysts for its spread.
      6. Historical Preservation: The preservation and compilation of Christian teachings, stories, and letters into what became the New Testament canon might have played a role. Even if the teachings weren’t unique, the act of codifying and preserving them ensured they had a lasting impact.
      7. Opposition and Persecution: Paradoxically, opposition to a movement can sometimes strengthen it. Early Christian persecution might have galvanized communities, helping them define their identity in contrast to the larger Roman society.

In this scenario, Christianity’s growth would likely be attributed more to the efforts and circumstances of its early followers, the organizational structures they created, the narratives they built and promoted, and the sociopolitical contexts they navigated, rather than the distinctiveness of Jesus’ teachings themselves. The transformation of a localized movement centered on the teachings of a single figure into a global religion would be a testament to the combined effects of personal devotion, communal bonds, strategic efforts, and historical contingencies.

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Me: But is it plausible to think that followers of Jesus really imputed a divine status to him so early?

ChatGPT:

The question of when and how followers of Jesus began to ascribe to him a divine status is a complex and heavily debated topic within Christian origins scholarship. Here are some points to consider:

    1. Pauline Epistles: One of the earliest sources we have regarding beliefs about Jesus’ divine status are the letters of Paul. Scholars generally date these epistles to the 50s and 60s CE, within 20-30 years of Jesus’ death. In these letters, Paul already describes Jesus using terms and concepts that suggest a divine or exalted status. For instance, in Philippians 2:6-11, Paul cites a hymn that speaks of Jesus as being in the “form of God” and then taking on the “form of a servant.” This suggests that at least some early Christians held a high view of Jesus’ status relatively soon after his death.
    2. Diverse Early Christologies: It’s essential to recognize that early Christian beliefs about Jesus were not monolithic. There was a range of beliefs about his nature, role, and status. While some early Christian communities might have emphasized Jesus’ divine status early on, others might have seen him primarily as a prophet, teacher, or messianic figure. Over time, as Christianity developed, certain beliefs became more standardized, especially after the First Council of Nicaea in 325 CE.
    3. Influence of Jewish Concepts: Some scholars argue that certain Jewish concepts could have paved the way for early views of Jesus’ divinity. For example, the Jewish notion of “Wisdom” (as seen in Proverbs and the Wisdom of Solomon) was sometimes personified and described in terms that bordered on the divine. Similarly, the “Son of Man” figure in the Book of Daniel is portrayed as a heavenly figure receiving everlasting dominion. These concepts might have provided a framework for understanding Jesus in divine or semi-divine terms.
    4. Experiences of the Early Followers: The reported experiences of Jesus’ followers after his death, especially resurrection appearances and the experience of the Pentecost, likely played a significant role in shaping their beliefs about his status. If they believed they had encountered the risen Jesus or had received the Holy Spirit, these profound experiences could have reinforced or even elevated their views about Jesus’ nature and role.
    5. Evolution Over Time: It’s also plausible that views of Jesus’ divine status evolved over time. The earliest followers might have seen him as an anointed prophet or messiah, and as stories about him were told and retold, theological reflection deepened, and experiences were interpreted, his status in the beliefs of his followers could have been elevated.
    6. Comparative Context: The Greco-Roman world, where Christianity spread, was familiar with stories of divine beings, demi-gods, and divine emperors. Some scholars argue that as Christianity interacted with these cultural ideas, it influenced the way Jesus was understood and portrayed.

In conclusion, it is plausible to think that at least some followers of Jesus began to ascribe to him a divine or exalted status relatively early, influenced by a combination of their experiences, existing religious concepts, theological reflection, and the broader cultural context. However, exactly how this developed, the pace of its development, and its nuances would have varied across different Christian communities and contexts.

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Me: So with the above discussion in mind, how might Whitehouse’s doctrinal and imagistic modes of religiosity explain Christian origins — if they can?

ChatGPT:

Harvey Whitehouse’s modes of religiosity—imagistic and doctrinal—can provide a conceptual framework to understand the dynamics of early Christian communities and their development. If we apply these modes to the origins of Christianity, the picture might look something like this:

    1. Imagistic Mode:
      • The Early Ministry of Jesus: As mentioned earlier, Jesus’ ministry was characterized by transformative moments with his close-knit group of followers. Whether it was the Sermon on the Mount, the Last Supper, or other significant events, these can be seen as low-frequency, high-arousal events typical of the imagistic mode.
      • Post-Crucifixion Experiences: The reported post-resurrection appearances of Jesus to his disciples and the Pentecost experience, where followers felt the Holy Spirit’s descent, can be understood as intense, emotional events that deeply bonded the early Christian community.
      • Early Persecutions: The sporadic persecutions faced by the early Christians would have created intense, emotionally charged experiences that bonded communities together. Facing adversity or external threats can lead to strong in-group cohesion.
    2. Doctrinal Mode:
      • Paul’s Missionary Work: As Paul established churches across the Roman Empire and corresponded with them, he emphasized doctrine, ethical behavior, and communal practices. His letters, which aimed at addressing theological and practical issues, helped to lay the groundwork for a more standardized belief system.
      • Gospel Writings: The Gospels, written a few decades after Jesus’ death, sought to codify the stories and teachings of Jesus. They played a role in standardizing the narrative and teachings of Jesus, aligning with the high-frequency, low-arousal characteristics of the doctrinal mode.
      • Emergence of Church Hierarchy: As Christian communities grew and spread, the need for organizational structure became evident. The roles of bishops, deacons, and elders became more defined, and with them, a more centralized authority began to emerge.
      • Ecumenical Councils: By the 4th century and onward, councils like the Council of Nicaea were convened to address and resolve theological disputes. These councils aimed to standardize Christian belief and practice across the empire, reflecting the doctrinal mode’s emphasis on codified beliefs and centralized authority.

In light of this:

    • Christianity’s origins might be viewed as starting primarily in the imagistic mode, with intense, foundational experiences deeply bonding early followers of Jesus. The shared experiences, narratives, and challenges would have fostered a strong sense of community and identity.
    • As the movement grew and expanded geographically and demographically, there was a shift toward the doctrinal mode. The need for standardized teachings, regular communal practices, and a more structured hierarchy became evident. This shift ensured the movement’s cohesion and unity as it grew and faced new challenges.

In conclusion, Whitehouse’s modes of religiosity can offer a useful lens to understand the evolution and dynamics of early Christianity. The transition from imagistic to doctrinal modes can help explain how Christianity moved from a small sect centered around the charismatic teachings and events of Jesus’ life to a major world religion with standardized beliefs and practices.

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Me: What evidence do we have for the historical nature of the events that provoked the imagistic mode of religiosity of those first followers of Jesus?

ChatGPT:

The events that might have provoked the imagistic mode of religiosity for the first followers of Jesus are derived primarily from the New Testament writings. When discussing evidence, we are delving into a realm where historical analysis meets religious belief. Different scholars hold various positions regarding the reliability of the New Testament as a source for reconstructing historical events. Still, most agree that some core elements reflect authentic traditions.

Here’s a look at the potential evidence:

      1. The Ministry of Jesus:
        • Source Multiplicity: Multiple sources (the Synoptic Gospels, John, Paul’s letters, and non-canonical writings) contain accounts of Jesus’ teachings, healings, exorcisms, and encounters. While they differ in detail and emphasis, there’s a consensus among scholars that Jesus had a public ministry with acts and teachings that drew attention.
        • Criteria of Embarrassment: Historians often consider accounts that could be potentially embarrassing or difficult for the author’s cause to be more likely authentic. Examples include John the Baptist baptizing Jesus (indicative of a subordinate position) and Jesus’ crucifixion (a shameful death for a messianic figure).
      2. The Crucifixion:
        • Multiple Attestation: All four Gospels and Paul’s letters affirm the crucifixion of Jesus. Even non-Christian sources, like the Jewish historian Josephus and Roman historian Tacitus, reference Jesus’ execution.
        • Criteria of Embarrassment: As mentioned, crucifixion was a degrading form of execution. The early Christians would have little reason to invent such a story, making it likely historical.
      3. Resurrection Appearances:
        • Paul’s Testimony: In 1 Corinthians 15:3-8, Paul lists several individuals and groups who reportedly saw Jesus after his death, including Peter, the apostles, a group of over 500, James, and himself. This early creedal statement is dated to within a few years of Jesus’ death.
        • Empty Tomb Tradition: The Synoptic Gospels all contain accounts of women finding Jesus’ tomb empty. The consistent role of women as the primary witnesses, despite the cultural context where women’s testimonies were not highly valued, could be seen as an indication of authenticity based on the criterion of embarrassment.
        • Variation in Accounts: The varying resurrection accounts in the Gospels, while often seen as discrepancies, might also indicate that these are independent traditions, suggesting multiple lines of transmission about post-crucifixion appearances.
      4. Pentecost & The Holy Spirit:
        • Acts of the Apostles: The book of Acts describes the experience of Pentecost when the Holy Spirit descended on the apostles. This transformative experience, marked by speaking in tongues and bold proclamation, is foundational to the early Christian movement.
      5. Persecutions:
        • Paul’s Letters & Acts: Both sources reference the persecutions faced by early Christians. Paul’s own transformation from a persecutor to a proclaimer is also documented.
      6. Non-Christian Sources:
        • Writers like Josephus, Tacitus, Pliny the Younger, and the Jewish Talmud, albeit written a few decades after the events, provide external references to Jesus and early Christianity.

While the above points provide evidence that certain events or aspects of Jesus’ life and the early Christian movement are historical, the interpretation of these events varies widely. Many elements, especially supernatural claims, are matters of faith. Historical analysis can indicate the likelihood of events but often stops short of affirming the theological interpretations that religious believers might hold.

–0–

Me: But the criteria of authenticity you just appealed to have largely come under suspicion of being fallacious logically.

ChatGPT:

You’re right. Over the past few decades, many biblical scholars have raised concerns about the traditional criteria of authenticity, especially when used to reconstruct the historical Jesus. Some of the criticisms include:

      1. Criteria of Embarrassment: Critics argue that just because something might be embarrassing for early Christians doesn’t necessarily mean it’s historical. Such details might have served other narrative or theological purposes, or they might reflect conflicts and contexts of the communities in which the texts were written.
      2. Multiple Attestation: While having multiple sources report an event or saying might make fabrication less likely, it doesn’t necessarily prove historicity. Different sources might be drawing from a common earlier source, or an event could have been invented early and then been incorporated into multiple subsequent sources.
      3. Criteria of Dissimilarity: This criteria assumes that if a saying or action of Jesus is dissimilar from both Jewish and early Christian contexts, it’s more likely to be authentic. Critics point out that this presupposes we have a full understanding of both contexts and that it inadvertently casts Jesus as an entirely disconnected figure from his own Jewish environment.
      4. Post-Easter Influence: There’s a concern that many of the reported sayings and deeds of Jesus might have been shaped (or even invented) by early Christian communities in light of their post-resurrection beliefs, making it challenging to discern what traces back to the historical Jesus.
      5. Potential Circular Reasoning: Some scholars argue that these criteria can be used selectively or in ways that confirm pre-existing assumptions about Jesus. For instance, once a particular event is deemed “authentic” using one of these criteria, it can then be used as a backdrop to authenticate other events or sayings, leading to a potential circular validation.
      6. Over-simplification: The criteria might overly simplify the complex processes of oral tradition, community memory, and the compositional strategies of ancient authors. They might not account adequately for the nuances and intricacies of how traditions about Jesus developed and were recorded.

In light of these criticisms, many scholars now approach the criteria with caution. Some prefer to use them as general guidelines rather than strict rules, while others look to alternative methods altogether.

One such alternative is the “memory approach,” which studies how communities remember and transmit memories, considering both social and cognitive factors. This method aims to bridge the gap between the historical Jesus and the remembered Jesus in the Gospels, recognizing that while the Gospels do not provide direct access to the historical Jesus, they do offer a window into how early Christian communities remembered and interpreted him.

In summary, while the traditional criteria of authenticity have been valuable tools in historical Jesus research, they are not without their problems. Contemporary scholarship acknowledges these challenges and seeks more nuanced and comprehensive methods to explore the historical foundations of the New Testament narratives.

–0–

Me: But does not the criteria approach and the memory approach begin with the assumption that there are historical events behind the gospel narratives — even though it is the historicity of those events they seek to prove: is this an invalid circular process?

ChatGPT:

Your question touches upon one of the central methodological challenges in historical Jesus research. Historians aim to reconstruct past events based on available sources, but when those sources are also the subjects of investigation for their reliability, the process can appear circular. Here’s how the criticism is often framed and some responses to it:

    1. Presupposition of Historicity: Critics argue that both the criteria and memory approaches, to some extent, presuppose a historical core behind the Gospel narratives. By starting with this assumption, the methods can be seen as merely confirming what they already assume.
    2. Historical Context: In defense of these approaches, many scholars argue that it’s reasonable to start with the presumption that the Gospels, like other ancient texts, contain some historical information. While they’re theological in nature, they are still texts produced within a specific historical and cultural context. Therefore, the task is to sift through the material to determine which parts of the narratives reflect historical events and which are theological or literary constructs.
    3. Nature of Historical Inquiry: All historical work operates on certain presuppositions. For instance, historians generally assume that texts were produced by people who, like us, operated in a world governed by consistent patterns. The question isn’t whether one operates with presuppositions, but whether those presuppositions are reasonable and are held critically.
    4. Comparative Analysis: One way to mitigate the risk of circular reasoning is to engage in comparative analysis. By comparing the Gospel narratives to other contemporaneous writings and considering their place within the broader Greco-Roman and Jewish contexts, scholars can gain insights into patterns of composition, myth-making, and historical recording.
    5. Memory Approach’s Self-awareness: The memory approach, in particular, acknowledges from the outset that all memories—individual or collective—are interpreted and constructed. Instead of merely seeking “original events,” the memory approach investigates how events were remembered, interpreted, and reshaped over time. In doing so, it recognizes the inherent interplay between event and interpretation.
    6. Limitations and Tentativeness: Most reputable scholars in the field acknowledge the limitations of their methods and the tentativeness of their conclusions. While some events or sayings of Jesus can be deemed more probable than others, certainty remains elusive. The nature of the sources, the time gap between the events and their recording, and the theological intentions of the authors all mean that reconstructions of the historical Jesus are often offered with a degree of caution.

In summary, while there’s a valid point about potential circularity in historical Jesus research, many scholars believe that by being aware of their presuppositions, employing comparative methods, and acknowledging the limitations of their conclusions, they can still produce meaningful and plausible reconstructions of the past. The challenge, of course, is discerning the line between a historically cautious approach and a circular or overly presumptive one.

–0–

Me: It sounds like you’re saying that the cautious scholar is simply aware of the circularity of his endeavour but is unable to avoid it.

ChatGPT:

That’s a fair way to characterize the challenge. The inherent circularity in historical Jesus research arises from the tension between using the Gospels as sources of information about Jesus while simultaneously trying to assess their historical reliability. Here are a few nuances and clarifications:

      1. Historical Sources are Always Interpreted: Every historical source, not just the Gospels, is a blend of observation, interpretation, bias, and sometimes even fabrication. Historians always engage in the task of discerning how events were perceived, remembered, and recorded. While the circularity in historical Jesus research is more pronounced due to the theological nature of the sources, the process of interpreting and critically assessing sources is a staple of historical methodology.
      2. Criteria and Methodology: The criteria of authenticity (like embarrassment, dissimilarity, etc.) were developed as tools to try to break out of this circle by providing an “objective” means of assessing the Gospels’ content. However, as you’ve rightly pointed out, these criteria have faced criticism and are seen by some as being part of the circular process. Being aware of these limitations is essential, even if it doesn’t wholly resolve the issue.
      3. Historical Probability: One way to navigate this challenge is to frame discussions in terms of historical probability rather than certainty. Instead of aiming for concrete conclusions, many scholars try to determine what is more or less likely based on available evidence.
      4. Comparative Historical Context: Placing the Gospels in the wider context of other ancient writings, archaeological evidence, and the socio-political landscape of the time can provide external reference points against which Gospel accounts can be compared. This comparative approach can, to some extent, help mitigate the risk of circularity.
      5. Transparent Presuppositions: Being upfront about one’s presuppositions is crucial. While all scholars bring certain biases to their work, acknowledging them and being transparent about one’s methodology allows others to critically assess conclusions and arguments.
      6. The Value of the Endeavor: Despite the challenges and potential circularity, many scholars believe there’s value in the endeavor. Even if one can’t establish events with certainty, shedding light on the early Christian community’s beliefs, practices, and self-understanding is itself a worthy historical task.

In conclusion, while the potential for circular reasoning is a recognized challenge in historical Jesus research, scholars aim to navigate this by employing a range of methods, being transparent about their presuppositions, and framing their conclusions in terms of probability rather than certainty.

–0–

Me: What other historical research has that kind of circularity at its foundation?

ChatGPT:

The potential for circularity isn’t unique to historical Jesus research. Many areas of historical inquiry grapple with similar challenges, especially when primary sources are limited, are of a particular genre that blends fact with fiction or interpretation, or come from a context that has strong ideological or religious biases. Here are some examples:

    1. Ancient Mythologies and Foundational Stories: Many ancient cultures have foundational myths or legends, such as the tales of Romulus and Remus in the founding of Rome or the stories about King Arthur in British lore. Determining the historical realities behind such stories, if any exist, is challenging. Scholars can sometimes fall into a circular trap, using the narratives themselves as evidence for the events they describe.
    2. Biographies of Ancient Figures: Ancient biographies, unlike modern ones, often blended historical facts with moral lessons, allegories, and mythologies. The biographies of figures like Alexander the Great or Augustus Caesar, while based on historical figures, contain elements that are clearly legendary or propagandistic. Disentangling the historical from the legendary can be fraught with potential circularity.
    3. Religious Texts: Historical research into figures like the Buddha, Muhammad, or Moses faces challenges similar to those in historical Jesus research. Religious texts often blend history, theology, and interpretation, and determining the historical core can be difficult.
    4. Prehistoric Cultures: For cultures without written records, our primary sources of information are archaeological finds. Interpretations of these finds can sometimes be circular. For example, if a particular type of pottery is believed to be ceremonial based on its location and then another similar item is labeled ceremonial based on its resemblance to the first, a potentially circular argument has been made without external corroborating evidence.
    5. Oral Histories: Cultures with strong oral traditions, but limited written records, present challenges. The stories and histories passed down orally can evolve over time, and when they are finally recorded, the line between historical event and embellished or altered story can be blurry.
    6. Historiographies: When later historians rely heavily on earlier ones without a clear line to primary sources, there’s a risk of circularity. Later accounts might be seen as independent corroborations when they are, in fact, merely repetitions of earlier narratives.

These examples underscore that potential circularity is a challenge in many areas of historical research, not just in studies about Jesus. The key is for historians to recognize these pitfalls and be as transparent and methodical as possible in their methodologies, always open to reevaluation and critique.

–0–

I found it most refreshing and challenging to engage with such a “thoughtful” dialog partner. Certain New Testament scholars and their lay acolytes could learn a lot about how to engage with questions that challenge their assumptions and how to respond with civility and professionalism.

I continued the discussion by delving into problems of methodology. See the next post.


2023-09-27

Not All Historians Are Equal

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This work is licensed under a Creative Commons Attribution 4.0 International License.

by Neil Godfrey

I have often tried to point out how historians as a rule have very different standards and methods for verifying past events from those we too often find among Bible scholars writing about Christian origins and Jesus himself. Two statements of “non-biblical” historians I have quoted in the past epitomize the divide between the two fields:

From the viewpoint of a professional historian, there is a good deal in the methods and assumptions of most present-day biblical scholars that makes one not just a touch uneasy, but downright queasy.Donald Harman Akenson

and when discussing a prominent New Testament scholar’s efforts to sift the historically probable from the mythical accretions in the gospels a leading ancient historian concluded:

This application of the ‘psychological method’ is neat, plausible, commonsensical. But is the answer right? Not only in this one example but in the thousands upon thousands of details in the story upon which Goguel or any other historian must make up his mind? I do not know what decisive tests of verifiability could possibly be applied. The myth-making process has a kind of logic of its own, but it is not the logic of Aristotle or of Bertrand Russell.Moses Israel Finley

But look what another prominent modern historian has written about the historical veracity underlying the Gospels. It is found in his book titled A Student’s Guide to the Study of History.

Consider the very words of the Gospel of St. Luke, Chapter 2:

And it came to pass, that in those days there went out a decree from Caesar Augustus, that the whole world should be enrolled. / This enrolling was first made by Cyrinus, the governor of Syria. / And all went to be enrolled, every one into his own city. / And Joseph also went up from Galilee, out of the city of Nazareth into Judea, to the city of David, which is called Bethlehem: because he was of the house and family of David. To be enrolled with Mary his espoused wife, who was with child. / And it came to pass, that when they were there, her days were accomplished, that she should be delivered. / And she brought forth her firstborn son, and wrapped him in swaddling clothes, and laid him in a manger; because there was no room for them in the inn….

This description—or account—is exactly and thoroughly historical. There is nothing even remotely comparable to that in the accounts of the coming of other gods or founders of religions, whether Greek or Roman or Oriental. Unlike other founders of religions before him, Jesus Christ was a historical person. For believing Christians he was not only a historical person of course, but that is not our argument here. The historicity of Jesus Christ (which we may regard as God’s great gift to mankind) is incontestable: there exist Jewish and Roman and other sources about the fact of his existence, though not of course of all his deeds and sayings (or of their meaning). The very writing of St. Luke is marked by the evidence of something new at that time: of historical thinking.  — John Lukacs, pp 14f. of Student’s Guide — italics original in all quotations; bolding is mine.

Three things to note:

  1. The primary reason Lukacs claims to believe in the historicity of Jesus is the writing style of the Gospel of Luke;
  2. Who would ever have expected to read in a book for students of history the reminder that Jesus Christ may be regarded as “God’s great gift to mankind”?
  3. Other sources testifying to Jesus are added in what appears to be a secondary note that merely confirms the conclusion to be drawn from the first.

Four points to ponder:

— 1. The actual content of that passage in Luke’s gospel is itself fiction! There never was a world-wide census requiring persons to return to their “own cities” to be counted. Such an event is entirely fanciful. Imagine the nightmare of trying to enforce it in reality. The scenario is a fairy-tale event told in the historical genre. The same historical genre goes on to depict angels in the sky talking to shepherds, a virgin giving birth and a host of other miraculous and supernatural events. Are we really to conclude from the “historical style” of Luke that it must be about genuine historical persons and events?

— 2. The Jewish and Roman sources are all written a century and more after the supposed event and can only tell us what some people at that time believed. Worse, some of those sources have a history of being disputed as forgeries. Those kinds of sources — where the origins of the narratives cannot be known — are never embraced as secure and foundational in other historical research.

— 3. Second Temple Judean fiction is known to embrace the historical style but that is no reason to conclude that the contents of those narratives are historical. Witness the historical style introducing the fanciful stories of Esther . . .

This is what happened in the days of Xerxes, who reigned over 127 provinces from India to Cush. In those days King Xerxes sat on his royal throne in the citadel of Susa. In the third year of his reign, Xerxes held a feast for all his officials and servants. The military leaders of Persia and Media were there, along with the nobles and princes of the provinces. And for a full 180 days he displayed the glorious riches of his kingdom and the magnificent splendor of his greatness.

of Tobit . . .

The tale of Tobit son of Tobiel, son of Ananiel, son of Aduel, son of Gabael, of the lineage of Asiel and tribe of Naphtali. In the days of Shalmaneser king of Assyria, he was exiled from Thisbe, which is south of Kedesh-Naphtali in Upper Galilee, above Hazor, some distance to the west, north of Shephat.

of Daniel . . .

In the third year of the reign of Jehoiakim king of Judah, Nebuchadnezzar king of Babylon came to Jerusalem and besieged it. And the Lord delivered Jehoiakim king of Judah into his hand, along with some of the articles from the temple of God. These he carried off to the temple of his god in Babylonia and put in the treasure house of his god. Then the king ordered Ashpenaz, chief of his court officials, to bring into the king’s service some of the Israelites from the royal family and the nobility.

— 4. But fiction told with historical verisimilitude was not unique to the Judeans. The Greco-Roman literary world knew it well. If Homer had written a history of the Trojan war with gods fighting humans, a later author appealed to the more rational and sceptical readers of a later generation by finding an account that explained “how it really happened – historically!”

Cornelius Nepos sends greetings to his Sallustius Crispus.

While I was busily engaged in study at Athens, I found the history which Dares the Phrygian wrote about the Greeks and the Trojans. As its title indicates, this history was written in Dares’ own hand. I was very delighted to obtain it and immediately made an exact translation into Latin, neither adding nor omitting anything, nor giving any personal touch. Following the straightforward and simple style of the Greek original, I translated word for word. Thus my readers can know exactly what happened according to this account and judge for themselves whether Dares the Phrygian or Homer wrote the more truthfully-Dares, who lived and fought at the time the Greeks stormed Troy, or Homer, who was born long after the War was over. When the Athenians judged this matter, they found Homer insane for describing gods battling with mortals. . . . — letter claiming to be by the discoverer (Dares the Phrygian) of an eye-witness account of the Trojan War (by Dictys of Crete)

There are people today who still believe in “a historical core” behind one ancient tale told with all seriousness, even though it was originally presented by a philosopher as a myth:

Many great and wonderful deeds are recorded of your state in our histories. But one of them exceeds all the rest in greatness and valour. For these histories tell of a mighty power which unprovoked made an expedition against the whole of Europe and Asia, and to which your city put an end. This power came forth out of the Atlantic Ocean, for in those days the Atlantic was navigable; and there was an island situated in front of the straits which are by you called the Pillars of Heracles; the island was larger than Libya and Asia put together, and was the way to other islands, and from these you might pass to the whole of the opposite continent which surrounded the true ocean; for this sea which is within the Straits of Heracles is only a harbour, having a narrow entrance, but that other is a real sea, and the surrounding land may be most truly called a boundless continent. Now in this island of Atlantis there was a great and wonderful empire which had rule over the whole island and several others, and over parts of the continent, and, furthermore, the men of Atlantis had subjected the parts of Libya within the columns of Heracles as far as Egypt, and of Europe as far as Tyrrhenia.

Other examples could fill a book but I’ll limit myself to just one particularly dry, matter-of-fact biographical/historical narrative introduction:

I set out one day from the Pillars of Hercules and sailed with a following wind into the western ocean. My voyage was prompted by an active intellect and a passionate interest in anything new; the object I proposed to myself was to discover the limits of the ocean and what men dwelt beyond it. For this reason I took a great deal of food on board, and plenty of water. I got hold of fifty men of my own age and interests, as well as quite a store of arms, hired the best navigator I could find at a considerable salary, and strengthened the ship—a light transport—for a long and trying voyage. — from Lucian, A True History.

Is there any reason to disbelieve this introduction? Yes, there is. In this case the author warned us of exactly what he was about to write. We read in the lines immediately preceding that passage:

My subject, then, is things I have neither seen nor experienced nor heard tell of from anybody else: . . . So my readers must not believe a word I say.

The author was in fact writing a parody of works that pretended to be “true histories”:

I trust the present work will be found to inspire such reflection. My readers will be attracted . . . by the novelty of the subject, the appeal of the general design, and the conviction and verisimilitude with which I compound elaborate prevarications, . . . So when I came across all these writers, I did not feel that their romancing was particularly reprehensible; evidently it was already traditional, even among professed philosophers; though what did surprise me was their supposition that nobody would notice they were lying.

So why would Lukacs have confessed to being persuaded by the historical style of the second chapter of the Gospel of Luke — apparently blind to the fact that that style was being used to to describe a fictional event? Another historian pointed us to where we are likely to find the answer:

[T]he reader . . . must re-enact what goes on in the mind of the historian. Study the historian before you begin to study the facts. This is, after all, not very abstruse. It is what is already done by the intelligent undergraduate who, when recommended to read a work by that great scholar Jones of St Jude’s, goes round to a friend at St Jude’s to ask what sort of chap Jones is, and what bees he has in his bonnet. When you read a work of history, always listen out for the buzzing. If you can detect none, either you are tone deaf or your historian is a dull dog. The facts are really not at all like fish on the fishmonger’s slab. They are like fish swimming about in a vast and sometimes inaccessible ocean ; and what the historian catches will depend, partly on chance, but mainly on what part of the ocean he chooses to fish in and what tackle he chooses to use – these two factors being, of course, determined by the kind of fish he wants to catch. — E. H. Carr, p. 23 of What is History?

John Lukacs (source)

We don’t have to ask a friend who may know John Lukacs. We have Lukacs giving an account of the bee in his bonnet in We at the Center of the Universe. There he writes:

. . . I happen to believe in God, and that Christ was his son. (Why I believe this, or perhaps why I wish to believe it, is not easy to tell, being part and parcel of my interior life — something that does not belong here.) Still, what this belief means, and what it ought to mean, is a recognition that Christ’s life among us, on this earth, may have been the cen­tral event in the history of mankind. If so, then this histor­ical event took place in what was then (and not only then but since and in the future) the center of the universe. I know that, being such a believer, I am among a minority of human beings. . . . 

To this I wish to add my anxiety about many believing Christians whose belief in Christ may be honest, sincere, and profound. Evidence suggests that their view of the world and of its history now exists together with, or at least alongside, their belief in endless progress, including the power of humankind to know and rule more and more of the universe, beyond this small planet where God makes us live. Sometimes I fear that as the life of Christ—only 2,000 years ago, a tiny portion of what we know of the history of mankind—becomes further and further away because of the passage of time, the meaning of his words, his life, his calvary may weaken in the imagination of men. . . . — Lukacs, pp. 8f of At the Center.

 


Akenson, Donald Harman. Surpassing Wonder: The Invention of the Bible and the Talmuds. New edition. Chicago: University of Chicago Press, 2001.

Carr, Edward Hallet. What Is History? New York: Vintage, 1967.

Finley, M. I. Aspects of Antiquity: Discoveries and Controversies. Harmondsworth, Middlesex: Penguin, 1972.

Frazer, Jr., R. M., trans. The Trojan War: The Chronicles of Dictys of Crete and Dares the Phrygian. Bloomington & London: Indiana University Press, 1966.

Lucian. “A True Story.” In Collected Ancient Greek Novels, edited by B. P. Reardon, translated by B. P. Reardon, 619–49. Berkeley: University of California Press, 1989.

Lukacs, John. A Student’s Guide to the Study of History. Wilmington, Delaware: Intercollegiate Studies Institute, 2014.

Lukacs, John. We at the Center of the Universe. South Bend, Indiana: St. Augustines Press, 2017.

Plato. Timaeus. Translated by Benjamin Jowett. Pennsylvania State University Press, 1999.



2023-08-31

Gospel and Historical Jesus Criticism — Method and Consistency

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This work is licensed under a Creative Commons Attribution 4.0 International License.

by Neil Godfrey

Some critics have portrayed me as being like a moth fluttering to the nearest flame, as one who is always attracted to the latest most radical viewpoint, and therefore my views cannot be taken seriously. What those critics generally fail to recognize, however, is the consistency of my readings of the sources and the fact that my approach is for most part taken for granted among scholars who specialize in other fields of historical research.

Let me explain.

The historians of ancient Rome have their text sources: Tacitus, Suetonius, etc. Those historians have been trained to read those texts in a critical manner: What is the bias of the author? How could the author have known the details we are reading? etc.

At first glance, it appears that critics of the Gospels follow the same approach, and at a certain superficial level they do: What is the theological bias of the author of this gospel? What are the implied or likely sources for this or that episode or saying?

But there is a fundamental difference too often overlooked in the literature of New Testament scholarship that changes everything.

Before I explain that fundamental difference, let me narrate how I came to discern the great chasm between historical inquiry into “secular” ancient history and “biblical” history.

It was some years ago when I suppose I was still feeling somewhat raw from having discovered how wrong “about everything” I had once been in a religion that I had left behind. I had learned many lessons from my experience of having been so wrong — think of “In Praise of Failure” of my previous two posts — and had become hyper-sensitive about repeating mistakes and falling into a new set of misdirections. So when I encountered Earl Doherty’s case for Jesus being non-historical my instinctive reaction was extreme caution and scepticism. Was this just another idea that had no basis, was entirely ad hoc, a fancy for hobbyists?

I dedicated a lot of time to trying to work through exactly how we know anything at all “for a fact” about the ancient past. I read widely but found that most historians seemed to take for granted certain data that they read in their sources. They had their reasons for rejecting this or that detail, but I rarely found a clear explanation of how they came to conclude that, for instance, Julius Caesar really was assassinated, or that there really was a Great Fire in Rome in the time of Nero. That Julius Caesar and Nero really existed was evident enough from material evidence – coins and monuments. But what about Socrates? The historians seemed to have an abundance of data but I searched without much success to find a clear explanation for why they seemed to take certain information for granted (e.g. the existence of Socrates).

It took some time but I eventually came to identify the foundations of their knowledge.

The existence for Socrates, for whom we have no surviving physical monuments, was accepted for essentially the same reason they accepted the historicity of Julius Caesar: the evidence of one source was corroborated independently by another contemporary source. Even literary sources could corroborate one another. Historians focussed on areas for which they had sources whose provenance they could reasonably understand and trust, and that were demonstrated to be of the kind that had good grounds for conveying largely reliable information. Such sources are on the whole independently corroborated. Such understanding is the bread and butter of historians and many do seem to take it for granted so that it “goes without saying”.

But not every detail in those sources is taken for granted as historical, of course. Take the case of the plague of Athens during the Peloponnesian War. That there was a plague would seem to be corroborated by the fact that our main source for it — Thucydides — we know from other information was evidently an eyewitness and in a position to know and record the fact. It does not follow that every detail Thucydides wrote was historical, however. We also have fictional dramatic works describing plagues and since we see these closely mirrored in Thucydides’ description of the Athenian plague, it is reasonable to conclude that Thucydides drew upon those fictional sources to dramatize his otherwise historical narrative.

Can a historian sift historical information from the Gospels in the same way he or she does from Thucydides? The answer is a resounding No. That is because we have no contemporary or reliable information about the identity of their authors. We don’t even have any independent evidence to help us decide when they were written — except that they had to be some time before the middle or late second century because that’s when we find them discussed by Church Fathers. Moreover, and here is a point I find commonly misunderstood, they do not even evince core characteristics of other historical writings of the time: they do not even seek to give readers explicit or implicit reasonable grounds for trusting them. Yes, the Gospels of Luke and John do point to “eyewitnesses” but they do so in such vague and cryptic terms that doubts inevitably arise among readers who are familiar with similar yet more detailed and testable claims by other historians. The authors hide their identities, or leave readers guessing about their ability to trust them. The Gospel of Matthew plays with the word “mathete” in a way that leads readers of the Greek text to suspect the author is indeed a certain Matthew, but who that Matthew was we have no idea; Luke in his second volume (Acts) slips into “we” as if he himself is an eyewitness reporter, but again it is all very vague and cryptic. We don’t know who this supposed eyewitness is. And the final word must be that the Gospels are clearly theological narratives advocating belief in a miracle story. Anyone familiar with the historical writings of the era cannot fail to notice the stark differences.

I have spoken of independent corroboration. Independent corroboration has to come from contemporaries or from persons who have access to information contemporary with the composition of the texts being studied. A document that appears decades after the source text can do no more than tell us what someone believed (or wanted others to believe) in their own time. One of the reasons historians reject the claim that Martin Luther committed suicide lies in the fact that it first appeared only “twenty years” after his death.

We have no independent evidence to pin down a date for the creation of the Gospels. We may surmise from internal evidence (e.g. the prediction of the destruction of the Temple) that a work was composed around the time of its destruction but that is essentially nothing more than speculation.

Our extant evidence compels us to keep the following factors in mind when reading the Gospels as historical sources:

  • We do not know who wrote them or the circumstances in which they were written;
  • We do not know when they were written (short of somewhere between the early first century and the mid to late second century);
  • We do not know what sources were used for their narratives and sayings (short of some episodes and speeches being clear adaptations of Old Testament writings).

New Testament scholars long relied upon what they called “criteria of authenticity” to try to establish strong probabilities for the historical veracity of certain details but that method is alien to the methods used by other historians. Example:

  • If an episode points to a negative act by a Church hero such as Peter’s denial of Jesus, it is likely to be true – “the criterion of embarrassment”.

Such methods have long been dismissed as logically fallacious by other historians and are finally being acknowledged as flawed by New Testament scholars. In the case of the above example, it is reasonable to imagine the embarrassing story is created to encourage other followers that know that God can forgive and rehabilitate those who are weak and fall.

Some New Testament scholars have turned away from the criteria of embarrassment and have turned to “memory theory” instead. But again, we are in the realm of circularity: we begin with the assumption that there is a historical event that has spawned the Gospel narrative, but we believe that there is a historical event at the start because we we can see “how it has been modified” by various interests before reaching the Gospel author.

We can hypothesize how Gospel stories originated, that they came to the authors by means of oral traditions, but hypotheses can never be more than hypotheses unless we can find indisputable evidence that lifts them beyond that status.

My approach to reading the Gospels is through the acknowledgement of these realities. This perspective is grounded in the all but taken for granted approach of historians who undertake research into other times and places. As long as certain questions about the source documents remain open those documents cannot be read or used in the same way as sources for which those questions are definitively answered.

This is not hyper-scepticism or straining to be some sort of contrarian. It is acknowledgment of the realities about our sources.

 

 

 


2023-08-17

The Memory Mavens, Part 14: Halbwachs and the Pilgrim of Bordeaux

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by Tim Widowfield

Emperor Constantine and his mother, Helena

Once or twice a year, Academia likes to email me a link to Anthony Le Donne’s page, highlighting the third chapter from his magnum opus. In that chapter, entitled “History and Memory,” he introduces us to Maurice Halbwachs and his “seriously deficientLa topographie legendaire des evangiles en terre sainte: Étude de memoire collective. I had once held out some hope that Le Donne would fix this chapter’s more obvious errors, such as calling Helena Constantine’s wife, but that’s never going to happen. So each time I read it, I sigh and shake my head.

The “Deficiencies”

In what ways, specifically, is La topographie lacking? Le Donne noted Halbwachs’s first deficiency was that “he relied heavily upon the account by the pilgrims [sic] of Bordeaux and neglected any part that Constantine played in the localization of holy sites.” It appears by his reference to “pilgrims,” Le Donne doesn’t understand that the first chapter of Halbwach’s book refers to a single Christian pilgrim who probably wrote this work in or soon after 333 CE.

The oldest testimony that we have of a traveler who went to Jerusalem on pilgrimage is a work called “The Account of the Pilgrim of Bordeaux.” We can place the exact date after the phrase: at Constantinople “albulavimus, Dalmatio et Zenophilo consulibus, d.III kal. Jun. Chalcædonia, etc.,” which is to say, 333 CE – 300 years after the passion and death of Christ, 263 years after the destruction of Jerusalem in by Titus, 198 years after the reconstruction of this city (Ælia Capitolina) by Hadrian. The voyage to Jerusalem by Helena, the mother of Constantine, occurred around 326 CE. (Halbwachs 1941, p. 11, my translation)

[translator’s note] Wess. 571, 6-8, “Item ambulavimus Dalmatico et Zenophilo cons. III. kal. Iun. a Calcedonia et reversi sumus Constantinopolim VII kal. Ian. cons. Suprascripto.In the year 333, CE, these two men – Flavius Valerius Dalmatius and Marcus Aurelius Zenophilus – served joint consuls. See: Cuntz Otto and Gerhard Wirth. 1990. Itineraria Antonini Augusti et Burdigalense. Stuttgart: Teubner. See also: Stewart Aubrey and C. W Wilson. 1887. Itinerary from Bordeaux to Jerusalem [Itinerarium Burdigalense]: “The Bordeaux Pilgrim“; (333 A.D.)

Any fair reading of the text must recognize the heavy reliance on the pilgrim’s work. After all, it starts on page 11 and rambles on for 52 pages. Why did Halbwachs spend so much time referring to the pilgrim’s itinerary? He was forthright about his reasons for doing so.

Consider this text: how could we not take some time to study it? It is a unique remnant, closest to the period in which the events recounted in the gospels would have taken place, before which we find only a few texts in the writings of the early Church Fathers, but no continuous account from someone who witnessed the places. (Halbwachs 1941, p. 11, my translation)

He reminds us that the next instance we have of such an itinerary comes fifty years later with the Peregrinatio ad loca sancta by the Galician nun, Egeria (Ætheria).

Fifty years is a long time in a century where, after the construction of Constantine, many new traditions were quickly established. Moreover, in this second 60-page text, Ætheria’s journeys to Sinai, Mount Nebo, Mesopotamia and Cilicia – i.e. places mentioned only in the Old Testament – take up a significant part. Ætheria lived in Jerusalem for three years. She emphasizes ceremonies that take place on different days of the year around the Holy Sepulcher and Calvary, on Mount Zion, at Eleona, and on the Mount of Olives. She describes them meticulously and vividly; but there are only a few topographical indications. (Halbwachs, 1941, p. 12, my translation)

DUCCIO DI BUONINSEGNA: Cristo y la samaritana, 1310-1311

A Foundation

Notwithstanding this heavy reliance, a fair reading of the text must also acknowledge that Halbwachs does not rely solely upon our pilgrim, but quite often uses his work as a kind of baseline — a foundation upon which to compare other descriptions and analyses. Each successive account gives us a new perspective, but the pilgrim’s account is the first nearly complete itinerary of the sites — all the more valuable, because it describes the situation directly after Constantine and Helena made their marks on Palestine.

(I will note here that Halbwachs mentioned Constantine by name over 30 times, which I think you’ll agree is a rather unusual way to “neglect” the emperor. We’ll return to that theme later on.)

Remember, too that Halbwachs himself visited some of the same sites and had his own memorable experiences. Take, for example, Jacob’s Well (later believed to be place where Jesus met the Samaritan woman): Continue reading “The Memory Mavens, Part 14: Halbwachs and the Pilgrim of Bordeaux”


2023-05-22

The Memory Mavens, Part 13: The Purpose of Halbwachs’s La Topographie

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by Tim Widowfield

Maurice Halbwachs
Maurice Halbwachs, French Sociologist, 1877-1945

After the previous post (The Memory Mavens, Part 12: The Collective Memory of a Halbwachs Quotation), I uploaded my translation of the Introduction to La Topographie Légendaire des Évangiles en Terre Sainte to Vridar. You can find it embedded on this page. I will be adding chapters as time permits. The top-level page will be found here: MAURICE HALBWACHS — Works Translated into English  (which is visible in the Vridar side panel under Pages).

Reading the works of the Memory Mavens (specifically, those self-professed experts in the English-speaking world), you might have the impression that Halbwachs had missed the mark with this book. As I mentioned in other posts, Anthony Le Donne and Barry Schwartz had little good to say about it. Le Donne insisted it was “seriously deficient in many ways” (Le Donne 2009, pp. 43-44). Schwartz wrote:

Halbwachs’s greatest failure is his inability to see commemoration as anything more than an elaborate delusion.

It is not just that localizations distort history; the more they distort the better they work. Halbwachs advances a pejorative conception of collective memory, one that distrusts and works to undermine established beliefs. He assumes that memory, as opposed to history, is inauthentic, manipulative, shady, something to be overcome rather than accepted in its own right. That commemoration is a selective celebration rather than an inferior version of history escapes Halbwachs. He cannot fully grasp what sacred sites accomplish, how they transmute reality to mobilize and sustain religious sentiment and, above all, elevate Jesus and sustain faith in what he did and represented.

(Schwartz 2005, p. 49, emphasis mine)

After several paragraphs of scolding Halbwachs, he proclaimed:

From the social memory standpoint, then, our object of study is not the authenticity of the Gospels; it is rather the Gospels as sources of information about the popular beliefs of early Christianity.

(Schwartz 2005, p. 50)

Are we to infer that Halbwachs didn’t know that? After reading Halbwachs’s introduction (which today’s scholars will not do), we might come away with a different interpretation. In his essay, Schwartz was focused on gleaning information about what happened in first-century Palestine. He chastised both Bultmann and Halbwachs for their skepticism under this section header: The Cynical Discipline (p. 45). He suggested that both men smugly swept aside all gospel evidence, happy to declare any and all traditions as inauthentic.

“Just wait a bit. Soon there will come a new species of men – narrow, hard, and systematic – who will go further in the direction of ruthless criticism and denial. Then you will miss Mr. Renan.”

But what did Halbwachs actually say? First, he listed the various reasons one might wish to take a trip to the so-called Holy Land, and then he said: Continue reading “The Memory Mavens, Part 13: The Purpose of Halbwachs’s La Topographie


2023-05-15

The Memory Mavens, Part 12: The Collective Memory of a Halbwachs Quotation

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by Tim Widowfield

La topographie légendaire des Évangiles en Terre Sainte: étude de mémoire collective

Over the past several weeks, I’ve been working on an English translation of Halbwachs’s La topographie légendaire des Évangiles en Terre Sainte (The Legendary Topography of the Gospels in the Holy Land). A paperback version with its vivid red cover, sitting at the foot of my bed, has been catching my eye for many months. Recently, I finally picked it up and started reading it again, happy to find that he wrote in not some impenetrable scholastic French, but in a rather conversational (yet still quite proper) register.

I had three years of French in an American high school, so my competence is suspect. However, starting several years ago I’ve been working at getting better with the help of Duolingo and Pimsleur. That said, I often find myself entering sentences into various online services to compare my translations to theirs.

The Original Source

One of the sentences that popped out at me was this one from the last paragraph of the introduction:

Si, comme nous le croyons, la mémoire collective est essentiellement une reconstruction du passé, si elle adapte l’image des faits anciens aux croyances et aux besoins spirituels du présent, la connaissance de ce qui était à l’origine est secondaire, sinon tout à fait inutile, puisque la réalité du passé n’est plus là, comme un modèle immuable auquel il faudrait se conformer.

(Halbwachs 1941, p. 9)

I have translated this passage as:

If, as we believe, collective memory is essentially a reconstruction of the past, if it adapts the image of ancient events to the beliefs and spiritual needs of the present, knowledge of what was originally there is secondary, if not outright useless, since the reality of the past is no longer there as an immutable model to which one has to conform.

(Halbwachs/Widowfield 2023, bold emphasis mine)

It sounded awfully familiar. And then I remembered a Halbwachs quotation in Memory and Identity in Ancient Judaism and Early Christianity that I hadn’t been able to find in the original text. Schwartz wrote:

In The Legendary Topography of the Gospels, he declares, “If, as we believe, social memory is essentially a reconstruction of the past, if it adapts the image of ancient facts to the beliefs and spiritual needs of the present, then a knowledge of the origin of these facts must be secondary, if not altogether useless, for the reality of the past is no longer in the past.” (Halbwachs 1992b, 7).

(Schwartz 2014, p. 19, bold emphasis mine)

Back in the day, I had been confused, because Schwartz’s bibliographical citation for “Halbwachs 1992b” contained this note:

Translated into English as pages 193–235 in On Collective Memory. Edited and translated by Lewis A. Coser. Chicago: University of Chicago Press. [orig. 1941]

The unsuspecting reader (in this case, me) might think La Topographie had been translated in its entirety and placed at the end of the English translation of On Collective Memory. However, if you’ve read my series on the Memory Mavens, you will recall that it was only the final chapter — the conclusion — that Coser translated.

In his introduction, Coser condensed Halbwachs’s perspective: Continue reading “The Memory Mavens, Part 12: The Collective Memory of a Halbwachs Quotation”


2023-05-10

The Troubled “Quiet” before the Jewish Diaspora’s Revolt against Rome: 116-117 C.E.

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by Neil Godfrey

After having frequently questioned the claims that the first Jewish War that began under Nero and ended with the destruction of the Jerusalem temple in 70 CE was motivated by messianic hopes, it is time for me to state where I believe evidence for popular enthusaism for the advent of a messiah does emerge. It is in the aftermath of what might justifiably be described as the “trauma” of the loss of the Temple at the hands of Titus. This is also the period in which many scholars see the critical shaping of what became Christianity and Judaism as they are know today.

This post is the third in a series covering the main ideas of a book by Livia Capponi, Il Mistero del Tempio = The Mystery of the Temple :

  1. Reconstructing the Matrix from which Christianity and Judaism Emerged
  2. Rebellion of the Diaspora — the world in which Christianity and Judaism were moulded

Here we survey the period Eusebius described as “stasis”, the pause before the eruption of the bloodbath in early 116 CE. Warning: some of the subject matter is complex insofar as it looks at confusions of similar sounding names in the records.

I follow Steve Mason’s preference for the term “Judean” over “Jew” for the most part. Mason explains:This is not because I have any quarrel with the use of Jews. . . . But our aim is to understand ancient ways of thinking, and in my view Judeans better represents what ancients heard in the ethnos-polis-cult paradigm. That is, just as Egypt (Greek Aegyptos) was understood to be the home of Egyptians (Aegyptioi), Syria of Syrians, and Idumaea of ldumaeans, so also Judaea (Ioudaia) was the home of Judeans (loudaioi) — the only place where their laws and customs were followed. Jerusalem was world-famous as the mother-polis of the Judeans, and Judaea was Jerusalem’s territory. That is why Judeans (like other immigrants) did not enjoy full citizen rights in Alexandria, Antioch, or Ephesus and could face curtailments of privileges or even expulsion. With other non-natives, and like foreigners in Jerusalem, they lived outside the homeland on sufferance.” — (Mason, p. 90)

The argument in brief

In brief, the argument is that Trajan began his reign with positive relations towards the Judeans, motivated largely by his need to secure his supply lines in his war against Parthia as any desire to continue Nerva’s comparatively liberal policies. There are several reasons to believe that the Judeans had their hopes raised for the rebuilding of the Jerusalem temple and for that reason many in the diaspora were encouraged to return to Judea. 

This post is a survey of the evidence from which the events leading to the revolt of 116-117 are reconstructed, with particular focus on the Acts of the Pagan Martyrs and rabbinic legends.

Events

A new era promised for Judeans?

96/97 CE — Capponi states that the emperor Nerva introduced a new era of improving relations with the Judeans of the empire when he abolished the tax that had been imposed on them all by Vespasian from the time of the destruction of the Jerusalem Temple. She points to Goodman’s discussion of coins issued by Nerva in 96/97 in support of this claim. Goodman writes:

Nerva coin reads fisci Judaici calumnia sublata – Wikimedia Commons

The precise import of the legend on his coins, FISCI IUDAICI CALUMNIA SUBLATA, is debated and debatable. The term sublata is otherwise unattested on Roman coins, and, although it was not uncommon to advertise remission of taxes, an abusive term (calumnia) in reference either to the treasury responsible for taxes, or to those who brought accusations to the treasury, or to the whole notion of the tax, is extraordinary, and perhaps only possible when a new emperor wished to make an exceptionally strong statement of disassociation from the previous regime. Many historians have asserted that the beneficiaries of Nerva’s new policy were non-Jews maliciously accused of Judaizing, but it seems to me equally, if not more, likely that Nerva’s reform was aimed at native, practising Jews. ‘Fisci ludaici‘ should mean ‘of the treasury of Judaea’ or ‘of the Jewish treasury’. As Hannah Cotton has pointed out to me, the motif of the palm tree was used explicitly to denote Judaea on Roman coinage. Thus the malicious accusation that has been removed (calumnia sublata) may have been the very existence of a special Jewish treasury, with its invidious tax which singled out Jews, unlike all other inhabitants of the empire, for payment of annual war reparations after unsuccessful revolt.  (Goodman, 176)

When Nerva died, Trajan sought to perpetuate the sense of a new era which had been associated with his predecessor. — Horbury, 303

98 CE — Trajan becomes emperor and follows Nerva’s moderate and more liberal policies. First, towards the Greek elites in Alexandria of Egypt. In 98 CE Trajan issued the following letter to the city of Alexandria:

Aware that the city has distinguished itself by its loyalty to the Augustus emperors, and having in mind the benefits that my divine father has conferred on you […], and having personal feelings of benevolence, I commend you first of all to myself, and then also to my friend and prefect Pompey Planta, so that with all care I may assure you the enjoyment of continued peace (eirene), prosperity (euthenia) and the common rights of each and all . . . (P. Oxy., 42 3022 Greek text available at papyri.info).

It is in the end not very surprising that university students of history, with some knowledge of the sources for, say, Tudor England or Louis XIV’s France, find ancient history a ‘funny kind of history’. The unavoidable reliance on the poems of Horace for Augustan ideology, or in the same way on the Eumenides of Aeschylus for the critical moment in Athenian history when the step was taken towards what we know as Periclean democracy, helps explain the appellative ‘funny’.  — Moses I. Finley  Ancient History: Evidence and Models p. 12

Some time between 107 and 113 CE it appears that relations between Trajan and the Alexandrian elites soured. The evidence Capponi relies on may appear unusual: it is a series of accounts that are generally understood to be fictional entertainment, variously known as the Acts of the Pagan Martyrs, Acts of the Alexandrian Martyrs, and the Acta Alexandrinorum — though the preferred title by one scholar is simply Alexandrian Stories. Historians do use these stories in their historical reconstructions but with “caution”.

Since the literature is not widely known, let me provide some insights into what historians have said about it as a source.

Acts of the Pagan Martyrs

From Andrew Harker’s study (Loyalty and Dissidence in Roman Egypt) of this literature,

The Acta Alexandrinorum tell the stories of the heroic deaths of Alexandrian Greek nobles. The favoured form of these stories is a record of their trial scene in the imperial court, usually presented as the official minutes (acta), with only a small amount of narrative. The Acta Alexandrinorum recycle the same archetypal story where a group of Alexandrian ambassadors travel to Rome and, on arrival, face a hostile emperor who has allied himself with their enemies, usually the Jewish community resident in Alexandria. . . .

Some of the stories have an historical, and perhaps a documentary, basis and use historical personages, but all surviving examples have been fictionalised to some extent. (p. 1 Harker)

– – –

The Acta Alexandrinorum literature was read in Egypt from the Augustan period to the mid-third century AD. (p. 2 Harker)

The literature is equally hostile to Romans, Jews and also Egyptians; that is all non-Greeks. . . . Alexandria was not a remote, isolated city that had unique problems with Rome, but very much part of the wider Hellenic Mediterranean world. . . .

The casting of the Romans and Jews as the judges and accusers of the Alexandrian heroes certainly would not have worked if there were no history of long-standing tension between the Alexandrian Greeks and the Romans and Jews. (p. 175 Harker – my highlighting)

. . . were truly popular and had a readership that covered a wide social spectrum in Roman Egypt. (p. 177 Harker)

From the scholar who is acknowledged as the first modern researcher into the Acts, Herbert Musurillo:

It is frequently a difficult task to determine when a piece of literature has been written primarily for propaganda (the literary characters being mere pawns in the presentation of a thesis), and when its aim is primarily entertainment, though with sharp political overtones. (p. 275 Musurillo)

. . . a study of the motifs which occur so frequently in the Acta indicates that they were intended to nourish the current prejudices of the interested circle-prejudices of an anti-Roman as well as an anti-Semitic nature-and to stir up their pride in an irretrievable past. (p. 275 Musurillo)

From the renowned classicist, Arnaldo Momigliano, whom Livia Capponi also cites:

It must therefore be ruled out that our documents have any partisan, pro- or anti-Semitic stance. However, just by reading them, it is also clear that they do not have the objectivity of truthful reports collected accurately but unofficially by listeners. Such reports undoubtedly form the basis of these “Acts” and thus explain the very plausible and often certainly true reports they give us as well as their contradictions. But it hardly needs saying that not only some details, such as the miracle of Serapis, but also whole episodes cannot be derived from these accounts. The whole episode of Fiacco’s corruption, with its mysterious colors, is invented. Therefore, given the current state of our knowledge, we are faced with these two facts in order to solve the literary problem constituted by these “Acts”: 1) the authentic and documentary background of their narratives; 2) the lack of any neutrality in their elaboration. . . . .

At least given our current knowledge, this collection of ‘Acts’ therefore seems to me to be understood as a novel with no higher purpose than ordinary novels; a novel built on historical data and thus usable, albeit with caution, as historical testimony. (p. 797f, Momigliano — translation.)

And finally from another historian of the Judean wars against Rome, William Horbury:

To move to the border between documents and literature, Alexandrian anti-Jewish and also anti-Roman feeling under Trajan and Hadrian breathe from the papyrus acts of the ‘pagan martyrs’. (p. 12 Horbury)

. . . events in Alexandria at the time of the revolt do receive some light from sources of a more anecdotal and publicistic kind. The ardently pro-Hellene, anti-Roman and anti-Jewish Acts of the Alexandrians, Greek accounts of trial scenes preserved in papyri, form a kind of propaganda literature presenting some analogies with Christian martyr-acts. A. Bauer’s 1898 description of the Acts of the Alexandrians as ‘pagan martyr-acts’ went together with an emphasis on their literary and fictional rather than documentary and archival character which has been developed further in subsequent study. On the Jewish side they can be compared with publicistic political literature including Philo’s tracts on events in 38, and Sibylline oracles. Later examples of such literature are the rabbinic anecdotes noted above, on the destruction of the basilica-synagogue and the slaughter of Alexandrian Jews by Trajan; these form a further source for Alexandria in the revolt. Slippery as the Acts of the Alexandrians are for the historian, they give a valuable impression of the kind of rumour and gossip which will have circulated in the times of Jewish-Greek conflict, with a strong impact on events.

Two sets of Acts in particular have been discussed in connection with Alexandrian Jewish unrest under Trajan – the Acts of Hermaiscus, pointing to the earlier years of Trajan, and the Acts of Paulus and Antoninus, referring to Jewish unrest in the city towards the end of Trajan’s reign, and in the view of many also suggesting a Jewish presence in Alexandria after Hadrian’s accession. (p. 212 Horbury — my highlighting)

Trajan’s Council “filled with Judeans”

So with the above assurance and caution we continue with Capponi’s historical reconstruction. The particular Alexandrian story of relevance, the Acts of Hermaiscus, begins when Greek elites elect representatives to sail to Rome to deliver complaints about the Judeans to the emperor Trajan. The Judeans hear what these Greek leaders are doing and respond by electing their own delegation to defend themselves. . . .

. . . They set sail, then, from the city, each party taking along its own gods, the Alexandrians (a bust of Serapis, the Jews…) . . . and when the winter was over they arrived at Rome.

The emperor learned that the Jewish and Alexandrian envoys had arrived, and he appointed the day on which he would hear both parties.

And Plotina [Trajan’s wife] approached (?) the senators in order that they might oppose the Alexandrians and support the Jews.

Now the Jews, who were the first to enter, greeted Emperor Trajan, and the emperor returned their greeting most cordially, having already been won over by Plotina. After them the Alexandrian envoys entered and greeted the emperor. He, however, did not go to meet them, but said: ‘You say “hail” to me as though you deserved to receive a greeting — after what you have dared to do to the Jews! .. .’

There is a break in the text and we pick up with Trajan speaking to the Alexandrian Greeks:

‘You must be eager to die, having such contempt for death as to answer even me with insolence.’

Hermaiscus said: ‘Why, it grieves us to see your Privy Council filled with impious Jews.’


Caesar said: ‘This is the second time I am telling you, Hermaiscus: you are answering me insolently, taking advantage of your birth.’

Hermaiscus said: ‘What do you mean, I answer you insolently, greatest emperor? Explain this to me.’

Caesar said: ‘Pretending that my Council is filled with Jews.’


Hermaiscus: ‘So, then, the word “Jew” is offensive to you? In that case you rather ought to help your own people and not play the advocate for the impious Jews.

As Hermaiscus was saying this, the bust of Serapis that they carried suddenly broke into a sweat, and Trajan was astounded when he saw it. And soon tumultuous crowds gathered in Rome and numerous shouts rang forth, and everyone began to flee to the highest parts of the hills …. 

So Trajan is believed to be currying favour with the Judeans.

Capponi suggests the likely target of Hermaiscus’s complaint was the presence of Tiberius Julius Alexander Julian, son of the Alexandrian Judean Tiberius Julius Alexander, among Trajan’s closest advisors. He was also a general:

The presence of Julian as a leading soldier in the war that brought Trajan into contact with the Jewish communities of Mesopotamia seems to have been a strategic choice of the emperor, who probably aimed to secure the support or at least the non-belligerence of the Jewish communities present in the territories to be conquered. (p. 52)

The Babylon fortress was located on the Nile.

Around the same time Trajan was immersed in preparations for his coming war against Parthia in the east. Contracts and treaties were being made with the peoples of the Caucasus, Bosporus and Cappadocian regions for grain supplies. Capponi adds,

Everything suggests – even if the information is scattered in sources of a very different nature – that that year [112 CE] Trajan also prepared an alliance with the Jewish communities. The Jews of Alexandria and Egypt controlled land and river communications in Pelusium and near the fortress of Babylon and Alexandria, and thus their alliance had a specific role in the war tactics planned by the emperor. That waterways were strategic is also testified by the construction, around 112, of a canal linking the Red Sea with the Mediterranean Sea, the Trajanos potamos. (pp. 50f)

We have seen that Trajan began his reign continuing Nerva’s policy of relieving the burdens the Flavian emperors had inflicted on the Judeans. Coins minted in the Galilean city of Sepphoris may be further indications of Trajan’s favourable attitude towards the Judeans.

The emperor had evidently taken an important measure in favour of the Jews, perhaps, as mentioned, as compensation for the scandal of the fiscus iudaicus, the confiscations, the destruction of the Temple and the exile suffered after 70. Perhaps one should consider the presence of Trajan-era coins from the mint of Sepphoris with the eloquent legend (“Trajan granted”) as further evidence of financial movements taking place before 113. (p. 53)

See Judaism and Rome: City-Coin of Sepphoris depicting the head of Trajan and a palm tree for a discussion of this coin and its symbolism.

Finally, Capponi suggests that the fictional depiction of the statue of the god Serapis weeping and alarming those present at the hearing before Trajan, may point to religious antagonisms lying behind the narrative. In no other Alexandrian martyr stories do symbols of the respective gods — a statue and, perhaps, a scroll of the Torah(?) — feature. Their presence delivers the message that the god of Alexandria is superior to that of the Judeans.

The Edict of Rutilius Lupus following a “battle” between Romans and Judeans

October 115 CE, the Prefect of Egypt, Marcus Rutilius Lupus, reprimands Alexandrians for their recent violence against the Judean population. The violent mob consisted of slaves and their Greek masters were held responsible for their actions. The prefect reminds the Greeks that they have long had no excuse for taking matters into their own hands — not since the historic Roman massacre of Judeans in the early days of the first war against Rome (66 CE). The Roman leader of the two legions at the time of that massacre was in fact the aforementioned Judean, Tiberius Julius Alexander, the father of the Judean close to Trajan. Alexander had managed to call his legionnaires back from their killing of the Judeans but the rest of the Alexandrians continued their rampage and a total of 50,000 Judeans were said to have been murdered.

The incident that led to Lupus’s edict may be connected to another of the Acts of the Alexandrian Martyrs, namely the Acts of Paul and Antony.

The Acts of Paul and Antoninus: the theatre riot

The story in summary pieced together from a broken text. While the emperor in this account is often said to be Hadrian, Capponi rejects the conjectural grounds for that identification and believes Trajan is preferable. The events take place when the prefect Lupus was absent from Alexandria, in 114 or 115 CE, there had been a riot in the city theatre. A mime play had parodied Trajan as a Judean king and drunkard. Riots followed.

In the riots that followed, the Jewish community of the city was involved and fires broke out. Rutilius Lupus had arrested some Jews and condemned the mime, but had guaranteed favourable treatment for the Alexandrians. Shortly afterwards, however, noblemen from Alexandria had mobilised slaves, apparently about sixty, for a punitive action against the Jews. According to the texts, the Alexandrians had kidnapped the Jews from prison and killed them, sparking further riots. . . .

The trial had ended with Antoninus being sentenced to be burnt at the stake, a fact that by its severity suggests the extent of the riots. (pp. 62f)

Antioch: Acts of Claudius Atilianus and the “Day of Tyrianus”

The same genre of literature as the Alexandrian Acts has been found at Antioch, another major city with a history of Greek-Judean tensions, often violence, in the Roman period. Judeans in Antioch accuse Claudius Atilianus, a Greek noble, of responsibility for deadly anti-Judean violence. (Claudius expresses divine reverence for the emperor, probably a snide hint against the Judeans who did not believe in his divinity.)

When [Trajan: originally Tyrianus = Claudius Atilianus?] seized Lulianos and Pappos at Laodicea [in Syria], he said: “If you are of the people of Hananiah, Mishael and Azariah, let your God come and save you from my hand, as He saved Hananiah, Mishael and Azariah from the hand of Nebuchadnezzar.” They said to him: “Hananiah, Mishael and Azariah were upright men, and King Nebuchadnezzar was a worthy king and fit that a miracle should be wrought through him, but you, you are an evil king, and it is not fit that a miracle should be wrought through you, and we are deserving of death and if you do not slay us, the Omnipresent has many executioners — many bears, many lions, many snakes, many scorpions that can harm us, and if you kill us, the Holy One, blessed be He, will exact vengeance for our blood from you.” It was said that he had not even left that place when a Roman dispatch came to him and they split his head with clubs and logs.(Megillat Ta’anit 31, trans by Zeev)

Rabbinic stories speak of an anti-Judean governor or Roman magistrate of Syria around this time named Tyrianus, and Capponi suggests that the name Atilianus has been confused through assonance into Tryrianus, so that possibly the Antioch trial before Trajan focuses on the same hero (to the Greeks of Antioch) or villain (to the Judeans of Antioch). There are multiple rabbinic accounts, however. According to William Horbury (p. 165) the Jerusalem Talmud refers to Trajan while the Babylonian Talmud has Tirion or Tyrianus, which suggests that the Day of Tyrianius”, a holiday that had supplanted another honouring the rebels against Antiochus Epiphanes in the time of the Maccabean rebellion, is reinterpreted as Trajan’s Day.

Capponi thus interprets the Acts of Claudius Atilianus as an account of the death of a Syrian governor for illegally executing Judeans. In Rabbinic legend the two Judeans he executed were financiers of Judean migration back to Judea in order to rebuild the Temple and in one account the governor’s name was confused with Trajan. We will return to this little datum.

It is probable that the Atilianus documented in the judicial record that has come down to us on papyrus was a Roman authority in Syria, tried before the emperor and then killed in Antioch, for illegally putting Jews to death in Laodicea. That there were trials and sentences in the arena could be recalled in the rabbinic account by the allusion of the two brothers to a probable death by the mouths of bears and lions – an obvious symbol of ad bestias condemnation during the games – if Tyrianus had not killed them first in some other way. (p. 66)

The Martyrdom of Ignatius

Re-enter Ignatius. We have posted about him before. (Roger Parvus suspected he was the Peregrinus of Lucian’s satire.) Livia Capponi follows the reconstruction of Marco Rizzi who in turn has a new look at a sixth century record. The table below is adapted from the one in Rizzi’s chapter (p. 126).

Possible Chronology for the Trial and Execution of Ignatius
January 115 Earthquake in Antioch, whose apocalyptic interpretation ignites Judean Diaspora revolts in 115 and/or 116.
January – August 115 Possible trial against Judean and Christian Antiochenes before of Trajan in Antioch; capture, trial, and condemnation of Ignatius who is sent in chains to Rome. Ignatius is accused of having insulted Trajan.

August – September 115

‘Battle’ (μάχη) between Judeans and Romans in Alexandria. Trajan orders the combatants to lay down their arms. Possible pacification also in Antioch and within the Christian community. A new bishop is substituted for Ignatius.

Revolt (στάσις) goes on in Alexandria, due to some slaves of prominent Alexandrians.

The restored “peace” was the occasion for Ignatius to give thanks that the church in Antioch has “now found peace” — in his second group of letters: Philadelphians, the Smyrnaeans, and Polycarp.

14 October 115 Edict of Rutilius Lupus. See above
January 116 Trajan conquers Ctesiphon in Parthia
February 116 The Roman Senate decrees three days of ludii in the theater. Possible martyrdom of Ignatius
Spring 116 Judean Revolt in Mesopotamia and elsewhere

Pappus and Lulianus

We now meet up again with the executions that were celebrated in the “Day of Tyrianus”.

Claudius Atilianus (Tyrianus?) was condemned by Trajan for unjustly ordering the deaths of two Judean brothers. In rabbinic legend their names are Pappus and Lulianus and, as mentioned above, they came to be remembered as martyrs slain by Trajan. Since Capponi refers to Horbury as “the foremost expert” (“il maggiore esperto”) on the legend of Pappus and Lulianus I will quote Horbury’s description:

To put together some of the scattered notices, Pappus and Lulianus were rich men, the pride of Israel, whose execution fulfilled the prophecy ‘I will break the pride of your power’ . . . ; they set up banks from Acco to Antioch to aid those coming into Judaea . . . ; after their arrest they were offered water in a coloured glass, to make it appear that they had drunk idolatrous libation-wine, but they would not receive it . . . ; before Trajan slew them in Laodicaea, they exchanged bitter repartee with him, and told him that their blood would be required at his hands – and ‘it is said that Trajan had not moved from there before a despatch came from Rome, and they knocked out his brain with clubs’ . . . . Their commemorative day displaced an existing ‘day of Tirion’ (perhaps a Maccabaean commemoration), according to the Talmud Yerushalmi . . . : ‘the day of Tirion ceased on the day that Pappus and Lulianus were slain’. Instead of ‘Tirion’ a parallel passage in the Babylonian Talmud . . . has ‘Turianus’, Trajan. A ‘day of Tirion’ is placed on 12 Adar in an old list of commemorative days when fasting is not permitted . . . . A narrative of their activity and deaths had then probably begun to take shape well before the middle of the second century.

On the basis of these traditions Pappus and Lulianus have been viewed as leaders of revolt under Trajan or Hadrian. (p. 265)

A return of Judeans to Judea? Horbury cites further from rabbinic legends:

. . . ‘In the days of Joshua ben Hananiah, the empire decreed that the house of the sanctuary should be rebuilt. Pappus and Lulianus set up banks from Acco to Antioch, and supplied those who came up from the Exile . . . ’ (Ber. R. lxiv 10, on Gen. 26:29). Here they facilitate Jewish entry into Judaea, along the Antioch–Acco (Ptolemais) road, a main route to Judaea which had been paved to aid Roman military access from Syria after the Jewish-Samaritan conflicts about the year 50. The likely Roman reaction to this is suggested by the prohibition of immigration to increase the Jewish population in Alexandria decreed in earlier times by Claudius: ‘I bid the Jews . . . not to introduce or admit Jews who sail down from Syria or Egypt, acts which compel me to entertain graver suspicions; otherwise I shall take vengeance on them in every way, as instigating a general plague throughout the world’ (P. Lond. 1912 = CPJ no. 153, lines 88–9, 96–100).

Any Roman permission for temple rebuilding, as recounted in the midrash here, would have come, if at all, at a time other than that of the Jewish revolts during Trajan’s Parthian war. It can perhaps best be envisaged under Nerva and in the early years of Trajan . . . . Apart from this point, however, the reference to the temple is apt enough. Hope for a restored temple was, irrespective of any decree, part of the complex of aspirations for Jewish revival which was sketched from revolt coinage, the Eighteen Benedictions and other prayers . . . , and it could indeed help to evoke the immigration described. (pp. 266f)

Which brings us to the question of messianic hopes among the Judeans of the Diaspora as a contributor to their revolt against Rome.

That will be the subject of the next post.


Capponi, Livia. Il mistero del tempio. La rivolta ebraica sotto Traiano. Rome: Salerno, 2018.

Goodman, Martin. “The Fiscus Iudaicus and Gentile Attitudes to Judaism in Flavian Rome.” In Flavius Josephus and Flavian Rome, edited by J. C. Edmondson, Steve Mason, and J. B. Rives, 165–77. Oxford ; New York: Oxford University Press, 2005.

Harker, Andrew. Loyalty and Dissidence in Roman Egypt: The Case of the Acta Alexandrinorum. New York: Cambridge University Press, 2008.

Horbury, William. Jewish War under Trajan and Hadrian. New York: Cambridge University Press, 2014.

Mason, Steve. A History of the Jewish War, A.D. 66-74. Cambridge: Cambridge University Press, 2016.

Momigliano, Arnaldo. “Un Nuovo Frammento Dei Così Detti « Atti Dei Martiri Pagani ».” In Quinto Contributo Alla Storia Degli Studi Classici E Del Mondo Antico. II, 2:789–98. Storia e Letteratura: Raccolta di Studi e Testi 136. Rome: Ed. di Storia e Letteratura, 1975.

Musurillo, Herbert, ed. The Acts of the Pagan Martyrs: Acta Alexandrinorum. Oxford: Clarendon Press, 1954.

Rizzi, Marco. “Jews and Christians under Trajan and the Date of Ignatius’ Martyrdom.” In Jews and Christians in the First and Second Centuries: The Interbellum 70‒132 CE, edited by Joshua J. Schwartz and Peter J. Tomson, 119–26. Leiden ; Boston: Brill, 2017.

Zeev, Miriam Pucci Ben. Diaspora Judaism in Turmoil, 116/117 CE: Ancient Sources and Modern Insights. Leuven ; Dudley, MA: Peeters Publishers, 2005.



2023-05-04

§ 9. Rest stop

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This work is licensed under a Creative Commons Attribution 4.0 International License.

by Neil Godfrey

Critique of the Gospel of John
by Bruno Bauer

—o0o—

167

§. 9 Rest stop.

——-

1) The feast left undefined.

5:1

The evangelist does not specify what kind of feast it was on the occasion of which Jesus returned to Jerusalem after performing His second Galilean sign. We say on the occasion of the feast, because that is how the evangelist wants it to be seen, that the feast was always the occasion for Jesus to go to Jerusalem. This monotonous rhythm, in which the evangelist encloses the whole movement of Jesus’ life, cannot possibly have been the real historical relationship, for the Lord’s life will not have been so poor that the only motive of his movement should always be only one, always only the feast at Jerusalem. As it appears in the fourth Gospel, Jesus does nothing else in Galilee but waits for the feast time to go to Judea, as if he could not otherwise have gone to this always moving centre of the people’s life if he wanted to go there. And as soon as one of the main festivals approaches, it seems to have been a mechanically necessary consequence that the Lord set out and left Galilee. But with this, as always happens with the mechanical formation of a relationship, both sides of it are reduced to mechanical dead quantities. The feasts on the one hand have no other meaning than that of mechanical means and levers which serve to bring Jesus to Jerusalem. But if they have this mechanical power, if they are so infallibly able to bring Jesus to Jerusalem, he becomes a mere object, which is driven away by the power of the feast as surely as a dead body is moved by a push. In addition, there is a contradiction with a presupposition which the evangelist follows no less, since, according to his account, Jesus only ever leaves the capital when hostile movements appear among the people or in the sphere of authority. That he then leaves Judea is not because he has accomplished the purpose that led him there, no matter what the purpose may be: but only through accidental entanglements he is moved to retreat from a region in which, as it seems, he would have stayed longer in any other case. Against this way of looking at things, according to which Jerusalem and Judea appear to be the ordinary and legitimate sphere of Jesus’ activity, it is, of course, a glaring contradiction when the evangelist lets the Lord be moved to travel to Jerusalem only by chance and externally through the occurrence of the feast times.

169

Let us now at least ask, setting aside the motive as such, what kind of feast of the Jews (εορτη των ‘Ιουδαιων) was it for which Jesus went to Jerusalem this time? The commentators have guessed at all the feasts celebrated by the Jews; but only that explanation is worthy of mention for which Hengstenberg has again adduced reasons taken from the matter and from the context, namely, that explanation which decides in favour of the Passover. It is true that one objects that *) the intervening times are too short: Jesus had only just returned from the Passover feast in Judea and soon after that feast, which was left undefined (C. 6, 4), the time of the Passover would already be here again. But this would be a pity for a chronicle, where otherwise the annual periods are always filled with a great number of events without exception. Here, however, where only one or a few points are singled out from the period of a year, this objection is as inappropriate as possible. Hengstenberg now says that **) the evangelist has not left the feast undefined, for εορτη των ‘Ιοθδαιων, according to Hebrew usage, is the feast of the Jews, not merely any feast of theirs. But if the evangelist had fallen into this Hebraism, and had meant the chief feast of the Jews, and under this the passover, he would have said so expressly, and called his readers’ attention to the fact that the feast, which need only be so called, is the passover of the Jews. Otherwise he carefully enough explains Hebrew words and concepts, even the expression “the Messiah” he does not forget to translate I:42; he thus proves that he wrote for readers who did not have an immediate understanding of Hebrew concepts. To them, however, he should certainly have said that the feast was the Passover par excellence. It could be that he involuntarily fell into this Hebraism and forgot to consider his readers – but nowhere and never is the Passover, nor any other Jewish festival, simply called “the festival of the Jews,” so that it would be clear without further defining context which specific festival is meant. Regarding that Hebraism, it is simply impossible in the Greek language unless it is based on a specific, familiar formula given in Hebrew language and thought. *) But since such a formula cannot be assumed here, and since the Greek language usage stands and applies for itself, the expression remains indefinite, meaning that the festival that called Jesus to Jerusalem remains an indefinite festival of the Jews. A writer who attaches so much importance to incidental clauses that he otherwise even gives the time of day and the hour at which this or that took place, would have given the definite feast here too, on the occasion of which Jesus went to Jerusalem, if he had known it. But he did not know.

*) So dε Wette, k. Erkl. des Eω. Joh, p. 65.

**) Christology II, 565.

*) When, e. g., Luke 2, II, the shepherds of Bethlehem are told: the Saviour is born to you εν πολει Δαυιδ, the formula עיר דוד, is given by history and usage of language, and the reader knows at once which city is meant.

171

2) The pragmatism of the fourth Gospel.

But if we say thus: the author did not know to which feast Jesus went this time, we presuppose that the historical memory left him only once, but that in all other cases his memory was reliable and that he always knew exactly the real occasion of Jesus’ journeys to the holy city. But we must not allow this premise to stand without further ado. If Jesus, as the fourth evangelist describes, also travelled to Jerusalem on the occasion of other festivals besides the Passover, then the memory of these individual occasions could not remain fixed and could not be linked in an unchanging way with the memory of the events brought about by them. The multitude of individual occasions and the still greater multitude of individual events could not be kept apart in the original order for memory; indeed, the greatest confusion had to occur in this respect, however early the author had written. But the confusion was even more unavoidable, since it follows from the author’s standpoint of reflection that he wrote very late, namely at a time when the first germs of dogmatic theory had already long since developed.

In addition to the distance of time, however, there is the nature of the matter. There is no inner connection between the occasion and the following events, since the occasion for Jesus’ journey to Jerusalem at this or that time is only a formal, external one, or, according to the fact that it was just this or that festival time, an accidental one. Jesus could do or speak this or that at this or that time without this particular festival time being required for this deed or speech. Some chronological connections could be preserved in memory, most connections of this kind must also have shifted in the memory of an eyewitness, but none of them we may hold on to as reliable: with the exception, of course, of Jesus’ last Passover journey, which, however, need not first be confirmed by our author.

172

If the fourth evangelist is praised for the exact “chronological and pragmatic arrangement” of his account in comparison with the Synoptics, *) we not only cannot agree with this praise, but we cannot even approve of his striving for this kind of chronological accuracy. Luke says in the preface to his Gospel that he would endeavour to tell everything in chronological order. This is, of course, an endeavour that always comes into play when a story is of interest to a wider circle of readers. But it only ever occurs when the confusion of the individual has already occurred and the historical context of the material has been eliminated. Once this dissolution has occurred, it can only be reversed if written documents were written immediately after an event or if the memory could be linked to individual profound, great and significant facts. Without these two supports, even the most persistent memory of the eyewitness cannot escape error. Nowadays no one will accept the absurd impossibility that the disciples kept diaries during the life of Jesus; so the only support for memory remained only great, clearly marked events whose chronological date had to be preserved in memory because of their importance. The only point in Jesus’ life that had to remain fixed chronologically was the time of the Passover, the time of his death. The time of this event could never be forgotten, especially since it was so important for the community because of the typical relationships that came together in the sacrifice of the Passover meal and seemed to be intimately connected with the event. Otherwise, however, there was no crisis in the public life of Jesus, no blow that had to be chronologically fixed in the memory in the same way as the last Passover because of its intensity or its inner harmony with the time in which it took place.

*) E.g. Lücke Comm. I, 114. Eredner, Introduction I, 1, 241.

173

What an eye-witness could do under these circumstances, therefore, consisted solely in tracing in the events the formation of the catastrophe which would bring the Lord to the cross. The fourth evangelist also tries to do this, but he does not succeed. For according to him, the catastrophe does not develop, but is there from the beginning; the Lord does not enter among the people inwardly, spiritually, in the idea of excitement, but the excitement that he brings about is an outward one, and just as he enters Jerusalem for the first time, he hurries into the temple to prove himself outwardly as the reformer of the theocracy. The attitude that the author has given to the other side of the opposition corresponds to this. The Pharisees are immediately prepared for an outward attack and the Jews are already willing to kill him at the time of the second feast, which Jesus visited after a short stay in Galilee (5:16, 18). There everything is ready, all the acts are already played out at the beginning of the drama and it seems only a coincidence if the attack on Jesus is not carried out immediately and the hand that strikes is held up for so long. The imminent danger of this power, which is always ready to strike, embarrasses the evangelist himself, he has to wonder why the blow does not fall and he can only help himself outwardly mechanically by repeatedly remarking that the blow has still not fallen because the hour of the Lord has not yet come *).

*) Compare Strauss, Leb. Jes. 3rd Aug II, 401, 402.

174

If the author was by no means able to see a gradual development in the facts themselves, if always and in all cases only one thing is repeated, namely that Jesus sets the Jews against him and that they want to kill him, if everything is only the continuation of one and the same tone or the application of one and the same colour, if in the facts themselves their grouping, differentiation and connection is not substantiated: now, in the pronounced individuality of the facts, the author also had no means of consolidating the chronology or restoring it from memory. In other words! The chronological sequence did not spring forth with pure, original force from the facts themselves; rather, it was a writer’s reflection and emerged from that combinatory activity of the writer with which hypotheses are formed. In the place from which we started (5:1), the author once did not dare to give a certain hypothesis, perhaps because he had been misled by several attempts to give one.

We do not want to accuse the author that he often had to make mistakes in his chronological statements, otherwise we would have to accuse the general human weakness in such matters, which would be very unfruitful. In contrast to the raw enthusiasm of the apologists for the chronological accuracy of his report, we also do not want to accuse the author of having striven for a definiteness that was impossible in every case. On the contrary, we have only solved our task worthily if we show the reason why he made such an effort. This reason lies solely in the general character of the fourth Gospel. In the spiritual view which it has of the Lord, or rather which it lets him express as his self-view, lies, because of the dogmatic abstraction, that indeterminacy which is always connected with exuberant transcendence. In the historical development that the author wants to give, instead of progress there is only stagnation and repetition of one and the same thing. Nevertheless, the author wanted to satisfy the need for progress and definiteness, but he could only do so in sensual immediacy, and that is where the chronological precision attached to the festive journeys of Jesus and the mechanical motif of Jesus’ moving to and fro comes from. As long as theology remains in its vague abstractions and cannot decide on a concept, as long as it views the life of the Lord through the fog of apologetic theory instead of grasping it in the inner definiteness of real historical infinity, so long will it still prefer to feast on these chronological arabesques of the fourth Gospel.

175

The Synoptics, on the other hand, whom this apologetics looks down upon so contemptuously from the sphere of their transcendent sentimentality, also stand much higher than our Evangelist in the arrangement of the historical material, as we shall see later. It is true that they have arranged the material much more boldly than the latter, but they have done it in a strong, natural and healthy way; at least Mark and Matthew are particularly excellent in this respect. They have used efficient home remedies; for example, a natural locality, such as the Sea of Genesaret, forms the centre around which individual historical materials are arranged, or an outstanding fact gathers other facts around it. But besides this natural architectonics, they also have a spiritual one, which, though also made, is more appropriate to the greatness of the subject than that which our author’s art has formed. And what is most important is that the crisis is at least described and motivated in their work, whereas in the account of the fourth evangelist it is completed at the first moment, the bloody murder confronts the Lord from the very beginning, and according to this, in all of Jesus’ speeches, the necessity of his death is alluded to or even explicitly explained.

176

3) Inspiration.

Apologetics does not easily give up its cause and feels most secure when it has risen to the region where it can dismiss any question about the specificity of the thought as frivolous curiosity. The promise of Jesus that the Father would send the Holy Spirit in his name to teach the disciples everything and remind them of everything he had said is now considered the main guarantee of the faithfulness of the Johannine memory. “Shouldn’t this Spirit, one might ask, have also strengthened John’s memory in particular, just as it elevated the other powers of the spirit?” Yes! The answer is, “Here the case occurred that memory became more faithful the older it got” *). Not to mention that those words of the Lord refer to the memory and reproduction of his teachings, we also do not want to ignore the experience that memory, as far as it relates to sensory determinations of place and time, and to the movement and connection of these determinations, becomes weaker and more unreliable the older it gets. However, we cannot even hold on to this experience because it would be one-sided; for in truth, memory also has a side where it becomes more faithful with age and more certain in grasping the true factual basis and penetrating into the depth of the subject. Mnemosyne is eternally young, does not age, and its power rejuvenates only in later years to everlasting freshness and vitality. But this power does not refer initially to the sensory determinations of place and time, but to the spiritual forms and forces of history. Thus, the history of the past, such as the development of Greek national life, lives in our memory in a higher and more complete form than in the first eyewitnesses and the succeeding generations. The spirit of the Greek people and their manifold historical phenomenon has become the subject of our contemplation and possession of memory, while the same spirit, as it lived historically, was still sunk in its individual manifestations, or if it took itself back into memory, was still unable to comprehend its own totality. Even the individual appears more specifically in this rebirth of historical memory, and even the memory of chronological determinations becomes more faithful, certain, and reliable the older it gets. Just think of the chronological tables that more accurately represent the time determinations of Greek history than the oldest documents, which either contradict each other or are indefinite.

*) Lücke, Comm. I, 197.

177

So this is true: the older the memory, the sharper it becomes. We must not admit this to the apologist merely as a special exception, but extend it to a general truth: after centuries, after millennia, the past becomes clearer, more luminous and more present for memory than it was for contemporaries and the next generations. But – the apologist overlooks this – this rejuvenation of mnemosyne only happens after a laborious process, which also presupposes many trials and errors before it can reach its completion. The highest and last condition for this growth of memory, however, is that the historical spirit itself should have progressed and reached a higher stage, so that from this more mature standpoint it may be able to grasp the earlier historical phenomena in their true significance and to overlook them in detail. And as far as the chronological determinations are concerned, criticism comes in later, which reconciles or more closely defines the first confused, contradictory or indeterminate statements. In short, historical memory is never immediate, nor is it secured in the eye-witness by the immediate impression of what he himself has experienced, but it is only true when it is mediated by millennia and their development, and even in the eye-witness it is conditioned by his general understanding of the subject.

178

The apologist, it is true, also resorts to a generality when he says that the Holy Spirit reminded the disciples of the past and thus also strengthened John’s memory. But this theological conception is an unworthy one, since it does not essentially distinguish the Holy Spirit from any other external means of mnemonics. On the other hand, it should only be briefly noted that the spirit, and the holy spirit at that, can never be only a means that stands between the end and its execution; rather, as spirit, it always reaches beyond the position where it appears as a means, and it unites the two other extremes, the end and its execution, within itself. As this inner movement, the spirit is not only a mechanical means that stands between history, its experience, and its reproduction in memory, but just as it occupies the position of the means in a moment, so it is at the same time the interior of both extremes. It already works in the historical phenomenon, is the soul of it, and as such works on those before whom this history occurs. Just as it already lives as a soul in itself in the eyewitnesses and in those who hear from the eyewitnesses, so it is also active in them as an inner soul, in order to reproduce itself as self-consciousness and as a memory of itself.

179

In the movement of these three determinations, therefore, the first is history, as in it the spirit lives directly and is present as an inner soul. As in this determination history is still directly external and pure progression so for the sake of this pure outwardness it is still pure interiority and subjectivity, i.e. as it is directly there, so it floats, evaporates or dies away into the subjectivity of the eyewitnesses. Both this elementary exteriority and interiority are one and the same here. The next stage is the real, conscious and deliberate differentiation of this inwardness and outwardness, when history in its entire scope becomes the object of contemplation and literary representation as a coherent whole. This progress is based on the power of objectivity itself, which gathers and seeks to summarise itself from its evaporation within, or it is the act of the inner spirit in the object, which animated it as a general soul and is now working its way up to self-consciousness. But the place where this process takes place is the real self-consciousness, the historical spirit, as it exists as a community and appears in it as a single individual, and as this place is in itself already determined, mediated, and formed, that process is also determined accordingly. The more the subjectivity in which it proceeds still has special sides to it, which have not yet been overcome by a general formation, the more the process of historical memory and representation will also still have peculiarities about it which are not yet balanced with the generality of the object, and therefore stand in contradiction to it. The fourth evangelist stands on this standpoint of particularity; he has not yet subjected his particular formation and his particular character to the matter absolutely, while the Synoptic Gospels represent the matter as it has passed through the tradition of the community and its general formation, that is, through a subjectivity that was by far more corresponding to its generality.

180

This, however, is in no way intended to express or suggest the opinion that the peculiar character which determines the whole of the Fourth Gospel is pure particularity which has nothing at all in common with the matter in hand. It, too, belongs to the matter. The struggle of the Jews with the Lord, the contrast in general between the world and the work and person of Jesus, then in the Lord’s speeches the general contrast between the heavenly and the earthly, between eternal and earthly life, between light and darkness, between love and hatred: All this is not made pure, not taken out of thin air, it is really spirit from the spirit of the matter, it does indeed belong to the general, but the author has again purely abstracted these historical relations and these contrasts without the further determinations which they had in reality, he has thus in fact only emphasised a particular moment of the matter and carried it out alone. In this way, however, he also altered this particular, for he did not conceive of it as a moment of historical totality that was supplemented by other moments, but rather as the general. Thus, on the one hand, the sentimental, soft and wavering nature of his representation had to arise, for in order to expand a particular moment into the general, he had to drive it beyond its definiteness, volatilise it, dilute it or repeat it without interruption. On the other hand, he could no longer satisfy the desire to achieve definiteness in detail from the nature of the matter, but only in such a way that he again brought a measureless definiteness into his representation by carrying the later dogmatic theory into the speeches of the acting persons or by determining the time down to the day and hour.

181

If we use the better definition for inspiration – the self-consciousness of the absolute spirit as it historically took shape in the perception of the community – it seems that we cannot escape a dangerous conclusion, and that the apologists, if we called their conception an unworthy one, would rather be justified in calling our representation blasphemy. For if the particular pragmatism of the fourth Gospel and the general views of it proved to be a work of one single mould, and if we now still regard the whole as a historical manifestation of that self-consciousness of the absolute spirit, we might be accused of transferring into the divine spirit itself the barrier of the particular, of finitude in general. But the absolute spirit is not beyond the finite and its limits, for even then it would be limited, indeed even more limited, since it would have these barriers insurmountably outside itself and could not penetrate and abolish them. But it is rather in itself this movement to experience its own nature in the finite and to pass through it. But since this is a passage, a movement, and history, it does not remain within these limits but passes through them to arrive at the completed historical consciousness of itself. At first, this crossing of the barrier has the form of immediacy, that with one particularity only the other is there in the first place. Thus, alongside the fourth gospel, we have the synoptics, the perception of the Lord in the apostolic letters, and the general ground of these particular forms is again, in its immediacy, the existence of the community. But this complement and totality of particulars is only an immediate one, is only there in itself and not yet really set. For almost two millennia the congregation has been far removed from the true totality in which the limitedness of the particular views would be abolished. For the previous attempts of apologetics to establish that real unity were only gospel harmonies, i.e. not a unity in which the defective and mutually alien forms of the moments were suspended and reconciled, but only a mechanical and forcible joining together of them. The moments were taken out as they were presented, they remained in the form in which they were found, and they were considered absolute truth, while the movement in which they cancel each other out was falsely and forcibly hindered.

182

4) Criticism.

The spirit of the church, because it is a living mediation, cannot remain in the contradiction that the memory of its first historical appearance remains this limited one. Hitherto it has had other tasks to solve, namely it was the ideal intellectual world of Dogma and its own constitution to which it devoted the millennial expenditure of its powers. However, the promise of the Lord that his own would be given the spirit that would remind them of everything, also applies to us, is also fulfilled in the present, indeed our time is preferably the time in which the historical spirit returns to itself from its previous development and expansion, gathers in itself, summarises in memory all the moments it has passed through and processes them into spiritual unity. While the apologetics of the past could only flourish as long as the general view of history was a poor one, and if it can only ever be the counter-image of the earlier lifeless contemplation of history, the process in which the self-awareness of the absolute spirit will complete and conclude the recollection of its historical revelation now falls into our time. For this recollection, no essential historical moment will be lost, least of all the true totality of historical appearance: on the other hand, nothing of the limitations and deficiencies of the previous view can remain standing for it, and the first step towards its completion consists in the reflection on those limitations, as they themselves dissolve in them. This business of purification, cleansing and transfiguration has been taken over by the newer critique.

183

If the process of criticism appears monotonous, as the repetition of one and the same act, this comes from its ideal simplicity and cannot be a reproach to it. For it is, to express it abstractly, the pure affirmation of Christian self-awareness, which also in the given, positive and in the particular evangelical data finally wants to be with itself. If criticism, as the activity of this self-consciousness, is always only one thing, then it is nevertheless the one thing that, after a thousand years of resisting it, is necessary. If it appears monotonous, it is not its fault, but due to the nature of the object, as it must always let particularities that want to be immediately accepted as universals, experience their fate.

In the beginning, criticism may appear destructive, dissolving or as empty self-awareness. However, in itself, that pure self-awareness of the Christian [critical?] spirit is not empty or arbitrary, like a random idea. It carries within its simplicity the result of the entire previous historical development, as it is set by that development itself. Then, this pure self-awareness is fulfilled and mediated through the process of criticism. It takes in all the content of the Gospels that corresponds to it, but in doing so, it takes it into the one spiritual [intellectual?] ground from which it reproduces it in a form in which the limitations of previous views are overcome.

184

Criticism must also appear monotonous because the task of the critique is to break through the same tautologies and convoluted expressions of apologetics in order to carry out its mission. Of course, it could take the easy route by imitating apologetics and settling for vague generalities or sweeping statements about the limited nature of previous consciousness. However, if it is a spiritual fire, it must penetrate thoroughly, examining leaf by leaf, sentence by sentence, and word by word. We must continue to observe this fiery trial.

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2023-05-02

Reconstructing the Matrix from which Christianity and Judaism Emerged

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This work is licensed under a Creative Commons Attribution 4.0 International License.

by Neil Godfrey

How we would love to know more about the times between the fall of Jerusalem in 70 CE and the crushing of the Bar Kokhba revolt in 135 CE. That period is surely a decisive one for how both Christianity and Judaism developed into what they are today. Some have suggested that this period saw the actual births of both Judaism and Christianity as distinct religions in the forms we recognize today.

We have Josephus to inform us about the first Jewish war of 66-73 CE. But we have no comparable contemporary historians of the Bar Kokhba war and only scant hints about “troubles” in the in-between time. We recently posted a series on Thomas Witulski’s thesis that the Book of Revelation was written in response to the events in the times of Trajan and Hadrian, in particular the days of the Bar Kokhba rebellion. In that series we saw that the red horse and its rider in the apocalypse arguably represented the widespread uprisings of Jews in the time of Trajan and the black horse and especially the pale horse depicted the horrific consequences of those revolts (around 115-117 CE).

There are different kinds of history.

There is straight narrative history that interprets known events from the reliable sources. The facts are rarely in doubt but their meaning and significance may be open to debate.

There is historical work that analytically dissects statistics.

There is investigative history that seeks to uncover “what really happened”, such as when there is an interest in settling some current controversy, such as how indigenous peoples were treated by imperial powers.

And then there are hypothetical reconstructions based on a fresh interpretation of sources. This last type is not “an established fact” in the sense we can say “Caesar was assassinated in 44 BC”, so it will be open to debate. Readers will want to know the grounds for the various details proposed and I hope to make those clear in these posts.

The historian Livia Capponi has attempted to fill in that gap with her reconstruction of events in what she describes as “a circumstantial history” (“una storia indiziaria” (p. 75). Her book is published in Italian and is titled, in English, Mystery of the Temple — the Jewish Revolt Under Trajan = Il Mistero Del Tempio: La Rivolta Ebraica Sotto Traiano (2018).

The basic argument presented is this:

  1. Before the revolts of 116-117 CE relations between Rome and Judea were unstable but not openly hostile.
  2. In 96 CE the emperor Nerva abolished an odious tax on Jews and initiated a policy of relative tolerance.
  3. The next emperor, Trajan, sought the support of the Jews (as part of his efforts to safeguard his supply line in his war against Parthia) by authorizing the preparation of a road for exiles to return to Judea and a promise to rebuild the Temple in Jerusalem.
  4. If messianic expectations were aroused in the wake of Trajan’s policies they soon turned violent when it was learned that Trajan’s tolerance included the integration of the proposed temple into the Greco-Roman pantheon. There is evidence that Trajan and his general Lusius Quietus (we met him briefly in the post on the red horse) dedicated monuments to pagan gods in Jerusalem.

Some readers will be aware that I have expressed doubts that there were popular messianic movements extant in Judea or the Diaspora prior to 70 CE — remarks about a “world ruler from the Orient” in Josephus and others notwithstanding. (See posts listed under Second Temple Messianism.) But there is evidence that messianic hopes were alive after the catastrophe of 70 CE. Messianic pretenders do seem to appear across the landscape. Such has been my view so I was particularly keen to read Capponi’s thesis about that time.

Livia Capponi has taken a fresh look at the sources — Jewish and others, both primary and secondary — and attempted to uncover what can be learned about the feelings of Jews at this time and what was happening that led to the widespread violence and its bitter aftermath.

Above all, an attempt is made to explain how, from an initial policy of tolerance and an attempt by Trajan to mend the trauma of the loss of the Temple in 70 through Jewish initiatives, he arrived at the bloody repression of the revolt, which swept away the Jewish communities from Egypt, Cyrene and Cyprus, and which led rabbinic literature to portray Trajan as ‘the wicked one’. The compromise of the Temple was probably associated with a form of ‘integration’ of the Temple itself into the Greco-Roman pantheon, evidenced by the construction in Jerusalem of statues and monuments to the emperor and to deities such as Jupiter and Serapis. This policy, normal for the Romans, but aberrant and unacceptable to the Jews, probably explains why Trajan and his general Lusio Quieto in Jewish sources were associated with Antiochus IV Epiphanes of Syria, author of the desecration of the Temple in 167-164 BC, and the Syrian general Lysias. The Diaspora revolt was in the eyes of the Jews a new Maccabean revolt.

The hypothesis is presented and discussed through a re-reading of the historiography on the years 115-117 (in which many problems still exist, also due to incidents in the transmission of sources), and of contemporary documents (papyri and inscriptions). Finally, an attempt is made to integrate into the framework of the Western sources some suggestions drawn from texts composed in a Jewish environment, materials that are extremely difficult because they are enigmatic and expressions of a religious conception, not a desire for historical reconstruction.

(pp. 11f, translation)

I will be posting some of the details from Livia Capponi’s book over the next few weeks.


Capponi, Livia. Il mistero del tempio. La rivolta ebraica sotto Traiano. Rome: Salerno, 2018.