Category Archives: Gospel Genre


2015-08-17

The Gospels: Written to Look Like (the final) Jewish Scriptures?

by Neil Godfrey

4evangelists-smThe genre of the gospels is an important question. Genre is an indication of the author’s intent. Does the author want to make us laugh at human foibles or weep over human tragedy, to escape into an entertaining world of make-believe, to be inspired and instructed by historical or biographical narratives, to mock establishment values, to understand and learn a philosophical idea? Authors choose the appropriate genre: treatise, satire, biography, history, novellas…. or their ancient equivalents.

Sometimes authors combine genres. We see this in the Book of Daniel where long apocalyptic passages suddenly break into the middle of gripping narrative adventure.

Another serious amateur researcher, Ben C. Smith, has posted a detailed argument for the gospels being composed as texts that were meant to complement the Jewish Scriptures in The Genre of the Gospels on the Biblical Criticism & History Forum. It’s an idea I myself have been toying with for some time so I can’t help but be a little biased in favour of his argument.

A common view among scholars today is that the Synoptic Gospels at least (Matthew, Mark and Luke) are a form of ancient biography. Ben Smith begins by taking on this popular notion by setting out the clear and distinctive differences between the Gospels and narratives of ancient lives:

Unlike most ancient “biographies” the Gospels are not reflective writings. They

  • are not written in the first person
  • do not self-consciously reflect upon the character of the main figure
  • do not as a rule reflect upon the kind of book they were writing or on their purposes for writing.

Ben sets out detailed illustrations from about nine ancient Lives with readers urged to take note of this: read more »


2015-03-28

Homer in the Gospels: Recent Thoughts

by Neil Godfrey

Matthew Ferguson of the Κέλσος blog has posted an interesting discussion on Dennis MacDonald’s defence at the recent Society of Biblical Literature (SBL) conference of his thesis that a significant influence of the Homeric literature can be found in the New Testament writings, especially the Gospel of Mark and Book of Acts.

For those wondering what the status of his views currently are in the mainstream of biblical studies they will find this an interesting read. Some comments:

Not surprisingly, MacDonald’s thesis has had a number of critics, but has also received a good deal of praise. . .

Overall, the general consensus is that some of the parallels that MacDonald identifies are very strong and interesting, while others are weaker and more speculative. But, one thing that was generally agreed upon at the SBL conference is that mimesis criticism is working its way into mainstream biblical criticism. In fact, MacDonald’s mimesis criticism is likewise going to be discussed at the SBL Annual Meeting in Georgia later this year. . . .

The fact that MacDonald’s arguments will be a central part of this year’s annual SBL conference suggests to me that MacDonald’s new methods are, indeed, making headway into mainstream Biblical Studies. I am not sure whether mimesis criticism will necessarily be central to interpreting the majority of passages in the Gospels and Acts, but I do think that it is very applicable to select examples . . . .

Competing with OT influence? read more »


2014-01-17

Genre of Gospels, Acts and OT Primary History: INDEX

by Neil Godfrey

Genre can be a highly fluid concept. In studies of Gospels I’ve noticed that discussions of genre sometimes overlap with intertextuality. Moreover, we may conclude that an ancient narrative belongs to the genre “history”, but once we learn what “history” could mean to the ancients we quickly move into discussions about the place of fictional tales in such works. Midrash is another concept that easily intrudes into any discussion of the genre of the gospels.

By genre here I mean the general character of a work, whether it be history or biography, prose epic or novella — or at least the rough ancient equivalents of those. Questions of intertextuality (and its sister midrash) I have relegated to techniques of how certain literature was composed regardless of its genre.  Nonetheless I am sure I have succumbed to some blurring of the concept in the list chosen below.

Posts by Tim Widowfield are so indicated. All others are by me.

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Genre of Bible’s Historical Books

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read more »


2014-01-07

Why the Gospels Blend History with Fiction

by Neil Godfrey
johnson

Sara Johnson

Associate Professor of Classics specializing in Hellenistic Judaism, Sara Johnson, may suggest an answer to the question implicit in this post’s title even though she does not address the Gospels directly. Johnson has a chapter in Ancient Fiction: the Matrix of Early Christian and Jewish Narrative (2005) discussing the way 3 Maccabees was composed to help shape Jewish identity in the Hellenistic world. One way it accomplishes its ideological goal is to blend history and fiction. Historical verisimilitude serves to anchor the Jewish reader to the “historical tradition” of the community, while the infusion of fictional elements ensure the correct message and proper identity are inculcated. A reader such as myself with a strong interest in questions of Gospel origins cannot help but wonder if the Jesus narratives were written for a similar purpose in the same literary tradition.

Sara Johnson’s chapter is “Third Maccabees: Historical Fictions and the Shaping of Jewish Identity in the Hellenistic Period”. 3 Maccabees, if you have not yet read it, is available on the University of Michigan Digital Library site. It’s not too long. It opens with a scene of one of the “great” battles in the Hellenistic era, the battle of Raphia, in which the forces of Ptolemaic Egypt (King Philopater) routed the Syrian army of Antiochus III, 217 BCE. On the eve of the Battle there is an attempt on Philopater’s life but he is saved by a Jew.

Captive Jews in the hippodrome at Alexandria, engraved by Josiah Wood Whymper by Gustave Dore

Captive Jews in the hippodrome at Alexandria, engraved by Josiah Wood Whymper by Gustave Dore

In the euphoria of victory Philopater invites himself into the most sacred area of the Jewish Temple to offer thanks to the divinity. (It is the custom of victorious kings to enter temples that way.) The Jews protest, we we would expect and Ptolemy is prevented by some divine action to from carrying out his plan. He returns to Egypt, enraged, and orders the Jews of Egypt be rounded up and crushed to death by drunken elephants. God maintains the suspense by holding off his several rescue missions to the very last moment, and finally changes Philopater’s mind altogether so that he even tells the world what wonderful and loyal folk all those Jews are. Jews who had apostasized under his pressure are quite rightly slaughtered instead.

The tale is a rich mix of genuine historical details and fables. Historical persons talk with fictional ones. Accurate details of the battle and the preliminary attempt on Philopater’s life are as detailed and accurate as we find in the works of the historian Polybius. The same accuracy is found in the Egyptian’s tour of the cities of Syria and offering of thanksgiving sacrifices in their temples.

This prepares the reader for a tale firmly rooted in the known facts of the past. (p. 86)

But the historical and fictional sit side by side: read more »


2013-09-28

Why the Gospels are Historical Fiction

by Neil Godfrey

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A recent book by Jacob Licht, Storytelling in the Bible (Jerusalem, 1978), proposes that the “historical aspect” and the “storytelling” aspect of biblical narrative be thought of as entirely discrete functions that can be neatly peeled apart for inspection — apparently, like the different colored strands of electrical wiring.

This facile separation of the inseparable suggests how little some Bible scholars have thought about the role of literary art in biblical literature. (Robert Alter, The Art of Biblical Narrative, p. 32)

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By “historical fiction” I mean a fictitious tale, whether it is a theological parable or not, set in a real historical time and place. Authors of “historical fiction” must necessarily include real historical places and real historical persons and events in their narrative or it will be nothing more than “fiction”. Ancient authors are known to have written “historical fiction” as broadly defined as this. We have the Alexander Romance by Heliodorus that is a largely fictitious dramatization of the person and exploits of Alexander the Great. Of more interest for our purposes here is Chariton’s tale of Chaereas and Callirhoe. These are entirely fictitious persons whose adventures take place in world of historical characters who make their own appearances in the novel: the Persian emperor, Artaxerxes II; his wife and Persian queen, Statira; the Syracusan statesman and general of the 410s, Hermocrates. There are allusions to other possible historical persons. Sure there are several anachronisms that found their way into Chariton’s novel. (And there are several historical anachronisms in the Gospels, too.) Chariton even imitated some of the style of the classical historians Herodotus and Thucydides.

In this way Chariton imitates the classical historians in technique, not for the purpose of masquerading as a professional historian, but rather, as Hagg (1987, 197) suggests, to create the “effect of openly mixing fictitious characters and events with historical ones.” (Edmund Cueva, The Myths of Fiction, p. 16)

A word to some critics: This post does not argue that Jesus did not exist or that the there is no historical basis to any of the events they portray. It spoils a post to have to say that, since it ought to be obvious that demonstrating a fictitious nature of a narrative does not at the same time demonstrate that there were no analogous historical events from which that narrative was ultimately derived. What the post does do, however, is suggest that those who do believe in a certain historicity of events found in the gospels should remove the gospels themselves as evidence for their hypothesis. But that is all by the by and a discussion for another time. Surely there is value in seeking to understand the nature of one of our culture’s foundational texts for its own sake, and to help understand the nature of the origins of culture’s faiths.

Cover of "The Art Of Biblical Narrative"

Cover of The Art Of Biblical Narrative

This post is inspired by Robert Alter’s The Art of Biblical Narrative. Alter believes that the reason literary studies of the Bible were relatively neglected for so long is because of the cultural status of the Bible as a “holy book”, the source of divine revelation, of our faith. It seems gratuitously intrusive or simply quite irrelevant to examine the literary structure of a sacred book. So the main interest of those who study it has been theology. I would add that, given the Judaic and Christian religions of the Bible claim to be grounded in historical events, the relation of the Bible’s narratives to history has also been of major interest.

But surely the first rule of any historical study is to understand the nature of the source documents at hand. That means, surely, that the first thing we need to do with a literary source is to analyse it see what sort of literary composition it is. And as with any human creation, we know that the way something appears on the surface has the potential to conceal what lies beneath.

Only after we have established the nature of our literary source are we in a position to know what sorts of questions we can reasonably apply to it. Historians interested in historical events cannot turn to Heliodorus to learn more biographical data about Alexander the Great, nor can they turn to Chariton to fill in gaps in their knowledge about Artaxerxes II and Statira, because literary analysis confirms that these are works of (historical) fiction.

Some will ask, “Is it not possible that even a work of clever literary artifice was inspired by oral or other reports of genuine historical events, and that the author has happily found a way to narrate genuine history with literary artistry?”

The answer to that is, logically, Yes. It is possible. But then we need to recall our childhood days when we would so deeply wish a bed-time fairy story, or simply a good children’s novel, to have been true. When we were children we thought as children but now we put away childish things. If we do have at hand, as a result of our literary analysis, an obvious and immediate explanation for every action, for every speech, and for the artistry of the way these are woven into the narrative, do we still want more? Do we want to believe in something beyond the immediate reality of the literary artistry we see before our eyes? Is Occam’s razor not enough?

If we want history, we need to look for the evidence of history in a narrative that is clearly, again as a result of our analysis, capable of yielding historical information. Literary analysis helps us to discern the difference between historical fiction and history that sometimes contains fictional elements. Or maybe we would expect divine history to be told with the literary artifice that otherwise serves the goals and nature of fiction, even ancient fiction.

The beginning of the (hi)story

The great Latin poet, Virgil, holding a volume...

The Latin poet, Virgil, holding a volume on which is written the Aeneid. On either side stand the two muses: “Clio” (history) and “Melpomene” (tragedy). (Photo credit: Wikipedia)

Take the beginning of The Gospel According to St. Mark. Despite the title there is nothing in the text itself to tell us who the author was. This is most unlike most ancient works of history. Usually the historian is keen to introduce himself from the start in order to establish his credibility with his readers. He wants readers to know who he is and why they should believe his ensuing narrative. The ancient historian normally explains from the outset how he comes to know his stuff. What are his sources, even if in a generalized way. The whole point is to give readers a reason to read his work and take it as an authoritative contribution to the topic.

The Gospel of Mark does indeed begin by giving readers a reason to believe in the historicity of what follows, but it is has more in common with an ancient poet’s prayer to the Muses calling for inspiration and divinely revealed knowledge of the past than it does with the ancient historian’s reasons.

As it is written in the prophets, Behold, I send my messenger . . . .

That’s the reason the reader knows what follows is true. It was foretold in the prophets. What need we of further witnesses?

Yes, some ancient historians did from time to time refer to a belief among some peoples in an oracle. But I can’t off hand recall any who claimed the oracle was the source or authority of their narrative. I have read, however, several ancient novels where divine prophecies are an integral part of the narrative and do indeed drive the plot. Events happen because a divine prophecy foretold them. That’s what we are reading in Mark’s Gospel here from the outset, not unlike the ancient novel by Xenophon of Ephesus, The Ephesian Tale, in which the plot begins with and is driven by an oracle of Apollo.

Note, too, how the two lead characters in the opening verses are introduced. read more »


2013-06-20

Why Gospels Are Not “Reportage”

by Neil Godfrey

Some of the most sensible words I have read about the Gospels are in a 1954 lecture by Ernst Käsemann. Käsemann makes no strained attempt to “explain” how similar the Gospels are to “history” or “biography”. Rather, he works with what we all can see as plain as day: the Gospels are what some scholars have called “faith documents”: they are written to support faith in Jesus Christ as the Son of God and Saviour of “the world”. They are written like, well, books of the Bible. Believe or die.

History is only comprehensible to us through interpretation. Mere facts are not enough.

Rationalists, for example, have sought to show that Jesus was an ordinary man like us. That’s all the facts allow us to acknowledge.

Supernaturalists, on the other hand, have sought to show that Jesus is a “divine man” who performed real miracles. The facts allow us to believe nothing less.

But what is the point of either view? If Jesus were an ordinary man like us, so what? Did not Schweitzer show that each scholar saw in that mere man a life just like his own? This observation is said to have effectively put a hold on historical Jesus research in many quarters.

And if the facts told us Jesus really did perform miracles and even rose from the dead, then in what way would he be any different from other lives embedded in other religions that also wielded supernatural powers?

No one has ever been compelled (in the true sense) to make his decision between faith and unbelief, simply because someone else has succeeded in representing Jesus convincingly as a worker of miracles. And nothing is settled about the significance of the Resurrection tidings for me personally, simply because the evidence for the empty tomb has been shown to be reliable.

The handing own of relatively probable facts does not as such provide any basis for genuinely historical communication and continuity. (Käsemann, “The Problem of the Historical Jesus” in Essays on New Testament Themes, p. 19)

And it is here where Käsemann’s insight into the nature of the Gospels makes several modern studies look embarrassingly myopic. read more »


2013-05-28

The Genre of the Gospels: How the Consensus Changed (Part 9)

by Tim Widowfield

Part 9: “A searching critical blitz of the Schmidt hypothesis”

London Library after the Blitz

London Library after the Blitz

The previous post in this series began a critical analysis of an essay by John C. Meagher, delivered at the Colloquy on New Testament Studies back in 1980, before such well-known figures in the New Testament world as Charles H. Talbert, Vernon K. Robbins, and William R. Farmer. This post continues with Meagher’s “searching critical blitz”* of what most scholars believe is Karl Ludwig Schmidt’s hypothesis.

What Meagher got right

Some of Meagher’s criticisms of Schmidt’s views on the gospels were correct. Schmidt sometimes displayed far too much naive optimism when it came to the fidelity of the evangelists (and the tradents they followed) to the Jesus tradition. It is quite clear that each evangelist altered the tradition to fit specific theological views. Thus, Meagher was right in criticizing Schmidt for asserting that the gospels have a certain intrinsic reliability simply by virtue of their genesis as folk books. He summed up Schmidt’s views in Colloquoy on New Testament Studies:

The content of the gospels was brought to the brink of compilation by a transmissional tradition graced by “the fidelity to the material which characterizes all popular tradition” and it is this that assures its reliability — “that the people as community became bearer and creator of the tradition makes its content reliable.” (p. 207, quoting Schmidt in The Place of the Gospels in the General History of Literature, emphasis mine)

While we may correctly view Schmidt’s comments as overly optimistic at times, we should also point out that at other times during his analysis in The Place of the Gospels, he is careful, rational, and properly skeptical.

What Meagher got wrong

However, on the whole, Meagher’s attack on the Schmidt hypothesis fails, because he — for whatever reason — was convinced that Schmidt believed that the gospels were utterly unique, and therefore any investigation into analogous works would be a waste of time because:

. . . the unprecedentedness is of the essence and that the possible analogues can only be misleading as an interpretive instrument. (Colloquy, p 213)

Here is the point at which Meagher went astray. He showed abundant familiarity with Schmidt’s work, as found in the German edition of The Place of the Gospels in the General History of Literature and in Twentieth-Century Theology in the Making (Harper, 1971). Meagher peppered his essay with footnotes and many quotes from both works. Hence it is all the more strange that he continually missed the clear evidence that Schmidt, in fact, did not think that “possible analogues [of the gospels] can only be misleading as an interpretive instrument.”

On the contrary, in Part Two of The Place of the Gospels, which spans 60 pages and examines 12 different literary examples as analogs to the gospels, Schmidt explained the purpose of the section in his introduction by affirming that “analogy is the only sensible and productive method.” (p. 27)

Meagher found Schmidt’s rejection of possible analogs (despite what Schmidt actually wrote) unwise and untenable. Moreover, it was unproductive. In other words, because scholars following Schmidt had thought the gospels were unique and that comparing them to other works would be fruitless, they had focused only on those four canonical books themselves. In Meagher’s words:

read more »


2013-05-20

The Genre of the Gospels: How the Consensus Changed (Part 8)

by Tim Widowfield

Part 8: Attacking the foundations: The “uniqueness” of the gospels

A meeting of the minds

The form-critical consensus about the nature of the gospels had begun to crumble by the 1970s. No clear new way forward had emerged, but discontent with the current consensus was clearly growing. By the start of the next decade the time was ripe for someone to take a hammer to the rotting timbers and to begin laying the footer for the new structure that would take its place.

Colloquy on New Testament Studies, Mercer Univ Press (1983)

Colloquy on New Testament Studies,
Mercer Univ Press (1983)

On the 5th and 6th of November 1980, the Southwestern Theological Seminary hosted a “Colloquy on New Testament Studies.” (You can read the proceedings in a book by the same name.) An important event in the history of NT scholarship, this colloquy attracted around 200 scholars and students, with many of the field’s luminaries — E. P. Sanders, Bruce M. Metzger, Vernon K. Robbins, and several others — in attendance.

In accordance with the theme, “A Time for Reappraisal and Fresh Approaches,” the colloquy’s seminars covered:

  • The synoptic problem
  • Gospel genre
  • Pauline chronology

The first seminar was actually a two-for-one. Part one, led by Helmut Koester, focused on the development of Mark’s gospel. Naturally, the moderator in charge of the synoptic problem seminar, William R. Farmer, made sure his theory of Markan posteriority got a fair hearing. Hence, following Koester, David Peabody presented a kind of Griesbachian rebuttal. Similarly, the second half of the first seminar, “The Purpose and Provenance of the Gospel of Mark According to the ‘Two Gospel’ (Griesbach) Hypothesis,” was followed by a counterargument by John H. Elliot.

The seminar on Pauline chronology received comparable treatment, with a response following the “Seminar Dialog.” It was, after all, only fair to hear both sides of the story.

Enter John C. Meagher

Unfortunately, when it came time to demolish Karl Ludwig Schmidt in the seminar on gospel genre, nobody stepped up to provide a response. When John C. Meagher came forward to not praise Schmidt, but to bury him, no one uttered an opposing word.

By all accounts, the seminar’s moderator, Charles H. Talbert, had made an excellent choice. In selecting Meagher, he had picked a first-rate scholar with three doctoral degrees. If anything, as an expert in Shakespearean literature and the New Testament, with a solid background in the history of literature and widely hailed as a “brilliant” scholar, Meagher was perhaps overqualified.

Talbert writes that the program committee wanted a fresh perspective on the issue; so they . . .

. . . looked for someone who was not already registered on the genre question but who had competence in literary, theological, and exegetical matters. Professor John C. Meagher of St. Michael’s, the University of Toronto, seemed an ideal selection. Meagher was assigned the topic, “The Implications for Theology of a Shift from the K. L. Schmidt Hypothesis of the Literary Uniqueness of the Gospels.(Colloquy p. 197, emphasis mine)

read more »


2013-05-05

The Genre of the Gospels: How the Consensus Changed (Part 7)

by Tim Widowfield

Part 7: The Uniqueness of the Gospels

What Schmidt said

Joseph B. Tyson

Joseph B. Tyson

While researching this topic, I found an unexpected great source (for this and for other topics) in New Synoptic Studies: The Cambridge Gospel Conference and Beyond, edited by William R. Farmer. Inside, an essay by Joseph B. Tyson entitled “Conflict as a Literary Theme in the Gospel of Luke” provides one of the clearest, most succinct, and correct summaries of Karl Ludwig Schmidt’s view of the gospels I have seen in print. He writes:

The conception of the gospels as distinct from literary texts was made in the early part of this century, perhaps most convincingly by K. L. Schmidt in 1923. Schmidt’s fundamental contribution was his distinction between Hochliteratur and Kleinliteratur. Hochliteratur is literature that displays some authorial consciousness and some attention to aesthetic style and organization. (p. 305, emphasis mine)

I couldn’t have said it better myself. Where so many scholars stumble over misconceptions about what they think Schmidt said or what they want him to have said, Tyson pretty much hit the nail on the head.

For Schmidt, not even Philostratus’s Life of Apollonius of Tyana may be compared with the gospels. In it, the author speaks directly to the readers and does so throughout the book; he sets forth the complete plan of the work at the beginning, and he refers to the oral and written sources he used. That is to say, Philostratus’s book belongs in the classification, Hochliteratur, because it displays authorial consciousness. It is a literary biography, which genre has a strict form, one that emphasizes literary merit often at the expense of historical accuracy. (p. 305, emphasis mine)

Tyson has read Schmidt’s work and understood it. I could almost weep.

By contrast, Kleinliteratur is basically folk literature, a form of literature made up of material that had initially circulated orally. A writing of this type is largely a compilation of unconnected traditions. In Kleinliteratur there is little sense of structure, and the chronology is vague, consisting only of such phrases as “after that,” “later,” “on another occasion,” etc. (p. 305, emphasis mine)

Exactly so. Schmidt identified a combination of key attributes — lack of authorial presence, the disjointed narrative, etc. — that demonstrate that the gospels are “folkbooks,” not biographies. Tyson continues:
read more »


2013-04-28

The Genre of the Gospels: How the Consensus Changed (Part 6)

by Tim Widowfield

Part 6: Criticisms of Schmidt’s Literary Designations

In this post, we’ll cover some of the more recent negative assessments of Karl Ludwig Schmidt’s designation of gospel texts as Kleinliteratur versus Hochliteratur.

A cultural insult?

As you recall, the reason Schmidt categorized the gospels as Kleinliteratur had to do with their structure and their core characteristics. It also made sense, given his theory that the gospels arose over time from a religious group. However, here’s what The Westminster Dictionary of New Testament and Early Christian Literature and Rhetoric (edited by David E. Aune) has to say on the matter.

New Testament texts were categorized as Kleinliteratur, in contrast to the Hochliteratur produced by and for the educated upper classes of the Greco-Roman world. The social correlative of this typology was that Christians were thought to have been drawn almost exclusively from the lower classes, a view now widely regarded as inaccurate. The dichotomy between Hochliteratur and Kleinliteratur derived linguistic support from the widespread opinion current earlier in this [the 20th] century that the Greek language of the first century C.E. could conveniently be divided into two major types, literary and nonliterary Koine. (p. 278, emphasis mine)

But that wasn’t Schmidt’s argument. The gospels, he argued, arose gradually within the community, beginning with individual stories (pericopae) in the oral tradition. Their place in Kleinliteratur had very little to do with social or economic status and everything to do with process and origins.

Richard Burridge, unsurprisingly, takes up the cause and waves the banner as well. In What Are the Gospels? he writes:

Any attempt to ask literary questions about the gospels, and in particular, their genre, is automatically precluded in advance . . . The form critics’ distinction merely has the effect of removing the gospels from any discussion of their context within the first century on the grounds that they do not share some predetermined literary aspirations. However, as Suggs has pointed out: ‘The alleged lack of literary expertise on the part of the evangelists is not a valid objection . . . books of any genre may be poorly written.‘ [He’s quoting M. J. Suggs from The Interpreter’s Dictionary of the Bible, Supplementary Volume, 1976 ed.] Much more detailed and accurate study of the various genres, types and levels of first-century, and especially Graeco-Roman, literature is needed. (p. 11, emphasis mine)


It isn’t the quality of the finished product that defines the category. Rather, it’s the author’s intent, his process, and his raw materials.
English: Diogenes the Cynic, from Diogenes Lae...

Diogenes the Cynic, from Diogenes Laertius’ “Lives,” 1761 (Photo credit: Wikipedia)

Burridge’s text reads like a scorching indictment, and it certainly would be . . . if it had any contact with reality. Schmidt himself elaborates upon a case of poorly written Hochliteratur. He writes:

Diogenes Laertius was an incompetent biographer, for he haphazardly produced a great number [of] biographies (they were more like rapidly dictated, uneven leaflets!), whereas the gospel tradition was a natural process — not a belabored product but a lush growth. The same standard of judgment cannot possibly be applied to both the gospels and Diogenes Laertius, since he tries to pass himself off as an author, writing a long foreword and naming his sources, and still manages to produce an incoherent work(The Place of the Gospels, p. 5, emphasis added.)

Diogenes Laertius’s work is still Hochliteratur; it’s just bad Hochliteratur. It isn’t the quality of the finished product that defines the category. Rather, it’s the author’s intent, his process, and his raw materials. The evangelists’ supposed lack of literary expertise is indeed “not a valid objection,” so it’s a good thing the form critics didn’t base their conclusions on the gospel-writers’ abilities.

Reassessing Luke

Schmidt, of course, did point out the inadequacies of the evangelists. In particular he disagreed with the current prevailing favorable view of Luke as an author, concluding that “his abilities were strangely unequal to his intentions, that the material imposed restrictions on him.” He quotes Franz Overbeck (Historische Zeitschrift, 1882), who had a slightly higher opinion of Luke as an author: read more »


2013-04-19

The Genre of the Gospels: How the Consensus Changed (Part 5)

by Tim Widowfield

Part 5: More on Karl Ludwig Schmidt’s ideal types

At the close of the previous post in this series I promised we’d talk about the modern critique of Hochlitertur (high literature) and Kleinliteratur (low literature), but first I want to explain better why these categories are important to understanding the genre of the gospels. Philip Jordan’s comment on the previous post has convinced me I need to try to take one more crack at it.

Stephen Jay Gould

A photo of Stephen Jay Gould and his opposable thumbs

The Panda’s Thumb

Many of you have probably read Stephen Jay Gould’s great essay “The Panda’s Thumb” (warning: PDF), as well as his book by the same name. In it, he explains that the Panda’s sixth digit (but not really a digit at all) is an evolutionary contrivance.

I invoke Gould’s name and cite his work not to argue the merits of natural selection, but to ask a simple question:

“When is a thumb not a thumb?”

Functionally, this little appendage behaves like a thumb. The panda uses it to grip bamboo shoots and strip off the leaves. But what exactly is it? From a strict anatomical perspective, a true thumb is a digit with internal phalanx bones. By that definition, the panda’s sixth digit can’t be a thumb, because its internal skeletal structure is composed of a modified radial sesamoid.

But why would it matter, one way or the other? Well, in ordinary speech, it doesn’t matter. It’s a thumb. But if you wanted to learn anything “scientific” about the panda’s thumb, and you started from the analogy of a primate thumb, you’d be way off track. As we said earlier, the true thumb is a modified digit that opposes the other four fingers. The panda’s thumb is physiologically different. It arose through an evolutionary process quite distinct from our own.

Here we see plainly illustrated the important difference between a functional description of an object and a thorough analysis of that same object. We can categorize objects according to visible characteristics as well as their usage in the real world. Such categorizations are valid, but only in a superficial way.
read more »


2013-04-16

The Genre of the Gospels: How the Consensus Changed (Part 4)

by Tim Widowfield

Part 4: Hochliteratur (high literature) and Kleinliteratur (low literature)

Translations

To understand Karl Ludwig Schmidt’s argument concerning the genre of the canonical gospels, we need first to understand his usage of the terms Hochliteratur and Kleinliteratur. These terms are difficult to translate into English, because we lose the nuance of the German words, while picking up unwanted baggage from their English equivalents.

Literally, they mean “high literature” and “low literature,” and that’s exactly how they’re rendered in The Place of the Gospels in the General History of Literature. However, in some translations of form critics’ works, you’ll see them left untranslated. Sometimes you’ll see Kleinliteratur translated as “folk literature” or “popular literature.” The translator of our text, Byron R. McCane, chose to translate the terms literally, since for him to leave terms untranslated is an admission of defeat. I’m not sure I agree with that position, but at least he has his reasons. There’s no right or wrong approach, I suppose.

No new thing under the sun

McCane is certainly wrong, however, about the origins of the terms.  He writes:

Many scholars who discuss Die Stellung [i.e., The Place (of the Gospels)] choose not to translate these German terms. They are, after all, neologisms created by Schmidt to designate specialized literary categories. (p. xxxii, emphasis added)

Martin Dibelius

Martin Dibelius

The terms are not neologisms; they predate Schmidt. As far back as 1919, Martin Dibelius used Kleinliteratur in From Tradition to Gospel. In the first edition (Tübingen, 1919) he wrote:

In erhöhtem Maße wird dies alles von der sogenannten Kleinliteratur gelten. (p. 1, emphasis added)

In the English translation this sentence reads:

What we have said is true also in humbler forms of literature(p. 1, emphasis added)

You can find the terms in discussions of literary works dating as far back as the late 19th century. A quick survey of Google Books reveals that Hochliteratur and Volksliteratur were in use at least as far back as 1891. Conceptually, then, the terms and the concepts behind them had been current in German academia (viz., history of literature, literary criticism, etc.) for a couple of decades before Schmidt’s The Place of the Gospels was published.

McCane is hardly alone. I can only guess that most people who have read (or claim to have read) Dibelius are familiar only with the second edition of From Tradition to Gospel (1933), and are unaware of the first edition (1919). It’s also a bit hard to trace the usage of these terms, because when translators convert them into English, you never know what you’ll get — Low literature? Folk literature? Folk tales? Popular literature? Humbler forms of literature?

Ideal Types

The ideal type is a fiction: a tool that we use to help us better comprehend the issues at hand. It’s a subjective model of the problem domain, not an objective definition of reality.

Before we continue, let’s review the concept of ideal types. If we were to envision the ideal parliamentary democracy, we would list the defining characteristics — some integral, others peripheral — generally held in common. We would not expect any particular, real-world parliamentary democracy to have every one of these characteristics. That does not mean they are something else. Nor does it mean that our ideal type is invalid. On the other hand, if a nation-state coincidentally shares a few peripheral characteristics or partially shares one of the core characteristics, that doesn’t mean it has magically become a parliamentary democracy.

Likewise, if we created a list of all the defining characteristics of Hochliteratur or Kleinliteratur and compared that list against extant works of literature from the ancient Greco-Roman world they won’t all correspond perfectly against the ideal types. That’s because, as we all should know, the ideal type is a fiction: a tool that we use to help us better comprehend the issues at hand. It’s a subjective model of the problem domain, not an objective definition of reality. read more »


2013-04-08

The Genre of the Gospels: How the Consensus Changed (Part 3)

by Tim Widowfield

Part 3: K. L. Schmidt: Placing the Gospels

When it comes to the form critics, NT scholars don’t know Schmidt. But to be fair, for a long time — all of the twentieth century in fact — they had a reasonable excuse. None of Karl Ludwig Schmidt’s works had been translated into English, and unless you could grapple with his dense, rambling, arcane German prose, you had to rely on reviews and summaries from bilingual scholars.

The Place of the Gospels in the General History of Literature

The Place of the Gospels
in the General History of Literature
Karl Ludwig Schmidt

An act of parricide

In 2002, however, one of Schmidt’s major works became available to the English-speaking public. Anyone with an interest in the gospel genre debate now has easy access to The Place of the Gospels in the General History of Literature at popular prices. I’m assuming it didn’t sell well, because right now it’s going for $2.45 (US) at Amazon, and when my copy arrived back in February, it had a black mark across the top. It has landed in the book equivalent of the cut-out bin.

If you have any interest at all in form criticism or NT German scholarship, John Riches’ introduction alone is worth the price of the book. Riches notes that it took an unconscionable amount of time for The Place of the Gospels to be translated into English.

The appearance in English, nearly eighty years after its first publication, of one of the major works of early-twentieth-century German gospel criticism, represents yet another triumph of the persistence of the few over the indifference and hostility of the many. In this way, Schmidt’s article in the Eucharisterion Festschrift joins William Wrede’s Messianic Secret (1901: 1971) and Rudolf Bultmann’s History of the Synoptic Tradition (1921: 1961) as works that have waited too long before they were made available to those without easy access to German. This leaves Der Rahmen der Geschichte Jesu [The Framework of the History of Jesus] as the last of the major works of the form critics still to be translated. Is this too little too late, or is there still an opportunity for a serious appraisal of the form critics? (p. vii, bold emphasis added)

We’ll save Riches’ strong criticism of current scholarship for a later post.  For now, let me pique your curiosity with some choice words about how the work of the form critics has been twisted to serve antithetical purposes. read more »


2013-03-29

The Genre of the Gospels: How the Consensus Changed (Part 2)

by Tim Widowfield

Part 2: Two Parables

Before we discuss Karl Ludwig Schmidt’s views on the genre of the canonical gospels, I want to present two parables that I hope will drive home some basic concepts. A review of the recent scholarship on the subject reveals a distressing amount of misunderstanding here. I hope the following illustrations will help clarify two of Schmidt’s fundamental ideas.

The Platypus

Imagine for the moment that Richard Burridge has a younger brother, Bucky Burridge, who is an up-and-coming zoologist. One day while visiting an Australian museum of natural history, he comes face to face with a stuffed and mounted platypus. He has never seen a platypus before, and he is struck by its features. In many ways it is like nothing he has ever seen, but after careful consideration, he believes he knows the proper classification of this so-called “mammal.”

John Gould print image of Ornithorhynchus anat...

John Gould print image of Ornithorhynchus anatinus (platypus) (Photo credit: Wikipedia)

Bucky hunts down the curator of the museum and asks for a few minutes of his time. “Did you know,” he asks the curator, “that you have classified a duck as a mammal?” The curator is confused, so Bucky drags him back to the exhibit of the platypus.

He points at the display case, tapping the glass. “The placard identifies this duck as a mammal!” says Bucky with a frown.

The curator pauses to make sure Bucky is serious, then tactfully asks, “Why do you think it’s a duck?” read more »